AI assistant
Barclays PLC Major Shareholding Notification 2021
5250_rns_2021-12-21_1eb04cb1-1811-4959-9fe0-6a75403de169.html
Major Shareholding Notification
Open in viewerOpens in your device viewer
National Storage Mechanism | Additional information
Form 8.3 - NortonLifeLock Inc.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 December 2021 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | |||||
| and/or controlled: | 1,434,782 | 0.25% | 635,905 | 0.11% | ||
| (2) | Cash-settled derivatives: | |||||
| 485,198 | 0.08% | 1,513,170 | 0.26% | |||
| (3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 2,100 | 0.00% | ||
| TOTAL: | 1,919,980 | 0.33% | 2,151,175 | 0.37% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | |||||
| and/or controlled: | 389,000 | 0.07% | 0 | 0.00% | ||
| (2) | Cash-settled derivatives: | |||||
| 0 | 0.00% | 0 | 0.00% | |||
| (3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 389,000 | 0.07% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 92 | 25.3000 USD | ||||
| USD 0.01 common | Purchase | 99 | 25.4200 USD | ||||
| USD 0.01 common | Purchase | 111 | 25.6858 USD | ||||
| USD 0.01 common | Purchase | 116 | 25.7756 USD | ||||
| USD 0.01 common | Purchase | 130 | 25.7544 USD | ||||
| USD 0.01 common | Purchase | 145 | 25.7299 USD | ||||
| USD 0.01 common | Purchase | 150 | 25.7287 USD | ||||
| USD 0.01 common | Purchase | 183 | 25.7010 USD | ||||
| USD 0.01 common | Purchase | 205 | 25.6881 USD | ||||
| USD 0.01 common | Purchase | 220 | 25.7379 USD | ||||
| USD 0.01 common | Purchase | 224 | 25.6959 USD | ||||
| USD 0.01 common | Purchase | 240 | 25.7137 USD | ||||
| USD 0.01 common | Purchase | 270 | 25.7276 USD | ||||
| USD 0.01 common | Purchase | 300 | 25.7700 USD | ||||
| USD 0.01 common | Purchase | 426 | 25.6978 USD | ||||
| USD 0.01 common | Purchase | 567 | 25.6241 USD | ||||
| USD 0.01 common | Purchase | 600 | 25.7366 USD | ||||
| USD 0.01 common | Purchase | 618 | 25.7264 USD | ||||
| USD 0.01 common | Purchase | 658 | 25.5568 USD | ||||
| USD 0.01 common | Purchase | 868 | 25.6900 USD | ||||
| USD 0.01 common | Purchase | 891 | 25.5909 USD | ||||
| USD 0.01 common | Purchase | 1,413 | 25.6219 USD | ||||
| USD 0.01 common | Purchase | 3,140 | 25.6469 USD | ||||
| USD 0.01 common | Purchase | 4,277 | 25.5800 USD | ||||
| USD 0.01 common | Purchase | 5,684 | 25.7915 USD | ||||
| USD 0.01 common | Purchase | 7,861 | 25.7586 USD | ||||
| USD 0.01 common | Purchase | 8,935 | 25.6183 USD | ||||
| USD 0.01 common | Purchase | 11,845 | 25.6354 USD | ||||
| USD 0.01 common | Purchase | 33,738 | 25.6738 USD | ||||
| USD 0.01 common | Purchase | 45,882 | 25.7800 USD | ||||
| USD 0.01 common | Purchase | 55,874 | 25.7782 USD | ||||
| USD 0.01 common | Purchase | 79,499 | 25.6993 USD | ||||
| USD 0.01 common | Sale | 1 | 25.8000 USD | ||||
| USD 0.01 common | Sale | 1 | 25.8300 USD | ||||
| USD 0.01 common | Sale | 1 | 25.5900 USD | ||||
| USD 0.01 common | Sale | 1 | 25.6000 USD | ||||
| USD 0.01 common | Sale | 4 | 25.7725 USD | ||||
| USD 0.01 common | Sale | 25 | 25.4144 USD | ||||
| USD 0.01 common | Sale | 44 | 25.8600 USD | ||||
| USD 0.01 common | Sale | 55 | 25.7034 USD | ||||
| USD 0.01 common | Sale | 56 | 25.7628 USD | ||||
| USD 0.01 common | Sale | 66 | 25.8525 USD | ||||
| USD 0.01 common | Sale | 66 | 25.8500 USD | ||||
| USD 0.01 common | Sale | 67 | 25.7300 USD | ||||
| USD 0.01 common | Sale | 92 | 25.3000 USD | ||||
| USD 0.01 common | Sale | 99 | 25.4200 USD | ||||
| USD 0.01 common | Sale | 100 | 25.8800 USD | ||||
| USD 0.01 common | Sale | 105 | 25.8522 USD | ||||
| USD 0.01 common | Sale | 108 | 25.6600 USD | ||||
| USD 0.01 common | Sale | 121 | 25.7599 USD | ||||
| USD 0.01 common | Sale | 148 | 25.7545 USD | ||||
| USD 0.01 common | Sale | 200 | 25.5725 USD | ||||
| USD 0.01 common | Sale | 225 | 25.8367 USD | ||||
| USD 0.01 common | Sale | 300 | 25.6550 USD | ||||
| USD 0.01 common | Sale | 300 | 25.7700 USD | ||||
| USD 0.01 common | Sale | 302 | 25.5750 USD | ||||
| USD 0.01 common | Sale | 302 | 25.7428 USD | ||||
| USD 0.01 common | Sale | 332 | 25.8288 USD | ||||
| USD 0.01 common | Sale | 343 | 25.5743 USD | ||||
| USD 0.01 common | Sale | 349 | 25.8650 USD | ||||
| USD 0.01 common | Sale | 437 | 25.7528 USD | ||||
| USD 0.01 common | Sale | 481 | 25.7657 USD | ||||
| USD 0.01 common | Sale | 500 | 25.6100 USD | ||||
| USD 0.01 common | Sale | 702 | 25.7608 USD | ||||
| USD 0.01 common | Sale | 750 | 25.7579 USD | ||||
| USD 0.01 common | Sale | 752 | 25.7629 USD | ||||
| USD 0.01 common | Sale | 757 | 25.6836 USD | ||||
| USD 0.01 common | Sale | 923 | 25.7525 USD | ||||
| USD 0.01 common | Sale | 1,213 | 25.7463 USD | ||||
| USD 0.01 common | Sale | 1,452 | 25.7156 USD | ||||
| USD 0.01 common | Sale | 1,481 | 25.7859 USD | ||||
| USD 0.01 common | Sale | 1,701 | 25.6400 USD | ||||
| USD 0.01 common | Sale | 1,800 | 25.6900 USD | ||||
| USD 0.01 common | Sale | 2,025 | 25.7710 USD | ||||
| USD 0.01 common | Sale | 2,537 | 25.5748 USD | ||||
| USD 0.01 common | Sale | 3,059 | 25.5189 USD | ||||
| USD 0.01 common | Sale | 3,157 | 25.5700 USD | ||||
| USD 0.01 common | Sale | 4,461 | 25.7999 USD | ||||
| USD 0.01 common | Sale | 5,086 | 25.7601 USD | ||||
| USD 0.01 common | Sale | 5,816 | 25.7172 USD | ||||
| USD 0.01 common | Sale | 8,220 | 25.7018 USD | ||||
| USD 0.01 common | Sale | 8,681 | 25.6738 USD | ||||
| USD 0.01 common | Sale | 10,627 | 25.6397 USD | ||||
| USD 0.01 common | Sale | 11,862 | 25.7613 USD | ||||
| USD 0.01 common | Sale | 22,789 | 25.6402 USD | ||||
| USD 0.01 common | Sale | 24,043 | 25.7000 USD | ||||
| USD 0.01 common | Sale | 45,338 | 25.6771 USD | ||||
| USD 0.01 common | Sale | 98,552 | 25.7800 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||
| Date of disclosure: | 21 Dec 2021 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | ||
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price | date | ||
| relevant | selling, | securities | per unit | ||||
| security | varying etc | to which | |||||
| option | |||||||
| relates | |||||||
| USD 0.01 common | Put Options | Purchased | -2,100 | 30.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211221005423/en/
BARCLAYS PLC