Barclays PLC — Major Shareholding Notification 2021

Dec 16, 2021

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc - Amendment.

FORM 8.3 - Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				14 December 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,528,440	0.26%	667,179	0.11%
(2)	Cash-settled derivatives:
			386,198	0.07%	1,513,170	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	2,100	0.00%
	TOTAL:		1,914,638	0.33%	2,182,449	0.38%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		389,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		389,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		24.3300 USD
USD 0.01 common		Purchase		18		21.6350 EUR
USD 0.01 common		Purchase		45		24.3350 USD
USD 0.01 common		Purchase		100		24.3900 USD
USD 0.01 common		Purchase		100		24.1300 USD
USD 0.01 common		Purchase		100		24.2650 USD
USD 0.01 common		Purchase		100		24.3500 USD
USD 0.01 common		Purchase		137		24.3550 USD
USD 0.01 common		Purchase		145		24.3841 USD
USD 0.01 common		Purchase		213		24.2100 USD
USD 0.01 common		Purchase		308		24.2500 USD
USD 0.01 common		Purchase		391		24.2924 USD
USD 0.01 common		Purchase		481		24.3950 USD
USD 0.01 common		Purchase		500		24.3600 USD
USD 0.01 common		Purchase		792		24.2607 USD
USD 0.01 common		Purchase		896		24.2956 USD
USD 0.01 common		Purchase		1,281		24.3057 USD
USD 0.01 common		Purchase		1,700		24.4000 USD
USD 0.01 common		Purchase		1,916		24.2966 USD
USD 0.01 common		Purchase		2,300		24.2681 USD
USD 0.01 common		Purchase		3,064		24.3217 USD
USD 0.01 common		Purchase		4,979		24.3124 USD
USD 0.01 common		Purchase		7,703		24.3062 USD
USD 0.01 common		Purchase		9,421		24.2685 USD
USD 0.01 common		Purchase		12,127		24.3449 USD
USD 0.01 common		Purchase		14,372		24.2828 USD
USD 0.01 common		Purchase		15,772		24.3111 USD
USD 0.01 common		Purchase		19,644		24.2700 USD
USD 0.01 common		Purchase		37,689		24.2703 USD
USD 0.01 common		Purchase		159,570		24.2741 USD
USD 0.01 common		Sale		4		24.6400 USD
USD 0.01 common		Sale		8		24.3050 USD
USD 0.01 common		Sale		15		24.3316 USD
USD 0.01 common		Sale		15		24.3300 USD
USD 0.01 common		Sale		15		24.3653 USD
USD 0.01 common		Sale		16		24.3771 USD
USD 0.01 common		Sale		16		24.3150 USD
USD 0.01 common		Sale		16		24.3475 USD
USD 0.01 common		Sale		16		24.3375 USD
USD 0.01 common		Sale		16		24.3231 USD
USD 0.01 common		Sale		17		24.2952 USD
USD 0.01 common		Sale		17		24.2850 USD
USD 0.01 common		Sale		18		21.6350 EUR
USD 0.01 common		Sale		18		24.3077 USD
USD 0.01 common		Sale		19		24.3421 USD
USD 0.01 common		Sale		23		24.3210 USD
USD 0.01 common		Sale		24		24.2716 USD
USD 0.01 common		Sale		24		24.3850 USD
USD 0.01 common		Sale		32		24.2987 USD
USD 0.01 common		Sale		34		24.2950 USD
USD 0.01 common		Sale		42		24.3350 USD
USD 0.01 common		Sale		42		24.3900 USD
USD 0.01 common		Sale		45		24.3800 USD
USD 0.01 common		Sale		51		24.2866 USD
USD 0.01 common		Sale		51		24.2983 USD
USD 0.01 common		Sale		51		24.2883 USD
USD 0.01 common		Sale		58		24.3225 USD
USD 0.01 common		Sale		65		24.3450 USD
USD 0.01 common		Sale		68		24.3137 USD
USD 0.01 common		Sale		68		24.3012 USD
USD 0.01 common		Sale		69		24.3129 USD
USD 0.01 common		Sale		88		24.2151 USD
USD 0.01 common		Sale		99		24.3100 USD
USD 0.01 common		Sale		100		24.2900 USD
USD 0.01 common		Sale		100		24.3000 USD
USD 0.01 common		Sale		103		24.3200 USD
USD 0.01 common		Sale		133		24.3641 USD
USD 0.01 common		Sale		145		24.2701 USD
USD 0.01 common		Sale		168		24.3205 USD
USD 0.01 common		Sale		200		24.3860 USD
USD 0.01 common		Sale		243		24.3149 USD
USD 0.01 common		Sale		300		24.3967 USD
USD 0.01 common		Sale		308		24.2500 USD
USD 0.01 common		Sale		395		24.3851 USD
USD 0.01 common		Sale		420		24.2963 USD
USD 0.01 common		Sale		447		24.4200 USD
USD 0.01 common		Sale		453		24.3700 USD
USD 0.01 common		Sale		473		24.3694 USD
USD 0.01 common		Sale		506		24.3600 USD
USD 0.01 common		Sale		1,075		24.3313 USD
USD 0.01 common		Sale		2,153		24.3032 USD
USD 0.01 common		Sale		2,200		24.3986 USD
USD 0.01 common		Sale		3,691		24.2738 USD
USD 0.01 common		Sale		6,954		24.2698 USD
USD 0.01 common		Sale		7,342		24.2927 USD
USD 0.01 common		Sale		7,444		24.3080 USD
USD 0.01 common		Sale		8,225		24.3246 USD
USD 0.01 common		Sale		8,272		24.3152 USD
USD 0.01 common		Sale		10,028		24.3392 USD
USD 0.01 common		Sale		61,470		24.2700 USD
USD 0.01 common		Sale		187,074		24.2739 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				16 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211216005851/en/

BARCLAYS PLC