Barclays PLC — Major Shareholding Notification 2021

Dec 9, 2021

National Storage Mechanism | Additional information

FORM 8.3 - NORTONLIFELOCK INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	08 December 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,547,571	0.27%	674,749	0.12%
(2)	Cash-settled derivatives:
		386,198	0.07%	1,513,168	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	2,100	0.00%
	TOTAL:	1,933,769	0.33%	2,190,017	0.38%
Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	386,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	386,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	7	24.4000 USD
USD 0.01 common	Purchase	100	24.4400 USD
USD 0.01 common	Purchase	100	24.3900 USD
USD 0.01 common	Purchase	114	24.4363 USD
USD 0.01 common	Purchase	165	24.3958 USD
USD 0.01 common	Purchase	200	24.4240 USD
USD 0.01 common	Purchase	261	24.3787 USD
USD 0.01 common	Purchase	268	24.4448 USD
USD 0.01 common	Purchase	273	24.4200 USD
USD 0.01 common	Purchase	319	24.4209 USD
USD 0.01 common	Purchase	400	24.3500 USD
USD 0.01 common	Purchase	418	24.4171 USD
USD 0.01 common	Purchase	481	24.4085 USD
USD 0.01 common	Purchase	516	24.4174 USD
USD 0.01 common	Purchase	526	24.4045 USD
USD 0.01 common	Purchase	545	24.4022 USD
USD 0.01 common	Purchase	552	24.4026 USD
USD 0.01 common	Purchase	640	24.4544 USD
USD 0.01 common	Purchase	723	24.4188 USD
USD 0.01 common	Purchase	2,270	24.4183 USD
USD 0.01 common	Purchase	2,728	24.3934 USD
USD 0.01 common	Purchase	2,758	24.4269 USD
USD 0.01 common	Purchase	3,520	24.4097 USD
USD 0.01 common	Purchase	3,700	24.4251 USD
USD 0.01 common	Purchase	5,522	24.4107 USD
USD 0.01 common	Purchase	9,789	24.3992 USD
USD 0.01 common	Purchase	9,865	24.4165 USD
USD 0.01 common	Purchase	12,945	24.4298 USD
USD 0.01 common	Purchase	13,270	24.4106 USD
USD 0.01 common	Purchase	18,136	24.4343 USD
USD 0.01 common	Purchase	21,710	24.3895 USD
USD 0.01 common	Purchase	52,256	24.4100 USD
USD 0.01 common	Purchase	63,876	24.4195 USD
USD 0.01 common	Sale	10	24.4020 USD
USD 0.01 common	Sale	24	24.4200 USD
USD 0.01 common	Sale	29	24.3925 USD
USD 0.01 common	Sale	32	24.4031 USD
USD 0.01 common	Sale	33	24.4266 USD
USD 0.01 common	Sale	34	24.4555 USD
USD 0.01 common	Sale	47	24.4176 USD
USD 0.01 common	Sale	54	24.4075 USD
USD 0.01 common	Sale	56	24.3701 USD
USD 0.01 common	Sale	58	24.3867 USD
USD 0.01 common	Sale	70	24.4098 USD
USD 0.01 common	Sale	100	24.3700 USD
USD 0.01 common	Sale	100	24.4240 USD
USD 0.01 common	Sale	100	24.4140 USD
USD 0.01 common	Sale	115	24.4235 USD
USD 0.01 common	Sale	200	24.4050 USD
USD 0.01 common	Sale	200	24.3725 USD
USD 0.01 common	Sale	200	24.3200 USD
USD 0.01 common	Sale	267	24.4494 USD
USD 0.01 common	Sale	300	24.4216 USD
USD 0.01 common	Sale	305	24.4065 USD
USD 0.01 common	Sale	307	24.4000 USD
USD 0.01 common	Sale	402	24.3500 USD
USD 0.01 common	Sale	430	24.3393 USD
USD 0.01 common	Sale	432	24.4037 USD
USD 0.01 common	Sale	500	24.4300 USD
USD 0.01 common	Sale	500	24.4226 USD
USD 0.01 common	Sale	600	24.3866 USD
USD 0.01 common	Sale	700	24.4021 USD
USD 0.01 common	Sale	800	24.4237 USD
USD 0.01 common	Sale	900	24.4238 USD
USD 0.01 common	Sale	901	24.3883 USD
USD 0.01 common	Sale	1,000	24.4261 USD
USD 0.01 common	Sale	1,127	24.4429 USD
USD 0.01 common	Sale	1,585	24.6882 USD
USD 0.01 common	Sale	1,749	24.4252 USD
USD 0.01 common	Sale	1,993	24.4126 USD
USD 0.01 common	Sale	2,435	24.4144 USD
USD 0.01 common	Sale	7,769	24.4017 USD
USD 0.01 common	Sale	7,887	24.4184 USD
USD 0.01 common	Sale	8,711	24.4118 USD
USD 0.01 common	Sale	10,825	24.4505 USD
USD 0.01 common	Sale	13,270	24.4106 USD
USD 0.01 common	Sale	73,681	24.4100 USD
USD 0.01 common	Sale	90,076	24.4099 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?
Date of disclosure:
Contact name:
Telephone number:

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211209005508/en/

BARCLAYS PLC