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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | AVAST PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 29 November 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities owned | ||||
| and/or controlled: | 17,094,145 | 1.65% | 12,339,838 | 1.19% | |
| (2) | Cash-settled derivatives: | ||||
| 487,167 | 0.05% | 12,476,752 | 1.21% | ||
| (3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | 17,581,312 | 1.70% | 24,816,590 | 2.40% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 10p ordinary | Purchase | 15 | 6.0040 GBP |
| 10p ordinary | Purchase | 84 | 5.9970 GBP |
| 10p ordinary | Purchase | 352 | 6.0280 GBP |
| 10p ordinary | Purchase | 418 | 6.0020 GBP |
| 10p ordinary | Purchase | 500 | 5.9900 GBP |
| 10p ordinary | Purchase | 536 | 6.0220 GBP |
| 10p ordinary | Purchase | 543 | 6.0360 GBP |
| 10p ordinary | Purchase | 657 | 6.0237 GBP |
| 10p ordinary | Purchase | 827 | 6.0212 GBP |
| 10p ordinary | Purchase | 1,077 | 6.0081 GBP |
| 10p ordinary | Purchase | 1,194 | 6.0291 GBP |
| 10p ordinary | Purchase | 1,431 | 5.9920 GBP |
| 10p ordinary | Purchase | 2,048 | 6.0165 GBP |
| 10p ordinary | Purchase | 2,402 | 6.0308 GBP |
| 10p ordinary | Purchase | 2,622 | 6.0340 GBP |
| 10p ordinary | Purchase | 2,851 | 6.0261 GBP |
| 10p ordinary | Purchase | 3,888 | 6.0273 GBP |
| 10p ordinary | Purchase | 4,256 | 6.0271 GBP |
| 10p ordinary | Purchase | 5,403 | 6.0295 GBP |
| 10p ordinary | Purchase | 6,976 | 6.0239 GBP |
| 10p ordinary | Purchase | 7,094 | 6.0413 GBP |
| 10p ordinary | Purchase | 7,742 | 6.0460 GBP |
| 10p ordinary | Purchase | 9,730 | 6.0371 GBP |
| 10p ordinary | Purchase | 9,834 | 6.0400 GBP |
| 10p ordinary | Purchase | 20,418 | 6.0281 GBP |
| 10p ordinary | Purchase | 20,462 | 6.0480 GBP |
| 10p ordinary | Purchase | 32,047 | 6.0279 GBP |
| 10p ordinary | Purchase | 55,164 | 6.0298 GBP |
| 10p ordinary | Purchase | 58,112 | 181.9345 CZK |
| 10p ordinary | Sale | 15 | 6.0040 GBP |
| 10p ordinary | Sale | 74 | 5.9840 GBP |
| 10p ordinary | Sale | 352 | 6.0280 GBP |
| 10p ordinary | Sale | 418 | 6.0020 GBP |
| 10p ordinary | Sale | 500 | 5.9900 GBP |
| 10p ordinary | Sale | 551 | 5.9920 GBP |
| 10p ordinary | Sale | 1,000 | 182.3500 CZK |
| 10p ordinary | Sale | 1,275 | 6.0283 GBP |
| 10p ordinary | Sale | 1,297 | 6.0407 GBP |
| 10p ordinary | Sale | 1,905 | 6.0272 GBP |
| 10p ordinary | Sale | 2,153 | 6.0355 GBP |
| 10p ordinary | Sale | 3,231 | 6.0328 GBP |
| 10p ordinary | Sale | 3,586 | 6.0296 GBP |
| 10p ordinary | Sale | 3,758 | 5.9986 GBP |
| 10p ordinary | Sale | 5,083 | 6.0365 GBP |
| 10p ordinary | Sale | 5,684 | 6.0483 GBP |
| 10p ordinary | Sale | 6,642 | 6.0356 GBP |
| 10p ordinary | Sale | 6,829 | 6.0122 GBP |
| 10p ordinary | Sale | 8,571 | 6.0217 GBP |
| 10p ordinary | Sale | 9,552 | 6.0322 GBP |
| 10p ordinary | Sale | 10,259 | 6.0450 GBP |
| 10p ordinary | Sale | 12,790 | 6.0341 GBP |
| 10p ordinary | Sale | 16,335 | 6.0269 GBP |
| 10p ordinary | Sale | 19,145 | 6.0258 GBP |
| 10p ordinary | Sale | 20,418 | 6.0281 GBP |
| 10p ordinary | Sale | 20,418 | 6.0085 GBP |
| 10p ordinary | Sale | 20,732 | 6.0352 GBP |
| 10p ordinary | Sale | 24,296 | 6.0480 GBP |
| 10p ordinary | Sale | 33,677 | 6.0266 GBP |
| 10p ordinary | Sale | 52,780 | 6.0351 GBP |
| 10p ordinary | Sale | 76,229 | 6.0340 GBP |
| 10p ordinary | Sale | 156,897 | 6.0299 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 10p ordinary | CFD | Long | 253 | 6.0394 GBP |
| 10p ordinary | CFD | Long | 1,000 | 182.2223 CZK |
| 10p ordinary | SWAP | Long | 1,836 | 6.0007 GBP |
| 10p ordinary | SWAP | Long | 3,758 | 5.9986 GBP |
| 10p ordinary | CFD | Long | 12,485 | 6.0090 GBP |
| 10p ordinary | SWAP | Long | 19,572 | 6.0429 GBP |
| 10p ordinary | CFD | Long | 24,296 | 6.0480 GBP |
| 10p ordinary | SWAP | Long | 29,722 | 6.0387 GBP |
| 10p ordinary | SWAP | Long | 51,621 | 6.0381 GBP |
| 10p ordinary | CFD | Long | 58,112 | 6.0111 GBP |
| 10p ordinary | SWAP | Short | 536 | 6.0220 GBP |
| 10p ordinary | SWAP | Short | 828 | 6.0339 GBP |
| 10p ordinary | SWAP | Short | 880 | 5.9920 GBP |
| 10p ordinary | CFD | Short | 1,000 | 5.9904 GBP |
| 10p ordinary | SWAP | Short | 1,011 | 5.9904 GBP |
| 10p ordinary | SWAP | Short | 2,110 | 6.0340 GBP |
| 10p ordinary | SWAP | Short | 3,502 | 6.0304 GBP |
| 10p ordinary | CFD | Short | 16,766 | 6.0254 GBP |
| 10p ordinary | SWAP | Short | 32,506 | 6.0355 GBP |
| 10p ordinary | SWAP | Short | 41,368 | 6.0268 GBP |
| 10p ordinary | CFD | Short | 58,112 | 182.0618 CZK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | |
| Date of disclosure: | |
| Contact name: | |
| Telephone number: |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211130005616/en/
BARCLAYS PLC