Barclays PLC - Major Shareholding Notification 2021

National Storage Mechanism | Additional information

Form 8.3 - BACANORA LITHIUM PLC - AMENDMENT

FORM 8.3 - Please disregard all rule 8.3 disclosures relating to dealing prior to 04.10.21 by Barclays plc in Bacanora Lithium plc (in addition Barclays plc has dealt on previous dates during the offer period as attached at the end of this form).

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BACANORA LITHIUM PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	01 Oct 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	5,223,182	1.36%	0	0.00%

(2)	Cash-settled derivatives:
		0	0.00%	5,223,182	1.36%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	5,223,182	1.36%	5,223,182	1.36%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant security	Purchase/sale	Number of securities	Price per unit

(b) Cash-settled derivative transactions


Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?	NO


Date of disclosure:	11 Oct 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

3 a) Purchases and sales


	Class of relevant	Purchase/sale	Number of	Price per unit
Deal Date	security		securities
31/08/2021	10p ordinary	Purchase	3628957	0.6669
01/09/2021	10p ordinary	Purchase	700000	0.6624
01/09/2021	10p ordinary	Purchase	289	0.661
01/09/2021	10p ordinary	Purchase	626	0.665
01/09/2021	10p ordinary	Sales	53	0.66
01/09/2021	10p ordinary	Sales	289	0.661
01/09/2021	10p ordinary	Sales	573	0.661
03/09/2021	10p ordinary	Purchase	341	0.663
03/09/2021	10p ordinary	Purchase	325	0.663
03/09/2021	10p ordinary	Sales	325	0.6625
03/09/2021	10p ordinary	Sales	341	0.663
07/09/2021	10p ordinary	Purchase	500000	0.6656
07/09/2021	10p ordinary	Purchase	250000	0.6657
07/09/2021	10p ordinary	Purchase	304518	0.6656
09/09/2021	10p ordinary	Purchase	125000	0.6646
10/09/2021	10p ordinary	Purchase	250000	6631
13/09/2021	10p ordinary	Purchase	2415555	0.6756
15/09/2021	10p ordinary	Purchase	795	0.6769
15/09/2021	10p ordinary	Purchase	231	0.68
15/09/2021	10p ordinary	Purchase	2211112	0.6756
15/09/2021	10p ordinary	Sales	795	0.677
16/09/2021	10p ordinary	Purchase	1595	0.675
16/09/2021	10p ordinary	Purchase	1455	0.675
16/09/2021	10p ordinary	Sales	1595	0.675
16/09/2021	10p ordinary	Sales	1686	0.675
20/09/2021	10p ordinary	Purchase	153000	0.6727
21/09/2021	10p ordinary	Purchase	1377	0.6709
21/09/2021	10p ordinary	Sales	1377	0.671
21/09/2021	10p ordinary	Purchase	500000	0.672
22/09/2021	10p ordinary	Purchase	2	0.6719
22/09/2021	10p ordinary	Sales	2	0.672
22/09/2021	10p ordinary	Purchase	250000	0.6714
23/09/2021	10p ordinary	Purchase	85000	0.6709
24/09/2021	10p ordinary	Purchase	150000	0.6716
27/09/2021	10p ordinary	Purchase	250000	0.6726
29/09/2021	10p ordinary	Purchase	7086	0.68
29/09/2021	10p ordinary	Purchase	52	0.674966
29/09/2021	10p ordinary	Purchase	40	0.675
29/09/2021	10p ordinary	Sales	52	0.675
29/09/2021	10p ordinary	Sales	7086	0.68
29/09/2021	10p ordinary	Sales	7000000	0.6725
30/09/2021	10p ordinary	Purchase	350000	0.67568
01/10/2021	10p ordinary	Purchase	82264	0.674
01/10/2021	10p ordinary	Purchase	1838	0.675
01/10/2021	10p ordinary	Sales	1838	0.675034
01/10/2021	10p ordinary	Sales	82264	0.674
01/10/2021	10p ordinary	Purchase	100000	0.67568

(b) Cash-settled derivative transactions


	Class of	Product	Nature of dealing	Number of	Price per
	relevant	description		reference	unit
Trade Date	security			securities
15/09/2021	10p ordinary	SWAP	Short	231	0.6800
16/09/2021	10p ordinary	SWAP	Long	1,686	0.6749
16/09/2021	10p ordinary	SWAP	Short	3,738,651	0.6750
16/09/2021	10p ordinary	SWAP	Short	6,646,491	0.6750
16/09/2021	10p ordinary	SWAP	Short	1,455	0.6750
20/09/2021	10p ordinary	SWAP	Short	55,080	0.6727
20/09/2021	10p ordinary	SWAP	Short	97,920	0.6727
21/09/2021	10p ordinary	SWAP	Short	180,000	0.6720
21/09/2021	10p ordinary	SWAP	Short	320,000	0.6720
22/09/2021	10p ordinary	SWAP	Short	90,000	0.6714
22/09/2021	10p ordinary	SWAP	Short	160,000	0.6714
23/09/2021	10p ordinary	SWAP	Short	54,400	0.6709
23/09/2021	10p ordinary	SWAP	Short	30,600	0.6709
24/09/2021	10p ordinary	SWAP	Short	54,000	0.6716
24/09/2021	10p ordinary	SWAP	Short	96,000	0.6716
27/09/2021	10p ordinary	SWAP	Short	90,000	0.6726
27/09/2021	10p ordinary	SWAP	Short	160,000	0.6726
28/09/2021	10p ordinary	SWAP	Short	40	0.6750
29/09/2021	10p ordinary	SWAP	Long	4,480,000	0.6725
29/09/2021	10p ordinary	SWAP	Long	2,520,000	0.6725
30/09/2021	10p ordinary	SWAP	Short	224,000	0.6757
30/09/2021	10p ordinary	SWAP	Short	126,000	0.6757
01/10/2021	10p ordinary	SWAP	Short	64,000	0.6757
01/10/2021	10p ordinary	SWAP	Short	36,000	0.6757

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.