Barclays PLC — Major Shareholding Notification 2021

Oct 8, 2021

National Storage Mechanism | Additional information

FORM 8.3 - WM MORRISON SUPERMARKETS PLC - AMENDMENT

FORM 8.3 - Amendment to Sale and Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				WM MORRISON SUPERMARKETS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				06 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making				NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			10p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		28,507,311	1.18%	5,024,313	0.21%
(2)	Cash-settled derivatives:
			1,227,375	0.05%	8,837,232	0.37%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		29,734,686	1.23%	13,861,545	0.57%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		1,026		2.8547 GBP
10p ordinary		Purchase		4,980		2.8539 GBP
10p ordinary		Purchase		8,892		2.8530 GBP
10p ordinary		Purchase		10,177		2.8542 GBP
10p ordinary		Purchase		10,430		2.8578 GBP
10p ordinary		Purchase		12,061		2.8550 GBP
10p ordinary		Purchase		22,431		2.8573 GBP
10p ordinary		Purchase		68,966		2.8570 GBP
10p ordinary		Purchase		275,196		2.8560 GBP
10p ordinary		Purchase		298,528		2.8540 GBP
10p ordinary		Purchase		479,243		2.8554 GBP
10p ordinary		Purchase		1,007,029		2.8580 GBP
10p ordinary		Purchase		2,521,185		2.8553 GBP
10p ordinary		Purchase		5,103,108		2.8557 GBP
10p ordinary		Sale		118		2.8558 GBP
10p ordinary		Sale		119		2.8553 GBP
10p ordinary		Sale		1,679		2.8547 GBP
10p ordinary		Sale		2,554		2.8542 GBP
10p ordinary		Sale		2,852		2.8544 GBP
10p ordinary		Sale		8,280		2.8543 GBP
10p ordinary		Sale		8,383		2.8539 GBP
10p ordinary		Sale		8,892		2.8530 GBP
10p ordinary		Sale		9,449		2.8556 GBP
10p ordinary		Sale		9,568		2.8537 GBP
10p ordinary		Sale		10,513		2.8557 GBP
10p ordinary		Sale		13,461		2.8550 GBP
10p ordinary		Sale		14,131		2.8560 GBP
10p ordinary		Sale		20,036		2.8529 GBP
10p ordinary		Sale		32,676		2.8541 GBP
10p ordinary		Sale		47,908		2.8559 GBP
10p ordinary		Sale		63,465		2.8570 GBP
10p ordinary		Sale		391,247		2.8540 GBP
10p ordinary		Sale		400,000		2.8545 GBP
10p ordinary		Sale		1,363,352		2.8552 GBP
10p ordinary		Sale		1,500,000		2.8549 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
10p ordinary		SWAP		Long		24	2.8545 GBP
10p ordinary		CFD		Long		176	2.8543 GBP
10p ordinary		SWAP		Long		208	2.8550 GBP
10p ordinary		SWAP		Long		463	2.8546 GBP
10p ordinary		SWAP		Long		2,554	2.8542 GBP
10p ordinary		SWAP		Long		2,852	2.8544 GBP
10p ordinary		SWAP		Long		3,337	2.8547 GBP
10p ordinary		SWAP		Long		5,694	2.8560 GBP
10p ordinary		SWAP		Long		8,383	2.8539 GBP
10p ordinary		SWAP		Long		11,036	2.8570 GBP
10p ordinary		CFD		Long		13,000	2.8537 GBP
10p ordinary		SWAP		Long		20,036	2.8529 GBP
10p ordinary		SWAP		Long		26,320	2.8555 GBP
10p ordinary		SWAP		Long		34,969	2.8543 GBP
10p ordinary		SWAP		Long		77,272	2.8540 GBP
10p ordinary		SWAP		Long		166,520	2.8551 GBP
10p ordinary		SWAP		Long		270,778	2.8557 GBP
10p ordinary		SWAP		Short		712	2.8559 GBP
10p ordinary		SWAP		Short		2,397	2.8540 GBP
10p ordinary		SWAP		Short		4,791	2.8541 GBP
10p ordinary		SWAP		Short		7,029	2.8580 GBP
10p ordinary		SWAP		Short		35,535	2.8537 GBP
10p ordinary		SWAP		Short		62,621	2.8560 GBP
10p ordinary		CFD		Short		74,005	2.8540 GBP
10p ordinary		SWAP		Short		261,272	2.8563 GBP
10p ordinary		SWAP		Short		5,103,108	2.8557 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				8 Oct 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211008005382/en/

BARCLAYS PLC