Barclays PLC - Major Shareholding Notification 2021

National Storage Mechanism | Additional information

FORM 8.3 - BLUE PRISM GROUP PLC - AMENDMENT

FORM 8.3

Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	BLUE PRISM GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	01 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,108,045	2.18%	276,525	0.29%

(2)	Cash-settled derivatives:
		268,308	0.28%	1,999,552	2.06%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	2,376,353	2.45%	2,276,077	2.35%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
1p ordinary	Purchase	10	11.4650 GBP
1p ordinary	Purchase	201	11.4900 GBP
1p ordinary	Purchase	204	11.4600 GBP
1p ordinary	Purchase	208	11.4550 GBP
1p ordinary	Purchase	229	11.4950 GBP
1p ordinary	Purchase	271	11.4518 GBP
1p ordinary	Purchase	461	11.4700 GBP
1p ordinary	Purchase	500	11.4500 GBP
1p ordinary	Purchase	567	11.4794 GBP
1p ordinary	Purchase	988	11.4850 GBP
1p ordinary	Purchase	1,199	11.4886 GBP
1p ordinary	Purchase	1,584	11.4596 GBP
1p ordinary	Purchase	2,070	11.4800 GBP
1p ordinary	Purchase	3,116	11.4544 GBP
1p ordinary	Purchase	4,219	11.4709 GBP
1p ordinary	Purchase	5,301	11.4626 GBP
1p ordinary	Purchase	7,854	11.4725 GBP
1p ordinary	Purchase	15,977	11.4839 GBP
1p ordinary	Purchase	26,754	11.4578 GBP
1p ordinary	Purchase	27,271	11.4647 GBP
1p ordinary	Sale	10	11.4650 GBP
1p ordinary	Sale	200	11.4905 GBP
1p ordinary	Sale	201	11.4900 GBP
1p ordinary	Sale	208	11.4550 GBP
1p ordinary	Sale	212	11.4930 GBP
1p ordinary	Sale	221	11.4500 GBP
1p ordinary	Sale	229	11.4950 GBP
1p ordinary	Sale	250	11.5100 GBP
1p ordinary	Sale	252	11.4727 GBP
1p ordinary	Sale	307	11.4600 GBP
1p ordinary	Sale	461	11.4700 GBP
1p ordinary	Sale	1,484	11.4501 GBP
1p ordinary	Sale	1,546	11.4714 GBP
1p ordinary	Sale	1,602	11.4625 GBP
1p ordinary	Sale	2,043	11.4800 GBP
1p ordinary	Sale	3,893	11.4479 GBP
1p ordinary	Sale	3,922	11.4319 GBP
1p ordinary	Sale	4,265	11.4584 GBP
1p ordinary	Sale	20,977	11.4592 GBP

(b) Cash-settled derivative transactions


Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
1p ordinary	SWAP	Long	103	11.4588 GBP
1p ordinary	SWAP	Long	197	11.4388 GBP
1p ordinary	SWAP	Long	212	11.4930 GBP
1p ordinary	SWAP	Long	302	11.4390 GBP
1p ordinary	SWAP	Long	338	11.4638 GBP
1p ordinary	CFD	Long	1,444	11.4800 GBP
1p ordinary	SWAP	Long	1,665	11.4653 GBP
1p ordinary	SWAP	Long	3,922	11.4319 GBP
1p ordinary	SWAP	Long	4,379	11.4607 GBP
1p ordinary	SWAP	Long	4,530	11.4359 GBP
1p ordinary	SWAP	Long	5,705	11.4442 GBP
1p ordinary	SWAP	Long	12,668	11.4705 GBP
1p ordinary	SWAP	Short	215	11.4800 GBP
1p ordinary	CFD	Short	271	11.4518 GBP
1p ordinary	SWAP	Short	790	11.4571 GBP
1p ordinary	SWAP	Short	1,045	11.4409 GBP
1p ordinary	CFD	Short	1,151	11.4876 GBP
1p ordinary	SWAP	Short	1,199	11.4886 GBP
1p ordinary	CFD	Short	1,444	11.4800 GBP
1p ordinary	SWAP	Short	1,887	11.4434 GBP
1p ordinary	SWAP	Short	2,448	11.4494 GBP
1p ordinary	SWAP	Short	2,595	11.4540 GBP
1p ordinary	SWAP	Short	7,854	11.4725 GBP
1p ordinary	SWAP	Short	9,292	11.4594 GBP
1p ordinary	CFD	Short	12,876	11.4635 GBP
1p ordinary	SWAP	Short	13,194	11.4898 GBP
1p ordinary	SWAP	Short	17,144	11.4637 GBP
1p ordinary	SWAP	Short	18,761	11.4653 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				5 Oct 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.