Barclays PLC — Major Shareholding Notification 2021

Sep 27, 2021

National Storage Mechanism | Additional information

FORM 8.3 – NORTONLIFELOCK INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				24 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,476,045	0.25%	525,289	0.09%
(2)	Cash-settled derivatives:
			217,930	0.04%	1,028,322	0.18%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		500	0.00%	2,100	0.00%
	TOTAL:		1,694,475	0.29%	1,555,711	0.27%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		146,000	0.03%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		146,000	0.03%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		2		25.7350 USD
USD 0.01 common		Purchase		2		25.7450 USD
USD 0.01 common		Purchase		4		25.7625 USD
USD 0.01 common		Purchase		6		25.7333 USD
USD 0.01 common		Purchase		6		25.7316 USD
USD 0.01 common		Purchase		10		25.7270 USD
USD 0.01 common		Purchase		11		25.7200 USD
USD 0.01 common		Purchase		11		25.7100 USD
USD 0.01 common		Purchase		12		25.7950 USD
USD 0.01 common		Purchase		12		25.7700 USD
USD 0.01 common		Purchase		15		21.9200 EUR
USD 0.01 common		Purchase		18		25.7655 USD
USD 0.01 common		Purchase		22		25.6950 USD
USD 0.01 common		Purchase		24		25.8125 USD
USD 0.01 common		Purchase		36		25.8300 USD
USD 0.01 common		Purchase		48		25.8025 USD
USD 0.01 common		Purchase		62		25.7946 USD
USD 0.01 common		Purchase		68		25.7300 USD
USD 0.01 common		Purchase		72		25.8066 USD
USD 0.01 common		Purchase		84		25.8214 USD
USD 0.01 common		Purchase		132		25.8418 USD
USD 0.01 common		Purchase		181		25.8074 USD
USD 0.01 common		Purchase		195		25.7600 USD
USD 0.01 common		Purchase		200		25.7900 USD
USD 0.01 common		Purchase		508		25.8191 USD
USD 0.01 common		Purchase		566		25.8115 USD
USD 0.01 common		Purchase		676		25.7543 USD
USD 0.01 common		Purchase		724		21.4445 EUR
USD 0.01 common		Purchase		885		25.7969 USD
USD 0.01 common		Purchase		1,168		25.7710 USD
USD 0.01 common		Purchase		1,351		25.8192 USD
USD 0.01 common		Purchase		2,223		25.8200 USD
USD 0.01 common		Purchase		2,609		25.7762 USD
USD 0.01 common		Purchase		2,860		25.7845 USD
USD 0.01 common		Purchase		2,943		25.7654 USD
USD 0.01 common		Purchase		4,500		25.7451 USD
USD 0.01 common		Purchase		4,937		25.8187 USD
USD 0.01 common		Purchase		5,840		25.7949 USD
USD 0.01 common		Purchase		7,797		25.6863 USD
USD 0.01 common		Purchase		8,000		25.8042 USD
USD 0.01 common		Purchase		9,607		25.8014 USD
USD 0.01 common		Purchase		16,108		25.7966 USD
USD 0.01 common		Purchase		53,098		25.8167 USD
USD 0.01 common		Purchase		97,477		25.8040 USD
USD 0.01 common		Sale		1		25.7000 USD
USD 0.01 common		Sale		4		25.7375 USD
USD 0.01 common		Sale		6		25.7233 USD
USD 0.01 common		Sale		7		25.7514 USD
USD 0.01 common		Sale		15		21.9200 EUR
USD 0.01 common		Sale		16		25.7306 USD
USD 0.01 common		Sale		21		25.8300 USD
USD 0.01 common		Sale		30		25.8420 USD
USD 0.01 common		Sale		41		25.7765 USD
USD 0.01 common		Sale		81		25.7575 USD
USD 0.01 common		Sale		100		25.8150 USD
USD 0.01 common		Sale		100		25.7900 USD
USD 0.01 common		Sale		100		25.7500 USD
USD 0.01 common		Sale		111		25.7090 USD
USD 0.01 common		Sale		120		25.8000 USD
USD 0.01 common		Sale		145		25.8400 USD
USD 0.01 common		Sale		200		25.7750 USD
USD 0.01 common		Sale		208		25.7687 USD
USD 0.01 common		Sale		208		25.7987 USD
USD 0.01 common		Sale		208		25.7775 USD
USD 0.01 common		Sale		209		25.8072 USD
USD 0.01 common		Sale		234		25.7933 USD
USD 0.01 common		Sale		234		25.7911 USD
USD 0.01 common		Sale		252		25.7875 USD
USD 0.01 common		Sale		286		25.7881 USD
USD 0.01 common		Sale		312		25.8175 USD
USD 0.01 common		Sale		393		25.8023 USD
USD 0.01 common		Sale		409		25.7939 USD
USD 0.01 common		Sale		494		25.7942 USD
USD 0.01 common		Sale		543		25.8360 USD
USD 0.01 common		Sale		561		25.8221 USD
USD 0.01 common		Sale		566		25.8115 USD
USD 0.01 common		Sale		724		21.4445 EUR
USD 0.01 common		Sale		732		25.8100 USD
USD 0.01 common		Sale		775		25.8087 USD
USD 0.01 common		Sale		788		25.5946 USD
USD 0.01 common		Sale		806		25.7935 USD
USD 0.01 common		Sale		847		25.7419 USD
USD 0.01 common		Sale		974		25.8330 USD
USD 0.01 common		Sale		995		25.8104 USD
USD 0.01 common		Sale		1,368		25.7738 USD
USD 0.01 common		Sale		1,531		25.7879 USD
USD 0.01 common		Sale		2,151		25.5548 USD
USD 0.01 common		Sale		2,429		25.8095 USD
USD 0.01 common		Sale		2,435		25.7964 USD
USD 0.01 common		Sale		2,936		25.8386 USD
USD 0.01 common		Sale		3,199		25.8228 USD
USD 0.01 common		Sale		3,684		25.7692 USD
USD 0.01 common		Sale		4,464		25.7450 USD
USD 0.01 common		Sale		4,576		25.8118 USD
USD 0.01 common		Sale		5,761		25.7368 USD
USD 0.01 common		Sale		7,065		25.8022 USD
USD 0.01 common		Sale		8,271		25.8171 USD
USD 0.01 common		Sale		8,652		25.7921 USD
USD 0.01 common		Sale		9,698		25.8200 USD
USD 0.01 common		Sale		10,071		25.8057 USD
USD 0.01 common		Sale		14,485		25.7963 USD
USD 0.01 common		Sale		17,499		25.8214 USD
USD 0.01 common		Sale		52,598		25.8199 USD
USD 0.01 common		Sale		55,249		25.7932 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				27 Sep 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210927005350/en/

BARCLAYS PLC