Barclays PLC — Major Shareholding Notification 2021

Aug 18, 2021

National Storage Mechanism | Additional information

Form 8.3 - Dialog Semiconductor plc - Amendment

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DIALOG SEMICONDUCTOR PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	16 August 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,914,148	4.09%	537,552	0.70%
(2)	Cash-settled derivatives:
		524,010	0.68%	2,443,245	3.19%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	3,438,158	4.77%	2,980,797	3.89%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	3	67.2563 EUR
10p ordinary	Purchase	81	67.2703 EUR
10p ordinary	Purchase	127	67.1499 EUR
10p ordinary	Purchase	243	67.3368 EUR
10p ordinary	Purchase	1,000	64.8011 EUR
10p ordinary	Purchase	1,076	66.6325 EUR
10p ordinary	Purchase	1,100	67.2931 EUR
10p ordinary	Purchase	1,144	67.3208 EUR
10p ordinary	Purchase	1,621	67.2905 EUR
10p ordinary	Purchase	4,265	67.2776 EUR
10p ordinary	Purchase	4,992	67.3133 EUR
10p ordinary	Purchase	9,726	67.3411 EUR
10p ordinary	Purchase	21,341	67.0262 EUR
10p ordinary	Purchase	47,469	67.3000 EUR
10p ordinary	Purchase	155,000	67.3179 EUR
10p ordinary	Purchase	200,000	67.2564 EUR
10p ordinary	Purchase	268,420	67.2801 EUR
10p ordinary	Sale	16	67.2839 EUR
10p ordinary	Sale	37	67.3000 EUR
10p ordinary	Sale	104	67.2600 EUR
10p ordinary	Sale	204	67.1224 EUR
10p ordinary	Sale	234	66.2493 EUR
10p ordinary	Sale	403	65.6098 EUR
10p ordinary	Sale	487	65.4764 EUR
10p ordinary	Sale	948	64.5852 EUR
10p ordinary	Sale	1,105	67.2181 EUR
10p ordinary	Sale	2,522	67.2000 EUR
10p ordinary	Sale	3,881	67.2800 EUR
10p ordinary	Sale	6,160	67.2680 EUR
10p ordinary	Sale	10,431	66.5558 EUR
10p ordinary	Sale	15,211	67.2695 EUR
10p ordinary	Sale	22,645	67.2677 EUR
10p ordinary	Sale	25,355	67.2440 EUR
10p ordinary	Sale	50,000	67.4009 EUR
10p ordinary	Sale	50,000	67.3036 EUR
10p ordinary	Sale	50,000	67.3336 EUR
10p ordinary	Sale	68,687	67.2300 EUR
10p ordinary	Sale	74,464	67.2955 EUR
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Sale	50,000	67.4009 EUR

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	CFD	Long	16	67.2837 EUR
10p ordinary	SWAP	Long	637	65.8447 EUR
10p ordinary	CFD	Long	948	64.5852 EUR
10p ordinary	SWAP	Long	10,918	66.5076 EUR
10p ordinary	CFD	Short	6	66.6333 EUR
10p ordinary	CFD	Short	1,070	66.6325 EUR
10p ordinary	CFD	Short	16,181	67.3409 EUR
10p ordinary	SWAP	Short	25,606	67.0680 EUR
10p ordinary	SWAP	Short	423,420	67.2940 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	18 Aug 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210818005544/en/

BARCLAYS PLC