Barclays PLC — Major Shareholding Notification 2021

Aug 13, 2021

National Storage Mechanism | Additional information

FORM 8.3 - NORTONLIFELOCK INC.

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	12 August 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,714,683	0.29%	441,564	0.08%
(2)	Cash-settled derivatives:
		86,098	0.01%	1,279,498	0.22%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	261,900	0.05%	13,500	0.00%
(4)
	TOTAL:	2,062,681	0.35%	1,734,562	0.30%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	136,000	0.02%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	136,000	0.02%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	8	26.4000 USD
USD 0.01 common	Purchase	40	26.6000 USD
USD 0.01 common	Purchase	41	26.5826 USD
USD 0.01 common	Purchase	100	22.3850 EUR
USD 0.01 common	Purchase	105	26.1850 USD
USD 0.01 common	Purchase	140	26.2671 USD
USD 0.01 common	Purchase	140	26.2728 USD
USD 0.01 common	Purchase	200	26.6500 USD
USD 0.01 common	Purchase	220	26.4118 USD
USD 0.01 common	Purchase	251	26.2231 USD
USD 0.01 common	Purchase	300	26.1100 USD
USD 0.01 common	Purchase	400	26.0800 USD
USD 0.01 common	Purchase	400	26.1262 USD
USD 0.01 common	Purchase	477	22.3184 EUR
USD 0.01 common	Purchase	565	26.1367 USD
USD 0.01 common	Purchase	580	26.1998 USD
USD 0.01 common	Purchase	595	26.0941 USD
USD 0.01 common	Purchase	600	26.4016 USD
USD 0.01 common	Purchase	685	26.1400 USD
USD 0.01 common	Purchase	720	26.2281 USD
USD 0.01 common	Purchase	1,000	26.2000 USD
USD 0.01 common	Purchase	1,714	26.0764 USD
USD 0.01 common	Purchase	2,101	26.3987 USD
USD 0.01 common	Purchase	2,605	26.5153 USD
USD 0.01 common	Purchase	2,633	26.3754 USD
USD 0.01 common	Purchase	2,685	26.0573 USD
USD 0.01 common	Purchase	2,765	26.4419 USD
USD 0.01 common	Purchase	3,300	26.3780 USD
USD 0.01 common	Purchase	4,117	26.0746 USD
USD 0.01 common	Purchase	4,300	26.4069 USD
USD 0.01 common	Purchase	4,589	26.1922 USD
USD 0.01 common	Purchase	4,631	26.4030 USD
USD 0.01 common	Purchase	4,799	26.3960 USD
USD 0.01 common	Purchase	4,951	26.4487 USD
USD 0.01 common	Purchase	6,006	26.5158 USD
USD 0.01 common	Purchase	6,105	26.1997 USD
USD 0.01 common	Purchase	6,247	26.0979 USD
USD 0.01 common	Purchase	12,989	26.3878 USD
USD 0.01 common	Purchase	13,200	26.3716 USD
USD 0.01 common	Purchase	14,026	26.0000 USD
USD 0.01 common	Purchase	19,383	26.1449 USD
USD 0.01 common	Purchase	27,231	26.0936 USD
USD 0.01 common	Purchase	28,485	26.1135 USD
USD 0.01 common	Purchase	31,220	26.2172 USD
USD 0.01 common	Purchase	66,300	26.1000 USD
USD 0.01 common	Purchase	102,657	26.2623 USD
USD 0.01 common	Purchase	117,418	26.0900 USD
USD 0.01 common	Purchase	131,025	26.3633 USD
USD 0.01 common	Purchase	140,671	26.2518 USD
USD 0.01 common	Purchase	158,693	26.2437 USD
USD 0.01 common	Purchase	316,814	26.2702 USD
USD 0.01 common	Sale	2	26.2300 USD
USD 0.01 common	Sale	3	26.0850 USD
USD 0.01 common	Sale	3	26.1200 USD
USD 0.01 common	Sale	9	26.0600 USD
USD 0.01 common	Sale	9	26.0800 USD
USD 0.01 common	Sale	11	26.1209 USD
USD 0.01 common	Sale	13	26.1300 USD
USD 0.01 common	Sale	15	26.3000 USD
USD 0.01 common	Sale	15	26.0880 USD
USD 0.01 common	Sale	17	26.0835 USD
USD 0.01 common	Sale	18	26.1188 USD
USD 0.01 common	Sale	19	26.1600 USD
USD 0.01 common	Sale	23	26.0886 USD
USD 0.01 common	Sale	26	26.1155 USD
USD 0.01 common	Sale	27	26.0955 USD
USD 0.01 common	Sale	32	26.0970 USD
USD 0.01 common	Sale	34	26.1100 USD
USD 0.01 common	Sale	36	26.1550 USD
USD 0.01 common	Sale	45	26.1023 USD
USD 0.01 common	Sale	45	26.0968 USD
USD 0.01 common	Sale	85	26.6400 USD
USD 0.01 common	Sale	100	26.5750 USD
USD 0.01 common	Sale	100	22.3850 EUR
USD 0.01 common	Sale	100	26.5550 USD
USD 0.01 common	Sale	100	26.5100 USD
USD 0.01 common	Sale	100	26.3600 USD
USD 0.01 common	Sale	100	26.1650 USD
USD 0.01 common	Sale	100	26.0950 USD
USD 0.01 common	Sale	100	26.2650 USD
USD 0.01 common	Sale	195	26.2207 USD
USD 0.01 common	Sale	200	26.1350 USD
USD 0.01 common	Sale	200	26.4925 USD
USD 0.01 common	Sale	204	26.0972 USD
USD 0.01 common	Sale	226	26.5642 USD
USD 0.01 common	Sale	230	26.0000 USD
USD 0.01 common	Sale	345	26.2256 USD
USD 0.01 common	Sale	418	26.0922 USD
USD 0.01 common	Sale	477	22.3184 EUR
USD 0.01 common	Sale	500	26.3860 USD
USD 0.01 common	Sale	542	26.1637 USD
USD 0.01 common	Sale	555	26.1916 USD
USD 0.01 common	Sale	600	26.1998 USD
USD 0.01 common	Sale	765	26.1945 USD
USD 0.01 common	Sale	772	26.4550 USD
USD 0.01 common	Sale	800	26.3100 USD
USD 0.01 common	Sale	1,192	26.3111 USD
USD 0.01 common	Sale	1,322	26.5266 USD
USD 0.01 common	Sale	1,549	26.1884 USD
USD 0.01 common	Sale	1,730	26.3442 USD
USD 0.01 common	Sale	2,168	26.4360 USD
USD 0.01 common	Sale	2,401	26.2899 USD
USD 0.01 common	Sale	3,861	26.2973 USD
USD 0.01 common	Sale	4,117	26.0746 USD
USD 0.01 common	Sale	6,600	26.3716 USD
USD 0.01 common	Sale	7,518	26.3690 USD
USD 0.01 common	Sale	9,449	26.1385 USD
USD 0.01 common	Sale	12,164	26.2028 USD
USD 0.01 common	Sale	12,227	26.2288 USD
USD 0.01 common	Sale	17,099	26.0366 USD
USD 0.01 common	Sale	19,360	26.1450 USD
USD 0.01 common	Sale	19,861	26.2267 USD
USD 0.01 common	Sale	20,411	26.2390 USD
USD 0.01 common	Sale	23,074	26.1894 USD
USD 0.01 common	Sale	26,851	26.0919 USD
USD 0.01 common	Sale	34,177	26.1065 USD
USD 0.01 common	Sale	39,287	26.2421 USD
USD 0.01 common	Sale	41,174	26.2520 USD
USD 0.01 common	Sale	47,707	26.2822 USD
USD 0.01 common	Sale	53,959	26.3058 USD
USD 0.01 common	Sale	66,300	26.1000 USD
USD 0.01 common	Sale	88,118	26.2878 USD
USD 0.01 common	Sale	108,703	26.2508 USD
USD 0.01 common	Sale	122,552	26.0900 USD
USD 0.01 common	Sale	125,429	26.2512 USD
USD 0.01 common	Sale	166,842	26.2349 USD
USD 0.01 common	Sale	180,300	26.3779 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	13 Aug 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common	Call Options	Purchased	11,400	26.0000	American	20 Aug 2021
USD 0.01 common	Call Options	Purchased	50,000	25.0000	American	20 Aug 2021
USD 0.01 common	Call Options	Purchased	200,000	24.0000	American	20 Aug 2021
USD 0.01 common	Put Options	Purchased	-11,400	26.0000	American	20 Aug 2021
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20210813005150/en/

BARCLAYS PLC