Barclays PLC — Major Shareholding Notification 2021

Aug 6, 2021

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc.

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	05 August 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,013,626	0.35%	290,312	0.05%
(2)	Cash-settled derivatives:
		83,335	0.01%	1,279,498	0.22%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	500	0.00%	2,100	0.00%
	TOTAL:	2,097,461	0.36%	1,571,910	0.27%
Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	128,000	0.02%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	128,000	0.02%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	1	23.9300 USD
USD 0.01 common	Purchase	22	24.0300 USD
USD 0.01 common	Purchase	34	23.9741 USD
USD 0.01 common	Purchase	38	23.8950 USD
USD 0.01 common	Purchase	48	23.9456 USD
USD 0.01 common	Purchase	62	23.8900 USD
USD 0.01 common	Purchase	100	23.9050 USD
USD 0.01 common	Purchase	100	23.9850 USD
USD 0.01 common	Purchase	100	24.1000 USD
USD 0.01 common	Purchase	100	23.9500 USD
USD 0.01 common	Purchase	107	23.9463 USD
USD 0.01 common	Purchase	120	24.0050 USD
USD 0.01 common	Purchase	200	23.9800 USD
USD 0.01 common	Purchase	259	23.9291 USD
USD 0.01 common	Purchase	260	23.8975 USD
USD 0.01 common	Purchase	287	24.0007 USD
USD 0.01 common	Purchase	300	24.2700 USD
USD 0.01 common	Purchase	300	23.8933 USD
USD 0.01 common	Purchase	300	24.0550 USD
USD 0.01 common	Purchase	398	23.9023 USD
USD 0.01 common	Purchase	447	23.9498 USD
USD 0.01 common	Purchase	500	23.8980 USD
USD 0.01 common	Purchase	523	23.8533 USD
USD 0.01 common	Purchase	672	23.9365 USD
USD 0.01 common	Purchase	722	23.9187 USD
USD 0.01 common	Purchase	736	24.0260 USD
USD 0.01 common	Purchase	831	23.9301 USD
USD 0.01 common	Purchase	900	23.8988 USD
USD 0.01 common	Purchase	901	24.0187 USD
USD 0.01 common	Purchase	930	23.8832 USD
USD 0.01 common	Purchase	943	23.9163 USD
USD 0.01 common	Purchase	1,257	23.9000 USD
USD 0.01 common	Purchase	1,794	23.9622 USD
USD 0.01 common	Purchase	1,799	23.9539 USD
USD 0.01 common	Purchase	3,290	23.7950 USD
USD 0.01 common	Purchase	3,436	23.9924 USD
USD 0.01 common	Purchase	6,197	23.9075 USD
USD 0.01 common	Purchase	6,208	23.9405 USD
USD 0.01 common	Purchase	6,485	23.7966 USD
USD 0.01 common	Purchase	6,627	23.9657 USD
USD 0.01 common	Purchase	7,558	23.9221 USD
USD 0.01 common	Purchase	8,091	24.1853 USD
USD 0.01 common	Purchase	9,853	23.9659 USD
USD 0.01 common	Purchase	11,379	23.9315 USD
USD 0.01 common	Purchase	11,684	23.7998 USD
USD 0.01 common	Purchase	15,587	23.9419 USD
USD 0.01 common	Purchase	18,056	23.9887 USD
USD 0.01 common	Purchase	18,626	23.9370 USD
USD 0.01 common	Purchase	22,821	23.9100 USD
USD 0.01 common	Purchase	25,249	23.9205 USD
USD 0.01 common	Purchase	25,463	23.9777 USD
USD 0.01 common	Purchase	32,952	23.9164 USD
USD 0.01 common	Purchase	38,926	23.9166 USD
USD 0.01 common	Purchase	43,138	23.9344 USD
USD 0.01 common	Purchase	59,394	23.9900 USD
USD 0.01 common	Purchase	93,686	23.9278 USD
USD 0.01 common	Purchase	112,908	23.8959 USD
USD 0.01 common	Purchase	237,971	23.9768 USD
USD 0.01 common	Purchase	478,541	23.8000 USD
USD 0.01 common	Sale	100	23.9500 USD
USD 0.01 common	Sale	129	23.8287 USD
USD 0.01 common	Sale	193	23.8570 USD
USD 0.01 common	Sale	271	23.8537 USD
USD 0.01 common	Sale	286	23.8470 USD
USD 0.01 common	Sale	300	24.2700 USD
USD 0.01 common	Sale	328	23.7445 USD
USD 0.01 common	Sale	412	23.9012 USD
USD 0.01 common	Sale	522	24.0424 USD
USD 0.01 common	Sale	600	23.9100 USD
USD 0.01 common	Sale	640	23.8914 USD
USD 0.01 common	Sale	709	24.2897 USD
USD 0.01 common	Sale	959	23.9478 USD
USD 0.01 common	Sale	1,053	23.8397 USD
USD 0.01 common	Sale	1,100	24.3100 USD
USD 0.01 common	Sale	1,118	23.9723 USD
USD 0.01 common	Sale	1,160	23.8740 USD
USD 0.01 common	Sale	1,239	24.0023 USD
USD 0.01 common	Sale	1,300	23.9522 USD
USD 0.01 common	Sale	1,391	23.8863 USD
USD 0.01 common	Sale	1,405	23.9085 USD
USD 0.01 common	Sale	2,200	23.9190 USD
USD 0.01 common	Sale	2,900	23.9451 USD
USD 0.01 common	Sale	3,365	24.0295 USD
USD 0.01 common	Sale	4,042	23.9922 USD
USD 0.01 common	Sale	6,742	24.2124 USD
USD 0.01 common	Sale	7,427	23.9063 USD
USD 0.01 common	Sale	7,827	23.9180 USD
USD 0.01 common	Sale	8,356	23.9411 USD
USD 0.01 common	Sale	12,793	23.9151 USD
USD 0.01 common	Sale	17,121	23.9029 USD
USD 0.01 common	Sale	17,466	23.9412 USD
USD 0.01 common	Sale	18,056	23.9887 USD
USD 0.01 common	Sale	21,873	23.9246 USD
USD 0.01 common	Sale	22,203	23.9024 USD
USD 0.01 common	Sale	28,942	23.9909 USD
USD 0.01 common	Sale	34,184	23.9132 USD
USD 0.01 common	Sale	48,507	23.9900 USD
USD 0.01 common	Sale	75,348	23.9332 USD
USD 0.01 common	Sale	466,750	23.8000 USD
USD 0.01 common	Sale	500,000	23.7999 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	6 Aug 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210806005284/en/

BARCLAYS PLC