Barclays PLC — Major Shareholding Notification 2021

Aug 4, 2021

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc.

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	03 August 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,001,587	0.34%	298,540	0.05%
(2)	Cash-settled derivatives:
		83,335	0.01%	1,279,498	0.22%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	500	0.00%	2,100	0.00%
	TOTAL:	2,085,422	0.36%	1,580,138	0.27%
Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	128,000	0.02%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	128,000	0.02%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	1	24.5500 USD
USD 0.01 common	Purchase	50	24.8800 USD
USD 0.01 common	Purchase	100	24.7400 USD
USD 0.01 common	Purchase	100	24.5800 USD
USD 0.01 common	Purchase	150	24.9000 USD
USD 0.01 common	Purchase	205	24.5860 USD
USD 0.01 common	Purchase	300	24.7600 USD
USD 0.01 common	Purchase	558	24.7417 USD
USD 0.01 common	Purchase	620	24.7381 USD
USD 0.01 common	Purchase	650	24.6811 USD
USD 0.01 common	Purchase	817	24.5424 USD
USD 0.01 common	Purchase	925	24.7279 USD
USD 0.01 common	Purchase	1,295	24.5037 USD
USD 0.01 common	Purchase	1,328	24.7611 USD
USD 0.01 common	Purchase	1,510	24.6349 USD
USD 0.01 common	Purchase	1,519	24.7394 USD
USD 0.01 common	Purchase	4,021	24.5040 USD
USD 0.01 common	Purchase	5,942	24.5886 USD
USD 0.01 common	Purchase	5,984	24.6205 USD
USD 0.01 common	Purchase	6,316	24.5043 USD
USD 0.01 common	Purchase	7,784	24.7059 USD
USD 0.01 common	Purchase	10,978	24.4823 USD
USD 0.01 common	Purchase	27,924	24.5000 USD
USD 0.01 common	Purchase	31,771	24.6052 USD
USD 0.01 common	Purchase	56,522	24.6904 USD
USD 0.01 common	Purchase	62,686	24.5097 USD
USD 0.01 common	Purchase	66,568	24.4943 USD
USD 0.01 common	Sale	31	24.5416 USD
USD 0.01 common	Sale	33	24.4342 USD
USD 0.01 common	Sale	37	24.4629 USD
USD 0.01 common	Sale	40	24.4462 USD
USD 0.01 common	Sale	70	24.4500 USD
USD 0.01 common	Sale	85	24.5029 USD
USD 0.01 common	Sale	100	24.7600 USD
USD 0.01 common	Sale	100	24.5150 USD
USD 0.01 common	Sale	100	24.7400 USD
USD 0.01 common	Sale	100	24.4950 USD
USD 0.01 common	Sale	200	24.5800 USD
USD 0.01 common	Sale	300	24.6466 USD
USD 0.01 common	Sale	517	24.6354 USD
USD 0.01 common	Sale	800	24.7062 USD
USD 0.01 common	Sale	805	24.7250 USD
USD 0.01 common	Sale	805	24.7500 USD
USD 0.01 common	Sale	847	24.6443 USD
USD 0.01 common	Sale	912	24.7376 USD
USD 0.01 common	Sale	1,038	24.8521 USD
USD 0.01 common	Sale	1,070	24.7625 USD
USD 0.01 common	Sale	1,136	24.5898 USD
USD 0.01 common	Sale	1,274	24.6810 USD
USD 0.01 common	Sale	1,328	24.6295 USD
USD 0.01 common	Sale	1,334	24.6523 USD
USD 0.01 common	Sale	1,495	24.7245 USD
USD 0.01 common	Sale	2,037	24.6000 USD
USD 0.01 common	Sale	2,259	24.6413 USD
USD 0.01 common	Sale	2,779	24.6182 USD
USD 0.01 common	Sale	3,079	24.5247 USD
USD 0.01 common	Sale	3,947	24.6310 USD
USD 0.01 common	Sale	3,950	24.6515 USD
USD 0.01 common	Sale	5,787	24.7813 USD
USD 0.01 common	Sale	6,216	24.5045 USD
USD 0.01 common	Sale	6,686	24.6785 USD
USD 0.01 common	Sale	6,746	24.6835 USD
USD 0.01 common	Sale	9,739	24.7116 USD
USD 0.01 common	Sale	11,182	24.5037 USD
USD 0.01 common	Sale	46,371	24.6770 USD
USD 0.01 common	Sale	84,279	24.4955 USD
USD 0.01 common	Sale	89,056	24.5000 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	4 Aug 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210804005637/en/

BARCLAYS PLC