Barclays PLC — Major Shareholding Notification 2021

Jul 30, 2021

National Storage Mechanism | Additional information

Form 8.3 - NORTONLIFELOCK INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	29 July 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,006,087	0.35%	305,978	0.05%
(2)	Cash-settled derivatives:
		82,539	0.01%	1,279,498	0.22%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	500	0.00%	2,100	0.00%
	TOTAL:	2,089,126	0.36%	1,587,576	0.27%
Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	128,000	0.02%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	128,000	0.02%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	48	24.6300 USD
USD 0.01 common	Purchase	48	24.8533 USD
USD 0.01 common	Purchase	75	25.0400 USD
USD 0.01 common	Purchase	84	24.9000 USD
USD 0.01 common	Purchase	87	24.6487 USD
USD 0.01 common	Purchase	97	24.8055 USD
USD 0.01 common	Purchase	100	25.0350 USD
USD 0.01 common	Purchase	100	24.7100 USD
USD 0.01 common	Purchase	113	25.0355 USD
USD 0.01 common	Purchase	116	24.8524 USD
USD 0.01 common	Purchase	118	24.6922 USD
USD 0.01 common	Purchase	166	24.6332 USD
USD 0.01 common	Purchase	177	24.7381 USD
USD 0.01 common	Purchase	210	24.7838 USD
USD 0.01 common	Purchase	255	24.9594 USD
USD 0.01 common	Purchase	290	24.7342 USD
USD 0.01 common	Purchase	503	25.0865 USD
USD 0.01 common	Purchase	600	24.9200 USD
USD 0.01 common	Purchase	1,345	24.6875 USD
USD 0.01 common	Purchase	1,366	24.7812 USD
USD 0.01 common	Purchase	2,080	25.2700 USD
USD 0.01 common	Purchase	3,123	25.0600 USD
USD 0.01 common	Purchase	3,640	24.7391 USD
USD 0.01 common	Purchase	5,202	24.8558 USD
USD 0.01 common	Purchase	7,079	24.8003 USD
USD 0.01 common	Purchase	11,004	24.7895 USD
USD 0.01 common	Purchase	11,108	24.7837 USD
USD 0.01 common	Purchase	14,299	24.8198 USD
USD 0.01 common	Purchase	18,316	24.7818 USD
USD 0.01 common	Purchase	20,062	24.8401 USD
USD 0.01 common	Purchase	21,577	24.7007 USD
USD 0.01 common	Purchase	22,670	24.9770 USD
USD 0.01 common	Purchase	35,386	24.6200 USD
USD 0.01 common	Purchase	39,414	24.6222 USD
USD 0.01 common	Purchase	42,194	24.7945 USD
USD 0.01 common	Purchase	43,824	24.8649 USD
USD 0.01 common	Purchase	68,184	24.9199 USD
USD 0.01 common	Purchase	179,423	24.7742 USD
USD 0.01 common	Sale	4	24.9200 USD
USD 0.01 common	Sale	50	24.6600 USD
USD 0.01 common	Sale	100	25.2400 USD
USD 0.01 common	Sale	100	25.0100 USD
USD 0.01 common	Sale	100	24.6150 USD
USD 0.01 common	Sale	101	24.9750 USD
USD 0.01 common	Sale	130	25.0038 USD
USD 0.01 common	Sale	137	24.9686 USD
USD 0.01 common	Sale	200	24.9900 USD
USD 0.01 common	Sale	200	25.0200 USD
USD 0.01 common	Sale	200	25.2750 USD
USD 0.01 common	Sale	255	24.9594 USD
USD 0.01 common	Sale	280	24.6700 USD
USD 0.01 common	Sale	300	25.0000 USD
USD 0.01 common	Sale	300	24.9933 USD
USD 0.01 common	Sale	400	24.9203 USD
USD 0.01 common	Sale	425	24.9549 USD
USD 0.01 common	Sale	435	24.8362 USD
USD 0.01 common	Sale	503	25.0865 USD
USD 0.01 common	Sale	573	24.7327 USD
USD 0.01 common	Sale	599	24.9967 USD
USD 0.01 common	Sale	836	24.8900 USD
USD 0.01 common	Sale	1,012	24.8498 USD
USD 0.01 common	Sale	1,100	24.7000 USD
USD 0.01 common	Sale	1,114	24.9403 USD
USD 0.01 common	Sale	1,229	24.8849 USD
USD 0.01 common	Sale	1,269	24.9298 USD
USD 0.01 common	Sale	1,594	24.9087 USD
USD 0.01 common	Sale	1,686	24.8762 USD
USD 0.01 common	Sale	1,826	24.7120 USD
USD 0.01 common	Sale	1,859	24.9476 USD
USD 0.01 common	Sale	1,947	24.9324 USD
USD 0.01 common	Sale	1,965	24.9259 USD
USD 0.01 common	Sale	1,970	25.0120 USD
USD 0.01 common	Sale	2,080	25.2700 USD
USD 0.01 common	Sale	2,937	24.7359 USD
USD 0.01 common	Sale	3,103	24.6823 USD
USD 0.01 common	Sale	6,611	24.7706 USD
USD 0.01 common	Sale	8,516	24.8679 USD
USD 0.01 common	Sale	9,041	24.8025 USD
USD 0.01 common	Sale	9,801	24.6457 USD
USD 0.01 common	Sale	10,000	24.6743 USD
USD 0.01 common	Sale	10,234	24.6317 USD
USD 0.01 common	Sale	15,362	24.6746 USD
USD 0.01 common	Sale	18,316	24.7818 USD
USD 0.01 common	Sale	35,787	24.6200 USD
USD 0.01 common	Sale	69,688	24.8576 USD
USD 0.01 common	Sale	84,461	24.8795 USD
USD 0.01 common	Sale	234,461	24.7857 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	30 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210730005320/en/

BARCLAYS PLC