Barclays PLC — Major Shareholding Notification 2021

Jul 22, 2021

National Storage Mechanism | Additional information

Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	ULTRA ELECTRONICS HOLDINGS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	21 July 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		5p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	658,962	0.92%	109,743	0.15%
(2)	Cash-settled derivatives:
		80,125	0.11%	341,602	0.48%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	739,087	1.04%	451,345	0.63%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
5p ordinary	Purchase	22	24.5400 GBP
5p ordinary	Purchase	30	24.5668 GBP
5p ordinary	Purchase	31	24.5403 GBP
5p ordinary	Purchase	81	24.5200 GBP
5p ordinary	Purchase	89	24.5300 GBP
5p ordinary	Purchase	126	24.5414 GBP
5p ordinary	Purchase	140	24.6100 GBP
5p ordinary	Purchase	233	24.5254 GBP
5p ordinary	Purchase	1,298	24.5360 GBP
5p ordinary	Purchase	2,111	24.5129 GBP
5p ordinary	Purchase	3,836	24.4732 GBP
5p ordinary	Purchase	3,920	24.5487 GBP
5p ordinary	Sale	5	24.6200 GBP
5p ordinary	Sale	179	24.5896 GBP
5p ordinary	Sale	195	24.5200 GBP
5p ordinary	Sale	201	24.5493 GBP
5p ordinary	Sale	267	24.5000 GBP
5p ordinary	Sale	283	24.5260 GBP
5p ordinary	Sale	298	24.5412 GBP
5p ordinary	Sale	501	24.5470 GBP
5p ordinary	Sale	515	24.5216 GBP
5p ordinary	Sale	527	24.4989 GBP
5p ordinary	Sale	829	24.5169 GBP
5p ordinary	Sale	941	24.5428 GBP
5p ordinary	Sale	1,006	24.5517 GBP
5p ordinary	Sale	2,161	24.5400 GBP
5p ordinary	Sale	5,406	24.5273 GBP
5p ordinary	Sale	9,025	24.5315 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
5p ordinary	SWAP	Long	10	24.5397 GBP
5p ordinary	SWAP	Long	62	24.5222 GBP
5p ordinary	SWAP	Long	107	24.5485 GBP
5p ordinary	SWAP	Long	141	24.4714 GBP
5p ordinary	SWAP	Long	201	24.5492 GBP
5p ordinary	SWAP	Long	941	24.5428 GBP
5p ordinary	SWAP	Long	1,006	24.5517 GBP
5p ordinary	SWAP	Long	1,936	24.5445 GBP
5p ordinary	SWAP	Long	3,551	24.5555 GBP
5p ordinary	SWAP	Long	4,425	24.5083 GBP
5p ordinary	SWAP	Short	30	24.5668 GBP
5p ordinary	SWAP	Short	31	24.5402 GBP
5p ordinary	SWAP	Short	307	24.5309 GBP
5p ordinary	CFD	Short	564	24.5244 GBP
5p ordinary	SWAP	Short	1,230	24.5313 GBP
5p ordinary	SWAP	Short	1,667	24.5147 GBP
5p ordinary	CFD	Short	3,934	24.5542 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	22 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210722005561/en/

BARCLAYS PLC