Barclays PLC — Major Shareholding Notification 2021

Jul 15, 2021

National Storage Mechanism | Additional information

Form 8.3 - Dialog Semiconductor plc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DIALOG SEMICONDUCTOR PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	14 July 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,466,775	3.22%	525,811	0.69%
(2)	Cash-settled derivatives:
		525,610	0.69%	2,374,325	3.10%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	2,992,385	3.90%	2,900,136	3.78%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	18	65.1600   EUR
10p ordinary	Purchase	24	65.0800   EUR
10p ordinary	Purchase	30	65.1720   EUR
10p ordinary	Purchase	77	65.1080   EUR
10p ordinary	Purchase	315	65.0599   EUR
10p ordinary	Purchase	904	64.9446   EUR
10p ordinary	Purchase	2,266	65.0581   EUR
10p ordinary	Purchase	3,426	65.1000   EUR
10p ordinary	Purchase	3,477	65.1002   EUR
10p ordinary	Purchase	5,625	65.0142   EUR
10p ordinary	Sale	10	64.9800   EUR
10p ordinary	Sale	27	65.0414   EUR
10p ordinary	Sale	44	64.9600   EUR
10p ordinary	Sale	86	65.0439   EUR
10p ordinary	Sale	95	65.1290   EUR
10p ordinary	Sale	110	65.0127   EUR
10p ordinary	Sale	114	65.0534   EUR
10p ordinary	Sale	168	65.1000   EUR
10p ordinary	Sale	193	64.9279   EUR
10p ordinary	Sale	218	65.0448   EUR
10p ordinary	Sale	271	64.9400   EUR
10p ordinary	Sale	367	64.9000   EUR
10p ordinary	Sale	380	64.9536   EUR
10p ordinary	Sale	399	64.9200   EUR
10p ordinary	Sale	428	64.9068   EUR
10p ordinary	Sale	437	65.0629   EUR
10p ordinary	Sale	735	64.9356   EUR
10p ordinary	Sale	1,031	65.0206   EUR
10p ordinary	Sale	2,204	65.0777   EUR
10p ordinary	Sale	5,082	65.0671   EUR
10p ordinary	Sale	20,000	64.9325   EUR

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	SWAP	Long	1	65.0800   EUR
10p ordinary	CFD	Long	114	65.0534   EUR
10p ordinary	SWAP	Long	464	65.0617   EUR
10p ordinary	SWAP	Long	952	64.9598   EUR
10p ordinary	CFD	Short	3,562	65.0403   EUR
10p ordinary	SWAP	Short	5,625	65.0142   EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	15 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210715005577/en/

BARCLAYS PLC