Barclays PLC — Major Shareholding Notification 2021

Jul 12, 2021

National Storage Mechanism | Additional information

Form 8.3 - UDG HEALTHCARE PLC - Amendment

FORM 8.3 - Amendment to Purchases & Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	UDG HEALTHCARE PLC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	08 July 2021

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		4,571,341	1.82%	359,906	0.14%
(2)	Derivatives (other than options):
		227,643	0.09%	2,766,236	1.10%
(3)	Options and agreements to
	purchase/sell:	0	0.00%	0	0.00%
	TOTAL:
		4,798,984	1.91%	3,126,142	1.24%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	344	10.7250 GBP
Purchase	592	10.7300 GBP
Purchase	1,170	10.7240 GBP
Purchase	1,558	10.6802 GBP
Purchase	1,561	10.6594 GBP
Purchase	1,781	10.6882 GBP
Purchase	1,848	10.6862 GBP
Purchase	2,236	10.7200 GBP
Purchase	2,241	10.7048 GBP
Purchase	3,120	10.7183 GBP
Purchase	3,679	10.7109 GBP
Purchase	3,770	10.7100 GBP
Purchase	6,793	10.7500 GBP
Purchase	17,774	10.7090 GBP
Purchase	24,027	10.7153 GBP
Purchase	26,933	10.7489 GBP
Purchase	250,000	10.7000 GBP
Purchase	657,150	10.6950 GBP
Sale	566	10.5550 GBP
Sale	581	10.7200 GBP
Sale	880	10.7122 GBP
Sale	992	10.7505 GBP
Sale	1,334	10.7150 GBP
Sale	2,747	10.7083 GBP
Sale	5,500	10.7109 GBP
Sale	7,195	10.7086 GBP
Sale	12,179	10.7100 GBP
Sale	16,700	10.7500 GBP
Sale	63,889	10.7273 GBP
Sale	1,376,740	10.7014 GBP

(b) Cash-settled derivative transactions

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	19,944	10.7309 GBP
SWAP	Long	34,205	10.7500 GBP
SWAP	Long	37,262	10.7093 GBP
SWAP	Short	300	10.7100 GBP
SWAP	Short	3,329	10.7000 GBP
SWAP	Short	6,793	10.7500 GBP
SWAP	Short	9,700	10.6676 GBP
SWAP	Short	9,923	10.7505 GBP
SWAP	Short	19,214	10.7121 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	12 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210712005436/en/

BARCLAYS PLC