Barclays PLC — Major Shareholding Notification 2021

Jul 7, 2021

National Storage Mechanism | Additional information

Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	ULTRA ELECTRONICS HOLDINGS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	06 July 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		5p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	685,877	0.96%	113,457	0.16%
(2)	Cash-settled derivatives:
		88,281	0.12%	349,534	0.49%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	774,158	1.09%	462,991	0.65%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
5p ordinary	Purchase	33	23.5800 GBP
5p ordinary	Purchase	80	23.8000 GBP
5p ordinary	Purchase	451	23.9800 GBP
5p ordinary	Purchase	600	23.8509 GBP
5p ordinary	Purchase	719	23.9788 GBP
5p ordinary	Purchase	805	23.7800 GBP
5p ordinary	Purchase	973	23.8392 GBP
5p ordinary	Purchase	2,731	23.8530 GBP
5p ordinary	Purchase	3,443	23.8754 GBP
5p ordinary	Purchase	7,220	23.8488 GBP
5p ordinary	Sale	162	23.7887 GBP
5p ordinary	Sale	270	23.7514 GBP
5p ordinary	Sale	317	23.8260 GBP
5p ordinary	Sale	419	23.8490 GBP
5p ordinary	Sale	459	23.9305 GBP
5p ordinary	Sale	499	23.5800 GBP
5p ordinary	Sale	683	23.9092 GBP
5p ordinary	Sale	1,008	23.9118 GBP
5p ordinary	Sale	1,692	23.9000 GBP
5p ordinary	Sale	11,976	23.9231 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
5p ordinary	CFD	Long	1	23.5800 GBP
5p ordinary	SWAP	Long	20	23.9790 GBP
5p ordinary	SWAP	Long	320	23.7130 GBP
5p ordinary	CFD	Long	498	23.5778 GBP
5p ordinary	SWAP	Long	558	23.8470 GBP
5p ordinary	CFD	Long	1,394	23.9780 GBP
5p ordinary	SWAP	Long	2,107	23.8574 GBP
5p ordinary	SWAP	Long	2,109	23.9074 GBP
5p ordinary	SWAP	Long	3,667	23.9299 GBP
5p ordinary	SWAP	Long	4,529	23.9487 GBP
5p ordinary	SWAP	Short	12	23.9800 GBP
5p ordinary	SWAP	Short	747	23.9801 GBP
5p ordinary	SWAP	Short	976	23.8535 GBP
5p ordinary	SWAP	Short	1,033	23.8494 GBP
5p ordinary	SWAP	Short	1,185	23.7833 GBP
5p ordinary	SWAP	Short	1,934	23.8588 GBP
5p ordinary	SWAP	Short	2,696	23.8463 GBP
5p ordinary	SWAP	Short	2,731	23.8530 GBP
5p ordinary	SWAP	Short	3,178	23.8589 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	7 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210707005483/en/

BARCLAYS PLC