Barclays PLC — Major Shareholding Notification 2021

Jul 6, 2021

National Storage Mechanism | Additional information

FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	ULTRA ELECTRONICS HOLDINGS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	05 July 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		5p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	686,383	0.96%	113,533	0.16%
(2)	Cash-settled derivatives:
		88,611	0.12%	350,575	0.49%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	774,994	1.09%	464,108	0.65%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
5p ordinary	Purchase	10	23.8576 GBP
5p ordinary	Purchase	37	23.7000 GBP
5p ordinary	Purchase	89	24.0200 GBP
5p ordinary	Purchase	90	24.0000 GBP
5p ordinary	Purchase	127	23.9800 GBP
5p ordinary	Purchase	153	23.4378 GBP
5p ordinary	Purchase	186	23.9400 GBP
5p ordinary	Purchase	195	23.5652 GBP
5p ordinary	Purchase	196	23.4685 GBP
5p ordinary	Purchase	221	23.6160 GBP
5p ordinary	Purchase	274	23.6638 GBP
5p ordinary	Purchase	314	23.9600 GBP
5p ordinary	Purchase	338	23.5616 GBP
5p ordinary	Purchase	347	23.9358 GBP
5p ordinary	Purchase	425	23.6864 GBP
5p ordinary	Purchase	456	23.8639 GBP
5p ordinary	Purchase	483	23.8602 GBP
5p ordinary	Purchase	623	23.3547 GBP
5p ordinary	Purchase	1,261	23.8790 GBP
5p ordinary	Purchase	1,403	23.6661 GBP
5p ordinary	Purchase	1,672	23.6285 GBP
5p ordinary	Purchase	1,905	23.8651 GBP
5p ordinary	Purchase	2,845	23.8600 GBP
5p ordinary	Purchase	4,378	23.4400 GBP
5p ordinary	Purchase	5,933	23.7892 GBP
5p ordinary	Sale	40	23.8560 GBP
5p ordinary	Sale	84	23.6800 GBP
5p ordinary	Sale	110	23.6781 GBP
5p ordinary	Sale	186	23.9410 GBP
5p ordinary	Sale	248	23.8281 GBP
5p ordinary	Sale	300	23.4800 GBP
5p ordinary	Sale	321	23.3820 GBP
5p ordinary	Sale	323	23.9400 GBP
5p ordinary	Sale	497	23.8611 GBP
5p ordinary	Sale	527	23.3127 GBP
5p ordinary	Sale	841	23.5779 GBP
5p ordinary	Sale	1,004	23.6208 GBP
5p ordinary	Sale	1,461	23.7262 GBP
5p ordinary	Sale	2,258	23.5960 GBP
5p ordinary	Sale	12,353	23.8278 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
5p ordinary	CFD	Long	73	23.2980 GBP
5p ordinary	SWAP	Long	125	23.9997 GBP
5p ordinary	CFD	Long	1,374	23.3168 GBP
5p ordinary	SWAP	Long	2,449	23.5956 GBP
5p ordinary	SWAP	Long	3,977	23.8769 GBP
5p ordinary	SWAP	Long	8,188	23.8583 GBP
5p ordinary	SWAP	Short	8	23.8612 GBP
5p ordinary	SWAP	Short	334	23.9313 GBP
5p ordinary	SWAP	Short	341	23.7215 GBP
5p ordinary	CFD	Short	456	23.8639 GBP
5p ordinary	SWAP	Short	483	23.8602 GBP
5p ordinary	CFD	Short	566	23.9632 GBP
5p ordinary	SWAP	Short	927	23.8601 GBP
5p ordinary	SWAP	Short	1,158	23.6303 GBP
5p ordinary	SWAP	Short	1,475	23.6887 GBP
5p ordinary	SWAP	Short	4,110	23.8233 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	6 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210706005494/en/

BARCLAYS PLC