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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
FORM 8.3 - WM MORRISON SUPERMARKETS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | WM MORRISON SUPERMARKETS PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 21 June 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities owned | ||||
| and/or controlled: | 17,861,691 | 0.74% | 18,887,615 | 0.78% | |
| (2) | Cash-settled derivatives: | ||||
| 15,958,708 | 0.66% | 7,084,991 | 0.29% | ||
| (3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| (4) | |||||
| TOTAL: | 33,820,399 | 1.40% | 25,972,606 | 1.08% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 10p ordinary | Purchase | 1 | 2.3500 GBP |
| 10p ordinary | Purchase | 33 | 2.3910 GBP |
| 10p ordinary | Purchase | 54 | 2.3860 GBP |
| 10p ordinary | Purchase | 113 | 2.3853 GBP |
| 10p ordinary | Purchase | 1,593 | 2.3710 GBP |
| 10p ordinary | Purchase | 1,833 | 2.3537 GBP |
| 10p ordinary | Purchase | 2,000 | 2.3530 GBP |
| 10p ordinary | Purchase | 2,364 | 2.3900 GBP |
| 10p ordinary | Purchase | 3,744 | 2.3820 GBP |
| 10p ordinary | Purchase | 5,354 | 2.3212 GBP |
| 10p ordinary | Purchase | 7,336 | 2.3625 GBP |
| 10p ordinary | Purchase | 9,515 | 2.3739 GBP |
| 10p ordinary | Purchase | 9,608 | 2.3838 GBP |
| 10p ordinary | Purchase | 14,126 | 2.3567 GBP |
| 10p ordinary | Purchase | 14,217 | 2.3584 GBP |
| 10p ordinary | Purchase | 15,440 | 2.3507 GBP |
| 10p ordinary | Purchase | 17,470 | 2.4020 GBP |
| 10p ordinary | Purchase | 19,414 | 2.3565 GBP |
| 10p ordinary | Purchase | 20,558 | 2.3649 GBP |
| 10p ordinary | Purchase | 21,400 | 2.2810 GBP |
| 10p ordinary | Purchase | 22,713 | 2.3611 GBP |
| 10p ordinary | Purchase | 26,973 | 2.3656 GBP |
| 10p ordinary | Purchase | 28,098 | 2.3614 GBP |
| 10p ordinary | Purchase | 28,883 | 2.3580 GBP |
| 10p ordinary | Purchase | 28,987 | 2.3735 GBP |
| 10p ordinary | Purchase | 29,853 | 2.3538 GBP |
| 10p ordinary | Purchase | 29,877 | 2.3490 GBP |
| 10p ordinary | Purchase | 33,937 | 2.3608 GBP |
| 10p ordinary | Purchase | 34,280 | 2.3497 GBP |
| 10p ordinary | Purchase | 41,316 | 2.3522 GBP |
| 10p ordinary | Purchase | 41,521 | 2.3834 GBP |
| 10p ordinary | Purchase | 48,421 | 2.3480 GBP |
| 10p ordinary | Purchase | 51,608 | 2.3639 GBP |
| 10p ordinary | Purchase | 58,519 | 2.3904 GBP |
| 10p ordinary | Purchase | 59,836 | 2.3511 GBP |
| 10p ordinary | Purchase | 73,626 | 2.4011 GBP |
| 10p ordinary | Purchase | 85,656 | 2.3372 GBP |
| 10p ordinary | Purchase | 100,000 | 2.2821 GBP |
| 10p ordinary | Purchase | 107,802 | 2.3699 GBP |
| 10p ordinary | Purchase | 108,664 | 2.3905 GBP |
| 10p ordinary | Purchase | 116,701 | 2.3686 GBP |
| 10p ordinary | Purchase | 161,556 | 2.3630 GBP |
| 10p ordinary | Purchase | 162,823 | 2.3722 GBP |
| 10p ordinary | Purchase | 168,140 | 2.3422 GBP |
| 10p ordinary | Purchase | 188,548 | 2.3917 GBP |
| 10p ordinary | Purchase | 190,743 | 2.3610 GBP |
| 10p ordinary | Purchase | 204,481 | 2.3510 GBP |
| 10p ordinary | Purchase | 228,380 | 2.3474 GBP |
| 10p ordinary | Purchase | 268,391 | 2.3467 GBP |
| 10p ordinary | Purchase | 271,987 | 2.3546 GBP |
| 10p ordinary | Purchase | 336,249 | 2.3529 GBP |
| 10p ordinary | Purchase | 362,613 | 2.3486 GBP |
| 10p ordinary | Purchase | 395,193 | 2.3475 GBP |
| 10p ordinary | Purchase | 453,770 | 2.3302 GBP |
| 10p ordinary | Purchase | 463,635 | 2.3506 GBP |
| 10p ordinary | Purchase | 482,428 | 2.3470 GBP |
| 10p ordinary | Purchase | 1,805,412 | 2.3560 GBP |
| 10p ordinary | Sale | 1 | 2.3500 GBP |
| 10p ordinary | Sale | 33 | 2.3910 GBP |
| 10p ordinary | Sale | 312 | 2.3361 GBP |
| 10p ordinary | Sale | 1,593 | 2.3710 GBP |
| 10p ordinary | Sale | 2,000 | 2.3532 GBP |
| 10p ordinary | Sale | 2,000 | 2.3530 GBP |
| 10p ordinary | Sale | 2,535 | 2.3922 GBP |
| 10p ordinary | Sale | 3,126 | 2.3837 GBP |
| 10p ordinary | Sale | 3,744 | 2.3820 GBP |
| 10p ordinary | Sale | 3,877 | 2.3482 GBP |
| 10p ordinary | Sale | 4,655 | 2.3980 GBP |
| 10p ordinary | Sale | 5,349 | 2.3580 GBP |
| 10p ordinary | Sale | 6,123 | 2.3813 GBP |
| 10p ordinary | Sale | 8,788 | 2.3296 GBP |
| 10p ordinary | Sale | 9,114 | 2.3800 GBP |
| 10p ordinary | Sale | 10,871 | 2.3896 GBP |
| 10p ordinary | Sale | 14,318 | 2.3455 GBP |
| 10p ordinary | Sale | 15,059 | 2.3753 GBP |
| 10p ordinary | Sale | 15,185 | 2.3608 GBP |
| 10p ordinary | Sale | 15,507 | 2.3302 GBP |
| 10p ordinary | Sale | 16,010 | 2.3517 GBP |
| 10p ordinary | Sale | 16,548 | 2.3610 GBP |
| 10p ordinary | Sale | 17,286 | 2.3511 GBP |
| 10p ordinary | Sale | 19,537 | 2.3470 GBP |
| 10p ordinary | Sale | 19,793 | 2.3686 GBP |
| 10p ordinary | Sale | 20,907 | 2.3409 GBP |
| 10p ordinary | Sale | 20,942 | 2.3675 GBP |
| 10p ordinary | Sale | 20,943 | 2.3653 GBP |
| 10p ordinary | Sale | 21,400 | 2.2810 GBP |
| 10p ordinary | Sale | 22,315 | 2.3936 GBP |
| 10p ordinary | Sale | 24,984 | 2.4022 GBP |
| 10p ordinary | Sale | 28,000 | 2.3600 GBP |
| 10p ordinary | Sale | 29,108 | 2.3490 GBP |
| 10p ordinary | Sale | 29,369 | 2.3523 GBP |
| 10p ordinary | Sale | 29,716 | 2.3304 GBP |
| 10p ordinary | Sale | 30,803 | 2.3743 GBP |
| 10p ordinary | Sale | 43,759 | 2.3525 GBP |
| 10p ordinary | Sale | 48,421 | 2.3480 GBP |
| 10p ordinary | Sale | 59,487 | 2.4020 GBP |
| 10p ordinary | Sale | 65,287 | 2.3491 GBP |
| 10p ordinary | Sale | 154,242 | 2.3493 GBP |
| 10p ordinary | Sale | 165,000 | 2.3193 GBP |
| 10p ordinary | Sale | 165,269 | 2.3504 GBP |
| 10p ordinary | Sale | 183,627 | 2.3513 GBP |
| 10p ordinary | Sale | 233,212 | 2.3371 GBP |
| 10p ordinary | Sale | 238,642 | 2.3681 GBP |
| 10p ordinary | Sale | 248,183 | 2.3338 GBP |
| 10p ordinary | Sale | 312,199 | 2.3712 GBP |
| 10p ordinary | Sale | 323,429 | 2.3576 GBP |
| 10p ordinary | Sale | 395,193 | 2.3475 GBP |
| 10p ordinary | Sale | 436,419 | 2.3477 GBP |
| 10p ordinary | Sale | 485,735 | 2.3575 GBP |
| 10p ordinary | Sale | 606,059 | 2.3571 GBP |
| 10p ordinary | Sale | 800,000 | 2.3310 GBP |
| 10p ordinary | Sale | 1,000,000 | 2.3198 GBP |
| 10p ordinary | Sale | 1,092,988 | 2.2912 GBP |
| 10p ordinary | Sale | 1,200,000 | 2.3516 GBP |
| 10p ordinary | Sale | 3,847,499 | 2.3821 GBP |
| ADR | Purchase | 300 | 16.6100 USD |
| ADR | Sale | 300 | 16.6100 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 10p ordinary | SWAP | Long | 312 | 2.3360 GBP |
| 10p ordinary | SWAP | Long | 1,188 | 2.3391 GBP |
| 10p ordinary | SWAP | Long | 1,218 | 2.3489 GBP |
| 10p ordinary | CFD | Long | 2,000 | 2.3507 GBP |
| 10p ordinary | CFD | Long | 3,877 | 2.3482 GBP |
| 10p ordinary | SWAP | Long | 5,500 | 2.3627 GBP |
| 10p ordinary | CFD | Long | 12,066 | 2.3824 GBP |
| 10p ordinary | CFD | Long | 30,000 | 2.3547 GBP |
| 10p ordinary | CFD | Long | 39,821 | 2.3808 GBP |
| 10p ordinary | CFD | Long | 40,457 | 2.4019 GBP |
| 10p ordinary | CFD | Long | 50,000 | 2.3574 GBP |
| 10p ordinary | CFD | Long | 50,000 | 2.3979 GBP |
| 10p ordinary | SWAP | Long | 156,769 | 2.3580 GBP |
| 10p ordinary | SWAP | Long | 168,044 | 2.4012 GBP |
| 10p ordinary | SWAP | Long | 790,846 | 2.3654 GBP |
| 10p ordinary | SWAP | Long | 1,258,826 | 2.3707 GBP |
| 10p ordinary | SWAP | Long | 2,871,331 | 2.3797 GBP |
| 10p ordinary | CFD | Short | 1,500 | 2.3612 GBP |
| 10p ordinary | SWAP | Short | 1,779 | 2.3551 GBP |
| 10p ordinary | CFD | Short | 2,000 | 2.3492 GBP |
| 10p ordinary | SWAP | Short | 5,354 | 2.3211 GBP |
| 10p ordinary | SWAP | Short | 11,431 | 2.4020 GBP |
| 10p ordinary | SWAP | Short | 18,422 | 2.3238 GBP |
| 10p ordinary | SWAP | Short | 41,521 | 2.3834 GBP |
| 10p ordinary | CFD | Short | 58,519 | 2.3904 GBP |
| 10p ordinary | SWAP | Short | 85,656 | 2.3372 GBP |
| 10p ordinary | SWAP | Short | 100,000 | 2.2821 GBP |
| 10p ordinary | SWAP | Short | 107,513 | 2.3634 GBP |
| 10p ordinary | SWAP | Short | 108,664 | 2.3905 GBP |
| 10p ordinary | SWAP | Short | 120,320 | 2.2973 GBP |
| 10p ordinary | SWAP | Short | 161,556 | 2.3630 GBP |
| 10p ordinary | SWAP | Short | 188,548 | 2.3917 GBP |
| 10p ordinary | SWAP | Short | 193,715 | 2.3554 GBP |
| 10p ordinary | SWAP | Short | 362,551 | 2.3099 GBP |
| 10p ordinary | CFD | Short | 363,960 | 2.3835 GBP |
| 10p ordinary | SWAP | Short | 629,938 | 2.3556 GBP |
| 10p ordinary | SWAP | Short | 1,098,724 | 2.3617 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 22 Jun 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210623005412/en/
BARCLAYS PLC