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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
FORM 8.3 – WILLIS TOWERS WATSON PLC
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | WILLIS TOWERS WATSON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 1,862,052 | 1.44% | 228,687 | 0.18% | ||
| (2) | Derivatives (other than options): | ||||
| 72,359 | 0.06% | 94,581 | 0.07% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 6,100 | 0.00% | 6,100 | 0.00% | |
| TOTAL: | |||||
| 1,940,511 | 1.50% | 329,368 | 0.26% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 261.7600 USD |
| Purchase | 10 | 262.4300 USD |
| Purchase | 34 | 262.9700 USD |
| Purchase | 41 | 262.2500 USD |
| Purchase | 100 | 261.3700 USD |
| Purchase | 100 | 261.9300 USD |
| Purchase | 165 | 262.1263 USD |
| Purchase | 200 | 261.6200 USD |
| Purchase | 200 | 261.7875 USD |
| Purchase | 400 | 261.3075 USD |
| Purchase | 700 | 261.6742 USD |
| Purchase | 779 | 261.4778 USD |
| Purchase | 900 | 261.4475 USD |
| Purchase | 1,307 | 261.8607 USD |
| Purchase | 1,327 | 261.8587 USD |
| Purchase | 1,827 | 261.5490 USD |
| Purchase | 2,169 | 261.8225 USD |
| Purchase | 2,250 | 261.3491 USD |
| Purchase | 5,712 | 261.4582 USD |
| Purchase | 5,735 | 261.3600 USD |
| Purchase | 10,000 | 261.7900 USD |
| Purchase | 11,708 | 261.3623 USD |
| Purchase | 11,840 | 261.3861 USD |
| Sale | 37 | 261.5400 USD |
| Sale | 78 | 261.5433 USD |
| Sale | 100 | 261.9700 USD |
| Sale | 100 | 262.3700 USD |
| Sale | 100 | 261.5900 USD |
| Sale | 252 | 261.6541 USD |
| Sale | 304 | 261.5180 USD |
| Sale | 403 | 261.6953 USD |
| Sale | 842 | 261.6633 USD |
| Sale | 855 | 261.6907 USD |
| Sale | 924 | 261.9300 USD |
| Sale | 1,100 | 261.2218 USD |
| Sale | 1,500 | 261.4372 USD |
| Sale | 1,665 | 261.4983 USD |
| Sale | 2,005 | 261.5125 USD |
| Sale | 2,250 | 261.3491 USD |
| Sale | 2,995 | 261.7200 USD |
| Sale | 5,697 | 261.3600 USD |
| Sale | 6,976 | 261.5315 USD |
| Sale | 7,681 | 261.5425 USD |
| Sale | 10,000 | 261.7900 USD |
| Sale | 11,746 | 261.3623 USD |
| Sale | 11,827 | 261.7527 USD |
| Sale | 12,519 | 261.4309 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 31 May 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -100 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 100 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 6,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -6,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC