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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
FORM 8.3 - AON PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 465,006 | 0.21% | 1,927,822 | 0.85% | ||
| (2) | Derivatives (other than options): | ||||
| 283,098 | 0.13% | 7,021 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
| TOTAL: | |||||
| 772,304 | 0.34% | 1,959,043 | 0.87% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 254.3400 USD |
| Purchase | 5 | 253.5780 USD |
| Purchase | 9 | 253.6105 USD |
| Purchase | 9 | 253.1305 USD |
| Purchase | 11 | 253.5636 USD |
| Purchase | 12 | 253.1700 USD |
| Purchase | 12 | 253.6366 USD |
| Purchase | 14 | 253.5460 USD |
| Purchase | 15 | 254.6833 USD |
| Purchase | 15 | 253.4000 USD |
| Purchase | 18 | 253.6094 USD |
| Purchase | 18 | 253.6405 USD |
| Purchase | 19 | 253.9973 USD |
| Purchase | 20 | 253.4562 USD |
| Purchase | 25 | 253.3320 USD |
| Purchase | 30 | 253.5873 USD |
| Purchase | 40 | 253.5500 USD |
| Purchase | 42 | 253.2200 USD |
| Purchase | 82 | 253.3662 USD |
| Purchase | 88 | 253.2523 USD |
| Purchase | 164 | 252.9101 USD |
| Purchase | 200 | 253.3400 USD |
| Purchase | 200 | 253.0200 USD |
| Purchase | 265 | 253.2744 USD |
| Purchase | 300 | 253.1033 USD |
| Purchase | 325 | 253.0512 USD |
| Purchase | 359 | 253.3058 USD |
| Purchase | 400 | 253.8650 USD |
| Purchase | 600 | 253.1466 USD |
| Purchase | 600 | 253.1283 USD |
| Purchase | 800 | 253.3660 USD |
| Purchase | 1,186 | 253.6871 USD |
| Purchase | 1,400 | 253.6000 USD |
| Purchase | 1,816 | 253.6210 USD |
| Purchase | 2,872 | 253.4419 USD |
| Purchase | 3,000 | 253.5966 USD |
| Purchase | 3,184 | 253.8177 USD |
| Purchase | 3,301 | 253.2313 USD |
| Purchase | 3,457 | 253.4790 USD |
| Purchase | 4,447 | 253.1674 USD |
| Purchase | 5,209 | 254.2715 USD |
| Purchase | 5,429 | 254.3900 USD |
| Purchase | 5,966 | 253.4565 USD |
| Purchase | 6,483 | 253.2100 USD |
| Purchase | 6,819 | 253.9178 USD |
| Purchase | 7,475 | 253.5745 USD |
| Purchase | 28,924 | 253.4067 USD |
| Sale | 1 | 252.9100 USD |
| Sale | 2 | 254.3400 USD |
| Sale | 3 | 253.1050 USD |
| Sale | 7 | 253.3928 USD |
| Sale | 7 | 253.2692 USD |
| Sale | 8 | 253.6900 USD |
| Sale | 8 | 254.0425 USD |
| Sale | 8 | 253.6100 USD |
| Sale | 8 | 253.4825 USD |
| Sale | 8 | 253.2837 USD |
| Sale | 10 | 253.5150 USD |
| Sale | 10 | 253.9000 USD |
| Sale | 11 | 253.7527 USD |
| Sale | 14 | 253.3742 USD |
| Sale | 22 | 253.2068 USD |
| Sale | 26 | 254.0769 USD |
| Sale | 100 | 253.2000 USD |
| Sale | 100 | 253.0000 USD |
| Sale | 100 | 252.9600 USD |
| Sale | 100 | 252.8500 USD |
| Sale | 100 | 252.9000 USD |
| Sale | 101 | 254.2458 USD |
| Sale | 109 | 254.3900 USD |
| Sale | 200 | 253.3400 USD |
| Sale | 200 | 253.3250 USD |
| Sale | 202 | 253.0154 USD |
| Sale | 234 | 252.9528 USD |
| Sale | 300 | 253.0366 USD |
| Sale | 300 | 253.0833 USD |
| Sale | 314 | 253.1032 USD |
| Sale | 325 | 253.0512 USD |
| Sale | 403 | 253.1046 USD |
| Sale | 432 | 253.0818 USD |
| Sale | 445 | 253.3999 USD |
| Sale | 502 | 253.1521 USD |
| Sale | 567 | 254.2692 USD |
| Sale | 633 | 252.9442 USD |
| Sale | 873 | 254.3819 USD |
| Sale | 1,124 | 253.4332 USD |
| Sale | 1,338 | 253.0803 USD |
| Sale | 1,360 | 254.2545 USD |
| Sale | 1,536 | 253.0672 USD |
| Sale | 1,900 | 254.1737 USD |
| Sale | 1,990 | 253.7504 USD |
| Sale | 3,197 | 253.2101 USD |
| Sale | 4,131 | 253.2324 USD |
| Sale | 4,454 | 253.2401 USD |
| Sale | 4,667 | 253.7833 USD |
| Sale | 4,687 | 253.5055 USD |
| Sale | 4,734 | 254.0094 USD |
| Sale | 8,829 | 253.4631 USD |
| Sale | 9,034 | 253.2179 USD |
| Sale | 12,044 | 253.2100 USD |
| Sale | 33,585 | 253.5193 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 1,129 | 253.0545 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 May 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC