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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
Form 8.3 - WILLIS TOWERS WATSON PLC - Amendment
FORM 8.3 - Amendment to purchase and sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | WILLIS TOWERS WATSON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 1,817,011 | 1.41% | 180,747 | 0.14% | ||
| (2) | Derivatives (other than options): | ||||
| 72,359 | 0.06% | 94,581 | 0.07% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 6,100 | 0.00% | 6,100 | 0.00% | |
| TOTAL: | |||||
| 1,895,470 | 1.46% | 281,428 | 0.22% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 262.6500 USD |
| Purchase | 1 | 264.0000 USD |
| Purchase | 1 | 264.9300 USD |
| Purchase | 2 | 264.9950 USD |
| Purchase | 3 | 264.7733 USD |
| Purchase | 7 | 264.7907 USD |
| Purchase | 11 | 265.4700 USD |
| Purchase | 26 | 262.8100 USD |
| Purchase | 39 | 262.0000 USD |
| Purchase | 55 | 264.4200 USD |
| Purchase | 100 | 264.1700 USD |
| Purchase | 100 | 264.0814 USD |
| Purchase | 100 | 264.7600 USD |
| Purchase | 100 | 264.8900 USD |
| Purchase | 100 | 264.4000 USD |
| Purchase | 109 | 265.2239 USD |
| Purchase | 123 | 264.4235 USD |
| Purchase | 191 | 264.9781 USD |
| Purchase | 200 | 264.4175 USD |
| Purchase | 246 | 265.2252 USD |
| Purchase | 276 | 262.9989 USD |
| Purchase | 296 | 264.6387 USD |
| Purchase | 300 | 264.6983 USD |
| Purchase | 300 | 264.1900 USD |
| Purchase | 307 | 263.3651 USD |
| Purchase | 330 | 263.9906 USD |
| Purchase | 400 | 264.3845 USD |
| Purchase | 401 | 264.2503 USD |
| Purchase | 542 | 264.4480 USD |
| Purchase | 710 | 264.1971 USD |
| Purchase | 795 | 264.7942 USD |
| Purchase | 912 | 264.2480 USD |
| Purchase | 927 | 264.4720 USD |
| Purchase | 1,659 | 263.7972 USD |
| Purchase | 2,273 | 263.7625 USD |
| Purchase | 2,727 | 264.6846 USD |
| Purchase | 2,913 | 265.1180 USD |
| Purchase | 3,006 | 264.8816 USD |
| Purchase | 3,259 | 264.4533 USD |
| Purchase | 5,511 | 265.7481 USD |
| Purchase | 7,098 | 263.7955 USD |
| Purchase | 10,000 | 266.0000 USD |
| Purchase | 10,200 | 265.9120 USD |
| Purchase | 17,702 | 264.4433 USD |
| Purchase | 19,143 | 265.2054 USD |
| Purchase | 30,000 | 265.4434 USD |
| Purchase | 38,475 | 264.0506 USD |
| Purchase | 87,400 | 264.7061 USD |
| Purchase | 110,448 | 264.2600 USD |
| Sale | 1 | 265.6800 USD |
| Sale | 18 | 264.7406 USD |
| Sale | 26 | 262.8100 USD |
| Sale | 34 | 264.1600 USD |
| Sale | 85 | 265.8500 USD |
| Sale | 91 | 264.1400 USD |
| Sale | 110 | 265.9290 USD |
| Sale | 132 | 265.8971 USD |
| Sale | 154 | 262.0000 USD |
| Sale | 156 | 265.4012 USD |
| Sale | 300 | 265.9166 USD |
| Sale | 300 | 264.1900 USD |
| Sale | 300 | 265.9200 USD |
| Sale | 320 | 265.1078 USD |
| Sale | 445 | 265.7000 USD |
| Sale | 465 | 265.8892 USD |
| Sale | 522 | 265.2941 USD |
| Sale | 571 | 265.8998 USD |
| Sale | 710 | 264.1971 USD |
| Sale | 890 | 265.2026 USD |
| Sale | 2,170 | 264.4167 USD |
| Sale | 2,462 | 264.1708 USD |
| Sale | 2,500 | 264.3196 USD |
| Sale | 2,607 | 265.1016 USD |
| Sale | 2,914 | 265.1919 USD |
| Sale | 3,527 | 264.6538 USD |
| Sale | 5,776 | 264.2600 USD |
| Sale | 9,570 | 264.6051 USD |
| Sale | 9,725 | 265.9422 USD |
| Sale | 10,000 | 265.8529 USD |
| Sale | 16,052 | 264.4799 USD |
| Sale | 20,000 | 265.2388 USD |
| Sale | 22,500 | 265.2272 USD |
| Sale | 26,410 | 265.2408 USD |
| Sale | 30,000 | 265.4434 USD |
| Sale | 38,475 | 264.0506 USD |
| Sale | 97,761 | 264.2599 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 94,581 | 264.2600 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 May 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -100 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 100 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 6,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -6,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC