Barclays PLC — Major Shareholding Notification 2021

Mar 11, 2021

National Storage Mechanism | Additional information

Form 8.5 (EPT/NON-RI) - AGGREKO PLC - Amendment

FORM 8.5 (EPT/NON-RI) Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	AGGREKO PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	10 March 2021
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		4 329/395 p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	3,468,850	1.35%	470,411	0.18%
(2)	Cash-settled derivatives:
		453,831	0.18%	2,943,982	1.15%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	3,922,681	1.53%	3,414,393	1.33%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security		securities	paid/received	paid/received
4 329/395 p ordinary	Purchase	84,580	8.9542 GBP	8.8645 GBP
4 329/395 p ordinary	Sale	99,342	8.9276 GBP	8.865 GBP
(b)	Cash-settled derivative transactions
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
4 329/395 p ordinary	SWAP	Long	1,440	8.8994 GBP
4 329/395 p ordinary	SWAP	Long	2,000	8.9075 GBP
4 329/395 p ordinary	SWAP	Long	2,000	8.9477 GBP
4 329/395 p ordinary	SWAP	Long	2,560	8.8606 GBP
4 329/395 p ordinary	CFD	Long	3,136	8.9038 GBP
4 329/395 p ordinary	CFD	Long	6,882	8.8915 GBP
4 329/395 p ordinary	SWAP	Long	6,926	8.9102 GBP
4 329/395 p ordinary	SWAP	Long	10,809	8.9099 GBP
4 329/395 p ordinary	SWAP	Long	11,750	8.9065 GBP
4 329/395 p ordinary	SWAP	Long	13,813	8.8977 GBP
4 329/395 p ordinary	SWAP	Long	21,951	8.9104 GBP
4 329/395 p ordinary	SWAP	Short	7	8.9001 GBP
4 329/395 p ordinary	SWAP	Short	19	8.8995 GBP
4 329/395 p ordinary	SWAP	Short	21	8.9517 GBP
4 329/395 p ordinary	SWAP	Short	30	8.9062 GBP
4 329/395 p ordinary	SWAP	Short	34	8.9156 GBP
4 329/395 p ordinary	SWAP	Short	54	8.9506 GBP
4 329/395 p ordinary	SWAP	Short	77	8.9068 GBP
4 329/395 p ordinary	SWAP	Short	79	8.8877 GBP
4 329/395 p ordinary	SWAP	Short	164	8.9279 GBP
4 329/395 p ordinary	SWAP	Short	207	8.8884 GBP
4 329/395 p ordinary	SWAP	Short	219	8.9509 GBP
4 329/395 p ordinary	SWAP	Short	231	8.8996 GBP
4 329/395 p ordinary	SWAP	Short	235	8.9107 GBP
4 329/395 p ordinary	SWAP	Short	314	8.9069 GBP
4 329/395 p ordinary	SWAP	Short	407	8.8652 GBP
4 329/395 p ordinary	SWAP	Short	428	8.9507 GBP
4 329/395 p ordinary	SWAP	Short	530	8.9110 GBP
4 329/395 p ordinary	SWAP	Short	613	8.9067 GBP
4 329/395 p ordinary	SWAP	Short	694	8.9158 GBP
4 329/395 p ordinary	SWAP	Short	780	8.9331 GBP
4 329/395 p ordinary	SWAP	Short	1,284	8.8883 GBP
4 329/395 p ordinary	SWAP	Short	5,611	8.9157 GBP
4 329/395 p ordinary	SWAP	Short	5,739	8.9235 GBP
4 329/395 p ordinary	SWAP	Short	9,325	8.9214 GBP
4 329/395 p ordinary	SWAP	Short	9,655	8.8650 GBP
4 329/395 p ordinary	SWAP	Short	11,515	8.9193 GBP
4 329/395 p ordinary	SWAP	Short	20,233	8.9201 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO

Date of disclosure:	11 March 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210311005793/en/

BARCLAYS PLC