Barclays PLC — Major Shareholding Notification 2021

Mar 10, 2021

National Storage Mechanism | Additional information

FORM 8.5 (EPT/NON-RI) - AGGREKO PLC - AMENDMENT

FORM 8.5 (EPT/NON-RI)

Amendment to purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose	AGGREKO PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt	A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC
	principal trader is connected
(d)	Date position held/dealing undertaken:	08 March 2021
(e)	In addition to the company in 1(b) above, is the exempt principal	NO
	trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		4 329/395 p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	3,704,414	1.45%	497,240	0.19%
(2)	Cash-settled derivatives:
		479,995	0.19%	2,473,777	0.97%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	4,184,409	1.63%	2,971,017	1.16%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security		securities	paid/received	paid/received
4 329/395 p ordinary	Purchase	2,637,826	8.9300 GBP	8.8598 GBP
4 329/395 p ordinary	Sale	1,136,897	8.9300 GBP	8.8649 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
4 329/395 p ordinary	CFD	Long	83	8.8832 GBP
4 329/395 p ordinary	SWAP	Long	440	8.8843 GBP
4 329/395 p ordinary	SWAP	Long	1,212	8.8801 GBP
4 329/395 p ordinary	SWAP	Long	1,560	8.8776 GBP
4 329/395 p ordinary	SWAP	Long	2,463	8.8835 GBP
4 329/395 p ordinary	SWAP	Long	4,000	8.8607 GBP
4 329/395 p ordinary	SWAP	Long	4,000	8.8691 GBP
4 329/395 p ordinary	SWAP	Long	4,470	8.8866 GBP
4 329/395 p ordinary	SWAP	Long	8,850	8.8730 GBP
4 329/395 p ordinary	SWAP	Long	20,073	8.8856 GBP
4 329/395 p ordinary	SWAP	Long	24,221	8.8878 GBP
4 329/395 p ordinary	CFD	Long	32,871	8.8863 GBP
4 329/395 p ordinary	CFD	Long	45,791	8.8736 GBP
4 329/395 p ordinary	SWAP	Short	18	8.8827 GBP
4 329/395 p ordinary	SWAP	Short	49	8.8824 GBP
4 329/395 p ordinary	SWAP	Short	124	8.9008 GBP
4 329/395 p ordinary	SWAP	Short	130	8.8772 GBP
4 329/395 p ordinary	SWAP	Short	295	8.8850 GBP
4 329/395 p ordinary	SWAP	Short	536	8.8737 GBP
4 329/395 p ordinary	SWAP	Short	573	8.8825 GBP
4 329/395 p ordinary	SWAP	Short	684	8.8902 GBP
4 329/395 p ordinary	SWAP	Short	2,075	8.8721 GBP
4 329/395 p ordinary	SWAP	Short	2,357	8.8900 GBP
4 329/395 p ordinary	SWAP	Short	2,447	8.8723 GBP
4 329/395 p ordinary	SWAP	Short	3,050	8.8786 GBP
4 329/395 p ordinary	SWAP	Short	3,864	8.8842 GBP
4 329/395 p ordinary	SWAP	Short	4,285	8.8774 GBP
4 329/395 p ordinary	SWAP	Short	6,484	8.8963 GBP
4 329/395 p ordinary	SWAP	Short	7,206	8.8886 GBP
4 329/395 p ordinary	SWAP	Short	10,514	8.8795 GBP
4 329/395 p ordinary	SWAP	Short	15,803	8.8780 GBP
4 329/395 p ordinary	SWAP	Short	20,167	8.8828 GBP
4 329/395 p ordinary	SWAP	Short	373,000	8.9012 GBP
4 329/395 p ordinary	SWAP	Short	500,000	8.8598 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	10 Mar 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210310005646/en/

BARCLAYS PLC