Barclays PLC — Major Shareholding Notification 2021

Mar 9, 2021

National Storage Mechanism | Additional information

Form 8.3 - KAZ MINERALS PLC- Amendment

FORM 8.3 Amendment to purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	KAZ MINERALS PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	05 March 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		20p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	17,705,041	3.75%	8,105,257	1.72%
(2)	Cash-settled derivatives:
		8,082,907	1.71%	17,175,508	3.63%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	25,787,948	5.46%	25,280,765	5.35%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
20p ordinary	Purchase	86	8.2200 GBP
20p ordinary	Purchase	162	8.1660 GBP
20p ordinary	Purchase	183	8.2445 GBP
20p ordinary	Purchase	229	8.2423 GBP
20p ordinary	Purchase	290	8.2097 GBP
20p ordinary	Purchase	290	8.2100 GBP
20p ordinary	Purchase	346	8.1900 GBP
20p ordinary	Purchase	369	8.1560 GBP
20p ordinary	Purchase	393	8.2460 GBP
20p ordinary	Purchase	475	8.1520 GBP
20p ordinary	Purchase	771	8.2472 GBP
20p ordinary	Purchase	774	8.2220 GBP
20p ordinary	Purchase	788	8.1816 GBP
20p ordinary	Purchase	1,416	8.2214 GBP
20p ordinary	Purchase	1,809	8.2000 GBP
20p ordinary	Purchase	1,821	8.2004 GBP
20p ordinary	Purchase	1,900	8.1710 GBP
20p ordinary	Purchase	3,800	8.1580 GBP
20p ordinary	Purchase	6,318	8.1888 GBP
20p ordinary	Purchase	36,892	8.1932 GBP
20p ordinary	Purchase	78,304	8.2598 GBP
20p ordinary	Purchase	176,200	8.2080 GBP
20p ordinary	Purchase	500,000	8.2161 GBP
20p ordinary	Sale	8	8.2762 GBP
20p ordinary	Sale	13	8.2688 GBP
20p ordinary	Sale	290	8.2100 GBP
20p ordinary	Sale	506	8.2590 GBP
20p ordinary	Sale	533	8.2701 GBP
20p ordinary	Sale	734	8.2364 GBP
20p ordinary	Sale	886	8.2004 GBP
20p ordinary	Sale	1,725	8.1915 GBP
20p ordinary	Sale	2,214	8.2426 GBP
20p ordinary	Sale	2,763	8.2081 GBP
20p ordinary	Sale	3,318	8.2285 GBP
20p ordinary	Sale	3,470	8.2448 GBP
20p ordinary	Sale	3,719	8.1965 GBP
20p ordinary	Sale	5,203	8.2486 GBP
20p ordinary	Sale	6,782	8.2413 GBP
20p ordinary	Sale	17,676	8.1776 GBP
20p ordinary	Sale	43,500	8.1888 GBP
20p ordinary	Sale	47,336	8.2000 GBP
20p ordinary	Sale	60,635	8.2642 GBP
20p ordinary	Sale	66,447	8.1949 GBP
20p ordinary	Sale	374,094	8.1935 GBP
(b)	Cash-settled derivative transactions
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
20p ordinary	SWAP	Long	8	8.2753 GBP
20p ordinary	SWAP	Long	13	8.2688 GBP
20p ordinary	SWAP	Long	506	8.2590 GBP
20p ordinary	SWAP	Long	533	8.2701 GBP
20p ordinary	SWAP	Long	734	8.2364 GBP
20p ordinary	SWAP	Long	3,318	8.2285 GBP
20p ordinary	SWAP	Long	4,431	8.1999 GBP
20p ordinary	SWAP	Long	9,445	8.1843 GBP
20p ordinary	SWAP	Long	13,245	8.1702 GBP
20p ordinary	SWAP	Long	14,819	8.1966 GBP
20p ordinary	SWAP	Long	46,601	8.2000 GBP
20p ordinary	SWAP	Long	50,390	8.1972 GBP
20p ordinary	SWAP	Short	1,416	8.2214 GBP
20p ordinary	SWAP	Short	1,547	8.2332 GBP
20p ordinary	SWAP	Short	5,269	8.1805 GBP
20p ordinary	SWAP	Short	500,000	8.2161 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO

Date of disclosure:	9 March 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210309005841/en/

BARCLAYS PLC