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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
Form 8.3 - WILLIS TOWERS WATSON PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | WILLIS TOWERS WATSON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 February 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,320,729 | 1.80% | 610,144 | 0.47% | ||
| (2) | Derivatives (other than options): | ||||
| 273,127 | 0.21% | 441,267 | 0.34% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 6,000 | 0.00% | 6,000 | 0.00% | |
| TOTAL: | |||||
| 2,599,856 | 2.02% | 1,057,411 | 0.82% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 207.6500 USD |
| Purchase | 1 | 208.5000 USD |
| Purchase | 1 | 207.4600 USD |
| Purchase | 2 | 207.4650 USD |
| Purchase | 2 | 207.0500 USD |
| Purchase | 3 | 208.2333 USD |
| Purchase | 4 | 207.9375 USD |
| Purchase | 13 | 207.6415 USD |
| Purchase | 100 | 207.4400 USD |
| Purchase | 100 | 206.4000 USD |
| Purchase | 100 | 206.6450 USD |
| Purchase | 100 | 207.4200 USD |
| Purchase | 100 | 206.0500 USD |
| Purchase | 100 | 206.6550 USD |
| Purchase | 100 | 206.2260 USD |
| Purchase | 200 | 206.7900 USD |
| Purchase | 200 | 206.7100 USD |
| Purchase | 200 | 206.7000 USD |
| Purchase | 200 | 206.6875 USD |
| Purchase | 200 | 206.1300 USD |
| Purchase | 237 | 207.0437 USD |
| Purchase | 400 | 206.6537 USD |
| Purchase | 500 | 208.0100 USD |
| Purchase | 636 | 208.1378 USD |
| Purchase | 2,514 | 209.2916 USD |
| Purchase | 5,732 | 207.9438 USD |
| Purchase | 6,232 | 207.9491 USD |
| Purchase | 6,736 | 209.3000 USD |
| Purchase | 7,891 | 208.5481 USD |
| Purchase | 8,500 | 207.6261 USD |
| Purchase | 9,619 | 208.9235 USD |
| Purchase | 11,508 | 206.8556 USD |
| Sale | 100 | 206.0700 USD |
| Sale | 122 | 207.0306 USD |
| Sale | 200 | 206.1300 USD |
| Sale | 200 | 206.2260 USD |
| Sale | 200 | 208.7500 USD |
| Sale | 405 | 207.6553 USD |
| Sale | 420 | 206.9463 USD |
| Sale | 501 | 207.7433 USD |
| Sale | 636 | 208.1378 USD |
| Sale | 682 | 207.7406 USD |
| Sale | 737 | 208.6092 USD |
| Sale | 748 | 207.4023 USD |
| Sale | 806 | 207.6652 USD |
| Sale | 858 | 207.5810 USD |
| Sale | 905 | 207.7710 USD |
| Sale | 1,200 | 206.6758 USD |
| Sale | 1,474 | 207.5547 USD |
| Sale | 1,541 | 207.5472 USD |
| Sale | 1,900 | 209.2991 USD |
| Sale | 2,093 | 207.9934 USD |
| Sale | 2,537 | 209.2767 USD |
| Sale | 4,837 | 209.3000 USD |
| Sale | 5,812 | 208.0215 USD |
| Sale | 6,593 | 207.9846 USD |
| Sale | 7,154 | 208.4625 USD |
| Sale | 9,419 | 208.9874 USD |
| Sale | 10,152 | 206.6275 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 121,000 | 209.3000 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Feb 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 6,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -6,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC