Barclays PLC — Major Shareholding Notification 2021

Feb 1, 2021

National Storage Mechanism | Additional information

Form 8.5 (EPT/NON-RI) - G4S PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose	G4S PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt	Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
	principal trader is connected
(d)	Date position held/dealing undertaken:	29 January 2021
(e)	In addition to the company in 1(b) above, is the exempt principal	NO
	trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		25p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	20,424,170	1.32%	2,456,248	0.16%
(2)	Cash-settled derivatives:
		1,075,452	0.07%	19,304,886	1.24%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	21,499,622	1.39%	21,761,134	1.40%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security		securities	paid/received	paid/received
25p ordinary	Purchase	1,062,720	2.6100 GBP	2.5988 GBP
25p ordinary	Sale	1,108,597	2.6060 GBP	2.59 GBP
25p ordinary	Purchase	171,143	21.8500 DKK	21.8198 DKK
25p ordinary	Sale	1,532	21.8500 DKK	21.85 DKK

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
25p ordinary	SWAP	Long	100	2.5999 GBP
25p ordinary	SWAP	Long	1,400	2.6027 GBP
25p ordinary	CFD	Long	1,532	21.8480 DKK
25p ordinary	CFD	Long	17,839	2.6033 GBP
25p ordinary	SWAP	Long	49,810	2.6032 GBP
25p ordinary	CFD	Long	50,000	2.5997 GBP
25p ordinary	SWAP	Long	91,514	2.6039 GBP
25p ordinary	SWAP	Long	142,783	2.6020 GBP
25p ordinary	CFD	Long	170,976	2.6021 GBP
25p ordinary	CFD	Long	511,000	21.7750 DKK
25p ordinary	SWAP	Short	48	21.8500 DKK
25p ordinary	SWAP	Short	823	2.6030 GBP
25p ordinary	SWAP	Short	20,000	2.6075 GBP
25p ordinary	CFD	Short	30,697	2.6065 GBP
25p ordinary	SWAP	Short	47,100	2.6009 GBP
25p ordinary	SWAP	Short	80,000	2.6018 GBP
25p ordinary	SWAP	Short	109,548	2.6010 GBP
25p ordinary	SWAP	Short	140,279	2.6020 GBP
25p ordinary	CFD	Short	171,095	21.8376 DKK
25p ordinary	CFD	Short	511,000	2.5863 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	1 Feb 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210201005416/en/

BARCLAYS PLC