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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
FORM 8.3 – AON PLC
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 15 January 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 399,321 | 0.17% | 2,640,966 | 1.16% | ||
| (2) | Derivatives (other than options): | ||||
| 602,567 | 0.26% | 34,356 | 0.02% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 23,000 | 0.01% | 23,000 | 0.01% | |
| TOTAL: | |||||
| 1,024,888 | 0.45% | 2,698,322 | 1.18% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 32 | 207.8600 USD |
| Purchase | 97 | 208.2900 USD |
| Purchase | 100 | 208.3200 USD |
| Purchase | 100 | 207.6540 USD |
| Purchase | 100 | 207.4900 USD |
| Purchase | 105 | 207.6823 USD |
| Purchase | 120 | 208.0345 USD |
| Purchase | 177 | 208.3178 USD |
| Purchase | 200 | 207.4574 USD |
| Purchase | 243 | 208.0242 USD |
| Purchase | 305 | 208.0762 USD |
| Purchase | 376 | 207.9269 USD |
| Purchase | 901 | 208.0851 USD |
| Purchase | 1,007 | 206.3200 USD |
| Purchase | 1,332 | 207.8020 USD |
| Purchase | 2,154 | 208.0081 USD |
| Purchase | 7,551 | 207.3272 USD |
| Purchase | 11,284 | 207.7195 USD |
| Purchase | 11,786 | 207.7284 USD |
| Purchase | 12,637 | 207.6629 USD |
| Purchase | 23,148 | 207.9303 USD |
| Purchase | 23,557 | 207.9300 USD |
| Purchase | 44,893 | 207.8126 USD |
| Sale | 4 | 207.7512 USD |
| Sale | 4 | 207.9512 USD |
| Sale | 5 | 207.1700 USD |
| Sale | 7 | 208.1892 USD |
| Sale | 8 | 207.8793 USD |
| Sale | 15 | 207.9846 USD |
| Sale | 25 | 207.9658 USD |
| Sale | 30 | 207.9620 USD |
| Sale | 37 | 207.9708 USD |
| Sale | 42 | 208.1985 USD |
| Sale | 42 | 208.1200 USD |
| Sale | 47 | 208.0851 USD |
| Sale | 49 | 207.9759 USD |
| Sale | 55 | 207.9481 USD |
| Sale | 71 | 208.1226 USD |
| Sale | 77 | 208.0788 USD |
| Sale | 100 | 207.8600 USD |
| Sale | 100 | 207.8200 USD |
| Sale | 100 | 207.8000 USD |
| Sale | 100 | 207.5600 USD |
| Sale | 100 | 208.3600 USD |
| Sale | 105 | 208.2500 USD |
| Sale | 131 | 207.7300 USD |
| Sale | 159 | 206.5386 USD |
| Sale | 168 | 208.0907 USD |
| Sale | 172 | 208.3211 USD |
| Sale | 192 | 207.9328 USD |
| Sale | 200 | 207.8300 USD |
| Sale | 200 | 207.9950 USD |
| Sale | 248 | 207.7232 USD |
| Sale | 260 | 208.4676 USD |
| Sale | 296 | 207.9969 USD |
| Sale | 300 | 207.9904 USD |
| Sale | 300 | 207.4966 USD |
| Sale | 300 | 207.8908 USD |
| Sale | 378 | 208.2391 USD |
| Sale | 397 | 207.9264 USD |
| Sale | 400 | 208.3000 USD |
| Sale | 400 | 207.7150 USD |
| Sale | 438 | 208.0397 USD |
| Sale | 470 | 208.0601 USD |
| Sale | 500 | 208.3380 USD |
| Sale | 565 | 206.3200 USD |
| Sale | 586 | 207.8536 USD |
| Sale | 600 | 207.6833 USD |
| Sale | 625 | 208.0665 USD |
| Sale | 716 | 207.5896 USD |
| Sale | 795 | 207.4458 USD |
| Sale | 800 | 208.0243 USD |
| Sale | 901 | 208.2561 USD |
| Sale | 1,039 | 207.8192 USD |
| Sale | 2,349 | 207.3113 USD |
| Sale | 3,420 | 207.8706 USD |
| Sale | 3,630 | 207.0471 USD |
| Sale | 4,419 | 207.8365 USD |
| Sale | 6,830 | 208.2050 USD |
| Sale | 7,167 | 207.6540 USD |
| Sale | 7,551 | 207.3272 USD |
| Sale | 9,614 | 207.8412 USD |
| Sale | 10,539 | 207.8887 USD |
| Sale | 14,403 | 207.9161 USD |
| Sale | 15,335 | 207.9610 USD |
| Sale | 20,343 | 207.6109 USD |
| Sale | 24,813 | 207.9300 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 260 | 208.4477 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 23,000 | 220 USD | American | 16 Jul 2021 | 11.0900 USD |
| Put Option | Purchasing | 23,000 | 200 USD | American | 16 Jul 2021 | 12.9508 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 18 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC