Barclays PLC - Major Shareholding Notification 2021

National Storage Mechanism | Additional information

Form 8.3 - DAILY MAIL & GENERAL TRUST PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	DAILY MAIL & GENERAL TRUST PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	23 Nov 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		12.5p A Non-Voting
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	5,348,495	2.57%	77,753	0.04%

(2)	Cash-settled derivatives:
		62,516	0.03%	4,013,391	1.92%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	5,411,011	2.60%	4,091,144	1.96%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant		Purchase/sale	Number of	Price per unit
security			securities
12.5p A Non-Voting		Purchase	279	10.8800 GBP
12.5p A Non-Voting		Purchase	357	10.8000 GBP
12.5p A Non-Voting		Purchase	375	10.8897 GBP
12.5p A Non-Voting		Purchase	479	10.8900 GBP
12.5p A Non-Voting		Purchase	828	10.8189 GBP
12.5p A Non-Voting		Purchase	1,602	10.8184 GBP
12.5p A Non-Voting		Purchase	2,673	10.8768 GBP
12.5p A Non-Voting		Purchase	4,440	10.9200 GBP
12.5p A Non-Voting		Purchase	13,522	10.8271 GBP
12.5p A Non-Voting		Purchase	13,818	10.8675 GBP
12.5p A Non-Voting		Purchase	29,981	10.7998 GBP
12.5p A Non-Voting		Sale	422	10.8000 GBP
12.5p A Non-Voting		Sale	1,366	10.8422 GBP
12.5p A Non-Voting		Sale	1,908	10.8399 GBP
12.5p A Non-Voting		Sale	4,000	10.7991 GBP
12.5p A Non-Voting		Sale	4,399	10.8551 GBP
12.5p A Non-Voting		Sale	9,225	10.8200 GBP
12.5p A Non-Voting		Sale	13,614	10.8866 GBP
12.5p A Non-Voting		Sale	46,684	10.8421 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
12.5p A Non-Voting		SWAP	Long	350	10.9000 GBP
12.5p A Non-Voting		SWAP	Long	1,908	10.8399 GBP
12.5p A Non-Voting		CFD	Long	4,399	10.8551 GBP
12.5p A Non-Voting		SWAP	Long	4,862	10.7991 GBP
12.5p A Non-Voting		CFD	Long	5,372	10.8278 GBP
12.5p A Non-Voting		CFD	Long	8,713	10.9191 GBP
12.5p A Non-Voting		SWAP	Short	417	10.9200 GBP
12.5p A Non-Voting		SWAP	Short	761	10.8903 GBP
12.5p A Non-Voting		SWAP	Short	1,366	10.8333 GBP
12.5p A Non-Voting		SWAP	Short	6,520	10.8701 GBP
12.5p A Non-Voting		SWAP	Short	12,147	10.8621 GBP
12.5p A Non-Voting		SWAP	Short	12,344	10.8200 GBP
12.5p A Non-Voting		SWAP	Short	29,981	10.7998 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?	NO


Date of disclosure:	24 Nov 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.