Barclays PLC - Major Shareholding Notification 2021

National Storage Mechanism | Additional information

Form 8.3 - DAILY MAIL & GENERAL TRUST PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DAILY MAIL & GENERAL TRUST PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	29 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		12.5p A Non-Voting
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	5,422,440	2.60%	94,151	0.05%

(2)	Cash-settled derivatives:
		92,086	0.04%	3,563,408	1.71%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	5,514,526	2.64%	3,657,559	1.75%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
12.5p A Non-Voting	Purchase	230	10.3647 GBP
12.5p A Non-Voting	Purchase	561	10.3800 GBP
12.5p A Non-Voting	Purchase	586	10.3197 GBP
12.5p A Non-Voting	Purchase	679	10.3554 GBP
12.5p A Non-Voting	Purchase	743	10.3170 GBP
12.5p A Non-Voting	Purchase	977	10.3408 GBP
12.5p A Non-Voting	Purchase	1,290	10.3616 GBP
12.5p A Non-Voting	Purchase	2,293	10.3222 GBP
12.5p A Non-Voting	Purchase	4,127	10.3267 GBP
12.5p A Non-Voting	Purchase	5,000	10.3774 GBP
12.5p A Non-Voting	Purchase	7,076	10.3709 GBP
12.5p A Non-Voting	Purchase	10,629	10.2800 GBP
12.5p A Non-Voting	Purchase	39,388	10.3057 GBP
12.5p A Non-Voting	Sale	34	10.3400 GBP
12.5p A Non-Voting	Sale	203	10.3669 GBP
12.5p A Non-Voting	Sale	243	10.3800 GBP
12.5p A Non-Voting	Sale	292	10.3200 GBP
12.5p A Non-Voting	Sale	425	10.4200 GBP
12.5p A Non-Voting	Sale	485	10.3354 GBP
12.5p A Non-Voting	Sale	526	10.3346 GBP
12.5p A Non-Voting	Sale	940	10.3600 GBP
12.5p A Non-Voting	Sale	1,301	10.4000 GBP
12.5p A Non-Voting	Sale	3,674	10.2812 GBP
12.5p A Non-Voting	Sale	5,880	10.3314 GBP
12.5p A Non-Voting	Sale	7,380	10.2821 GBP
12.5p A Non-Voting	Sale	9,715	10.3467 GBP

(b) Cash-settled derivative transactions


Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
12.5p A Non-Voting	SWAP	Long	940	10.3600 GBP
12.5p A Non-Voting	SWAP	Long	3,069	10.3546 GBP
12.5p A Non-Voting	SWAP	Long	6,646	10.3431 GBP
12.5p A Non-Voting	SWAP	Short	282	10.3484 GBP
12.5p A Non-Voting	SWAP	Short	1,000	10.2939 GBP
12.5p A Non-Voting	SWAP	Short	1,033	10.2750 GBP
12.5p A Non-Voting	SWAP	Short	2,065	10.3380 GBP
12.5p A Non-Voting	CFD	Short	2,308	10.3487 GBP
12.5p A Non-Voting	SWAP	Short	4,000	10.3982 GBP
12.5p A Non-Voting	CFD	Short	4,401	10.4008 GBP
12.5p A Non-Voting	SWAP	Short	39,388	10.3056 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				1 Nov 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.