Barclays PLC — Major Shareholding Notification 2021

Oct 1, 2021

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc.

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				30 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,389,828	0.24%	445,089	0.08%
(2)	Cash-settled derivatives:
			178,400	0.03%	1,028,322	0.18%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		500	0.00%	2,100	0.00%
	TOTAL:		1,568,728	0.27%	1,475,511	0.25%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		146,000	0.03%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		146,000	0.03%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		13		25.6350 USD
USD 0.01 common		Purchase		14		25.5164 USD
USD 0.01 common		Purchase		15		25.3900 USD
USD 0.01 common		Purchase		22		25.5100 USD
USD 0.01 common		Purchase		22		25.3100 USD
USD 0.01 common		Purchase		33		25.5509 USD
USD 0.01 common		Purchase		63		25.5150 USD
USD 0.01 common		Purchase		63		25.5200 USD
USD 0.01 common		Purchase		100		25.5250 USD
USD 0.01 common		Purchase		119		25.3500 USD
USD 0.01 common		Purchase		135		25.5000 USD
USD 0.01 common		Purchase		164		25.4458 USD
USD 0.01 common		Purchase		185		25.3813 USD
USD 0.01 common		Purchase		200		25.5750 USD
USD 0.01 common		Purchase		200		25.4925 USD
USD 0.01 common		Purchase		200		25.4100 USD
USD 0.01 common		Purchase		300		25.4066 USD
USD 0.01 common		Purchase		409		25.4216 USD
USD 0.01 common		Purchase		600		25.3550 USD
USD 0.01 common		Purchase		679		25.3812 USD
USD 0.01 common		Purchase		800		25.3800 USD
USD 0.01 common		Purchase		1,877		25.3782 USD
USD 0.01 common		Purchase		2,524		25.4778 USD
USD 0.01 common		Purchase		4,492		25.4121 USD
USD 0.01 common		Purchase		4,845		25.4118 USD
USD 0.01 common		Purchase		11,321		25.3007 USD
USD 0.01 common		Purchase		12,526		25.4110 USD
USD 0.01 common		Purchase		16,504		25.4072 USD
USD 0.01 common		Purchase		38,454		25.3879 USD
USD 0.01 common		Purchase		40,383		25.3000 USD
USD 0.01 common		Purchase		41,726		25.3576 USD
USD 0.01 common		Purchase		42,017		25.3009 USD
USD 0.01 common		Sale		1		25.4100 USD
USD 0.01 common		Sale		4		25.4275 USD
USD 0.01 common		Sale		4		25.4600 USD
USD 0.01 common		Sale		8		25.3300 USD
USD 0.01 common		Sale		12		25.3966 USD
USD 0.01 common		Sale		13		25.3161 USD
USD 0.01 common		Sale		15		25.3900 USD
USD 0.01 common		Sale		16		25.3837 USD
USD 0.01 common		Sale		16		25.4012 USD
USD 0.01 common		Sale		28		25.3650 USD
USD 0.01 common		Sale		63		25.5150 USD
USD 0.01 common		Sale		64		25.4009 USD
USD 0.01 common		Sale		80		25.5200 USD
USD 0.01 common		Sale		104		25.3600 USD
USD 0.01 common		Sale		138		25.3563 USD
USD 0.01 common		Sale		141		25.6300 USD
USD 0.01 common		Sale		200		25.3100 USD
USD 0.01 common		Sale		220		25.3863 USD
USD 0.01 common		Sale		267		25.3350 USD
USD 0.01 common		Sale		296		25.4560 USD
USD 0.01 common		Sale		316		25.3226 USD
USD 0.01 common		Sale		400		25.3200 USD
USD 0.01 common		Sale		423		25.3500 USD
USD 0.01 common		Sale		500		25.3120 USD
USD 0.01 common		Sale		500		25.4340 USD
USD 0.01 common		Sale		677		25.4150 USD
USD 0.01 common		Sale		679		25.3812 USD
USD 0.01 common		Sale		708		25.4800 USD
USD 0.01 common		Sale		1,800		25.3694 USD
USD 0.01 common		Sale		2,912		25.4494 USD
USD 0.01 common		Sale		4,492		25.4121 USD
USD 0.01 common		Sale		5,403		25.4869 USD
USD 0.01 common		Sale		6,033		25.3629 USD
USD 0.01 common		Sale		6,687		25.3946 USD
USD 0.01 common		Sale		11,521		25.3055 USD
USD 0.01 common		Sale		12,976		25.3981 USD
USD 0.01 common		Sale		15,652		25.4001 USD
USD 0.01 common		Sale		21,076		25.3898 USD
USD 0.01 common		Sale		40,463		25.3002 USD
USD 0.01 common		Sale		44,586		25.3000 USD
USD 0.01 common		Sale		45,410		25.3585 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				1 Oct 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211001005404/en/

BARCLAYS PLC