Barclays PLC — Major Shareholding Notification 2021

Sep 27, 2021

National Storage Mechanism | Additional information

Form 8.3 - BLUE PRISM GROUP PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				BLUE PRISM GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				24 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making				NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			1p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,537,261	1.59%	433,450	0.45%
(2)	Cash-settled derivatives:
			425,413	0.44%	1,531,075	1.58%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,962,674	2.03%	1,964,525	2.03%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
1p ordinary		Purchase		28		11.8732 GBP
1p ordinary		Purchase		52		11.8421 GBP
1p ordinary		Purchase		322		11.8312 GBP
1p ordinary		Purchase		711		11.8256 GBP
1p ordinary		Purchase		845		11.8400 GBP
1p ordinary		Purchase		1,979		11.8334 GBP
1p ordinary		Purchase		3,888		11.8194 GBP
1p ordinary		Purchase		5,336		11.8200 GBP
1p ordinary		Purchase		6,384		11.8407 GBP
1p ordinary		Purchase		7,250		11.8280 GBP
1p ordinary		Purchase		20,000		11.8708 GBP
1p ordinary		Purchase		23,275		11.7957 GBP
1p ordinary		Purchase		51,767		11.8393 GBP
1p ordinary		Sale		21		11.8200 GBP
1p ordinary		Sale		935		11.8211 GBP
1p ordinary		Sale		1,250		11.8312 GBP
1p ordinary		Sale		7,967		11.8456 GBP
1p ordinary		Sale		10,599		11.8246 GBP
1p ordinary		Sale		12,105		11.8156 GBP
1p ordinary		Sale		19,512		11.7847 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Long		21	11.8200 GBP
1p ordinary		SWAP		Long		76	11.8170 GBP
1p ordinary		SWAP		Long		778	11.6996 GBP
1p ordinary		SWAP		Long		1,162	11.7584 GBP
1p ordinary		SWAP		Long		6,345	11.7993 GBP
1p ordinary		SWAP		Long		7,492	11.7757 GBP
1p ordinary		SWAP		Long		7,967	11.8456 GBP
1p ordinary		SWAP		Long		15,764	11.8128 GBP
1p ordinary		SWAP		Short		28	11.8730 GBP
1p ordinary		SWAP		Short		62	11.8391 GBP
1p ordinary		SWAP		Short		100	11.5800 GBP
1p ordinary		SWAP		Short		322	11.8312 GBP
1p ordinary		SWAP		Short		1,079	11.8017 GBP
1p ordinary		CFD		Short		1,979	11.8334 GBP
1p ordinary		SWAP		Short		4,046	11.8200 GBP
1p ordinary		SWAP		Short		7,551	11.8191 GBP
1p ordinary		SWAP		Short		7,844	11.7780 GBP
1p ordinary		SWAP		Short		13,085	11.8158 GBP
1p ordinary		SWAP		Short		20,000	11.8708 GBP
1p ordinary		SWAP		Short		51,767	11.8393 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				27 Sep 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210927005361/en/

BARCLAYS PLC