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Barclays PLC Major Shareholding Notification 2021
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Major Shareholding Notification
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National Storage Mechanism | Additional information
FORM 8.3 – AON PLC
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 506,944 | 0.22% | 1,938,194 | 0.86% | ||
| (2) | Derivatives (other than options): | ||||
| 261,712 | 0.12% | 7,021 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
| TOTAL: | |||||
| 792,856 | 0.35% | 1,969,415 | 0.87% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 254.2900 USD |
| Purchase | 2 | 254.2500 USD |
| Purchase | 4 | 253.7200 USD |
| Purchase | 8 | 253.6150 USD |
| Purchase | 9 | 254.4100 USD |
| Purchase | 15 | 253.9966 USD |
| Purchase | 15 | 254.2100 USD |
| Purchase | 15 | 253.9333 USD |
| Purchase | 23 | 254.7565 USD |
| Purchase | 24 | 253.5433 USD |
| Purchase | 34 | 254.4235 USD |
| Purchase | 44 | 253.8640 USD |
| Purchase | 60 | 253.4833 USD |
| Purchase | 70 | 253.5100 USD |
| Purchase | 71 | 253.6649 USD |
| Purchase | 81 | 254.2800 USD |
| Purchase | 90 | 253.9100 USD |
| Purchase | 95 | 254.5300 USD |
| Purchase | 110 | 253.6300 USD |
| Purchase | 146 | 253.3090 USD |
| Purchase | 180 | 254.3648 USD |
| Purchase | 200 | 253.6550 USD |
| Purchase | 248 | 254.3234 USD |
| Purchase | 298 | 254.0142 USD |
| Purchase | 434 | 254.2716 USD |
| Purchase | 464 | 254.0195 USD |
| Purchase | 636 | 254.2124 USD |
| Purchase | 874 | 253.4796 USD |
| Purchase | 1,001 | 253.7185 USD |
| Purchase | 1,441 | 253.8756 USD |
| Purchase | 1,448 | 254.3630 USD |
| Purchase | 1,604 | 253.5046 USD |
| Purchase | 1,744 | 254.3569 USD |
| Purchase | 1,948 | 253.6517 USD |
| Purchase | 2,600 | 253.5651 USD |
| Purchase | 2,919 | 254.3568 USD |
| Purchase | 3,619 | 253.7298 USD |
| Purchase | 3,863 | 253.3703 USD |
| Purchase | 4,760 | 253.3737 USD |
| Purchase | 5,850 | 254.3440 USD |
| Purchase | 6,290 | 253.7691 USD |
| Purchase | 6,366 | 253.7378 USD |
| Purchase | 6,374 | 253.3700 USD |
| Purchase | 6,427 | 254.0280 USD |
| Purchase | 10,800 | 254.4352 USD |
| Purchase | 14,155 | 253.6459 USD |
| Purchase | 14,164 | 254.4233 USD |
| Purchase | 39,998 | 253.5231 USD |
| Sale | 1 | 253.6900 USD |
| Sale | 1 | 254.1000 USD |
| Sale | 1 | 254.1300 USD |
| Sale | 5 | 254.1400 USD |
| Sale | 12 | 253.3500 USD |
| Sale | 19 | 253.8600 USD |
| Sale | 22 | 254.1200 USD |
| Sale | 25 | 254.0000 USD |
| Sale | 26 | 253.4600 USD |
| Sale | 30 | 254.1600 USD |
| Sale | 67 | 254.5300 USD |
| Sale | 70 | 253.5100 USD |
| Sale | 101 | 254.2800 USD |
| Sale | 131 | 254.2443 USD |
| Sale | 136 | 254.2898 USD |
| Sale | 150 | 254.5068 USD |
| Sale | 209 | 254.1291 USD |
| Sale | 363 | 253.6217 USD |
| Sale | 582 | 253.7900 USD |
| Sale | 709 | 254.4384 USD |
| Sale | 774 | 253.5659 USD |
| Sale | 1,701 | 253.6853 USD |
| Sale | 1,942 | 253.7665 USD |
| Sale | 2,102 | 253.6038 USD |
| Sale | 2,471 | 253.7622 USD |
| Sale | 2,655 | 254.3710 USD |
| Sale | 3,686 | 253.7436 USD |
| Sale | 3,720 | 253.5367 USD |
| Sale | 3,863 | 253.3703 USD |
| Sale | 4,796 | 253.3753 USD |
| Sale | 6,374 | 253.3700 USD |
| Sale | 9,591 | 253.7493 USD |
| Sale | 10,800 | 254.4352 USD |
| Sale | 57,348 | 253.5633 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 31 May 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC