Barclays PLC — Major Shareholding Notification 2021

Mar 12, 2021

National Storage Mechanism | Additional information

Form 8.3 - DIALOG SEMICONDUCTOR PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	DIALOG SEMICONDUCTOR PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	11 March 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,500,399	1.96%	201,493	0.26%
(2)	Cash-settled derivatives:
		62,196	0.08%	1,099,392	1.43%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	1,562,595	2.04%	1,300,885	1.70%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	51	64.0000 EUR
10p ordinary	Purchase	60	64.0400 EUR
10p ordinary	Purchase	79	64.0300 EUR
10p ordinary	Purchase	104	64.1200 EUR
10p ordinary	Purchase	112	64.0900 EUR
10p ordinary	Purchase	116	64.0544 EUR
10p ordinary	Purchase	261	64.1400 EUR
10p ordinary	Purchase	265	64.1059 EUR
10p ordinary	Purchase	352	64.0965 EUR
10p ordinary	Purchase	381	64.0989 EUR
10p ordinary	Purchase	570	64.1034 EUR
10p ordinary	Purchase	750	64.0323 EUR
10p ordinary	Purchase	1,351	64.0715 EUR
10p ordinary	Purchase	1,475	64.1000 EUR
10p ordinary	Purchase	1,713	64.0847 EUR
10p ordinary	Purchase	2,234	64.0665 EUR
10p ordinary	Purchase	2,514	64.0416 EUR
10p ordinary	Purchase	2,611	64.0639 EUR
10p ordinary	Purchase	4,997	64.1012 EUR
10p ordinary	Purchase	5,689	64.0763 EUR
10p ordinary	Purchase	6,499	64.0345 EUR
10p ordinary	Purchase	6,734	64.1243 EUR
10p ordinary	Purchase	7,234	64.0471 EUR
10p ordinary	Purchase	9,789	64.0623 EUR
10p ordinary	Purchase	10,876	64.0329 EUR
10p ordinary	Purchase	14,720	64.0222 EUR
10p ordinary	Purchase	25,593	64.0527 EUR
10p ordinary	Purchase	43,759	64.0330 EUR
10p ordinary	Purchase	67,918	64.0640 EUR
10p ordinary	Sale	9	64.0855 EUR
10p ordinary	Sale	104	64.1200 EUR
10p ordinary	Sale	213	64.1504 EUR
10p ordinary	Sale	216	64.0303 EUR
10p ordinary	Sale	230	64.0200 EUR
10p ordinary	Sale	345	64.1433 EUR
10p ordinary	Sale	397	64.1000 EUR
10p ordinary	Sale	731	64.0483 EUR
10p ordinary	Sale	1,875	64.1435 EUR
10p ordinary	Sale	3,076	64.0298 EUR
10p ordinary	Sale	4,100	64.0271 EUR
10p ordinary	Sale	4,431	64.1412 EUR
10p ordinary	Sale	4,571	64.0165 EUR
10p ordinary	Sale	10,000	64.0800 EUR
10p ordinary	Sale	60,000	64.0581 EUR
(b)	Cash-settled derivative transactions
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	CFD	Long	4	64.0850 EUR
10p ordinary	CFD	Long	5	64.0860 EUR
10p ordinary	CFD	Long	216	64.0304 EUR
10p ordinary	CFD	Long	12,478	64.0155 EUR
10p ordinary	CFD	Short	1	64.0500 EUR
10p ordinary	CFD	Short	247	64.0417 EUR
10p ordinary	CFD	Short	1,314	64.1000 EUR
10p ordinary	CFD	Short	1,582	64.1316 EUR
10p ordinary	SWAP	Short	2,514	64.0416 EUR
10p ordinary	SWAP	Short	2,611	64.0639 EUR
10p ordinary	CFD	Short	4,045	64.1057 EUR
10p ordinary	CFD	Short	9,789	64.0623 EUR
10p ordinary	SWAP	Short	14,720	64.0222 EUR
10p ordinary	SWAP	Short	43,759	64.0330 EUR
10p ordinary	SWAP	Short	67,918	64.0640 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES

Date of disclosure:	12 March 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	DIALOG SEMICONDUCTOR PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
10p ordinary	Call Options	Purchased	19,361	53.6607	European	12 Mar 2021
10p ordinary	Call Options	Purchased	22,020	69.0099	European	30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210312005312/en/

BARCLAYS PLC