Barclays PLC — Major Shareholding Notification 2021

Feb 1, 2021

National Storage Mechanism | Additional information

Form 8.3 - SIGNATURE AVIATION PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	SIGNATURE AVIATION PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	29 Jan 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		37p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	8,182,854	0.99%	940,883	0.11%
(2)	Cash-settled derivatives:
		492,967	0.06%	7,243,666	0.87%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	8,675,821	1.05%	8,184,549	0.99%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
37p ordinary	Purchase	26	4.1250 GBP
37p ordinary	Purchase	350	4.1180 GBP
37p ordinary	Purchase	571	4.1260 GBP
37p ordinary	Purchase	790	4.1346 GBP
37p ordinary	Purchase	1,255	4.1376 GBP
37p ordinary	Purchase	1,785	4.0550 GBP
37p ordinary	Purchase	2,069	4.1394 GBP
37p ordinary	Purchase	5,174	4.1273 GBP
37p ordinary	Purchase	5,395	4.1218 GBP
37p ordinary	Purchase	7,347	4.1191 GBP
37p ordinary	Purchase	20,862	4.1095 GBP
37p ordinary	Purchase	29,572	4.1178 GBP
37p ordinary	Purchase	48,483	4.0938 GBP
37p ordinary	Purchase	48,483	4.0896 GBP
37p ordinary	Purchase	73,066	4.1227 GBP
37p ordinary	Purchase	79,934	4.1100 GBP
37p ordinary	Purchase	689,385	4.1351 GBP
37p ordinary	Sale	144	4.1030 GBP
37p ordinary	Sale	159	4.1130 GBP
37p ordinary	Sale	212	4.1039 GBP
37p ordinary	Sale	577	4.1330 GBP
37p ordinary	Sale	587	4.1280 GBP
37p ordinary	Sale	661	4.1065 GBP
37p ordinary	Sale	1,001	4.1317 GBP
37p ordinary	Sale	1,175	4.1070 GBP
37p ordinary	Sale	1,500	4.1110 GBP
37p ordinary	Sale	1,785	4.0550 GBP
37p ordinary	Sale	1,888	4.1235 GBP
37p ordinary	Sale	1,961	4.1175 GBP
37p ordinary	Sale	3,463	4.1054 GBP
37p ordinary	Sale	4,171	4.1081 GBP
37p ordinary	Sale	4,576	4.1310 GBP
37p ordinary	Sale	4,766	4.1034 GBP
37p ordinary	Sale	6,041	4.1295 GBP
37p ordinary	Sale	6,403	4.1209 GBP
37p ordinary	Sale	12,942	4.1276 GBP
37p ordinary	Sale	13,013	4.1218 GBP
37p ordinary	Sale	14,644	4.1183 GBP
37p ordinary	Sale	23,352	4.1102 GBP
37p ordinary	Sale	24,451	4.1285 GBP
37p ordinary	Sale	25,357	4.1165 GBP
37p ordinary	Sale	29,873	4.1305 GBP
37p ordinary	Sale	32,568	4.1319 GBP
37p ordinary	Sale	41,244	4.1212 GBP
37p ordinary	Sale	43,887	4.1129 GBP
37p ordinary	Sale	67,948	4.1100 GBP
37p ordinary	Sale	100,000	4.1450 GBP
37p ordinary	Sale	199,578	4.1135 GBP
37p ordinary	Sale	484,339	4.1327 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
37p ordinary	CFD	Long	1,900	4.1102 GBP
37p ordinary	CFD	Long	1,961	4.1175 GBP
37p ordinary	SWAP	Long	14,857	4.1177 GBP
37p ordinary	SWAP	Long	21,321	4.1175 GBP
37p ordinary	SWAP	Long	42,764	4.1152 GBP
37p ordinary	SWAP	Long	47,638	4.1163 GBP
37p ordinary	CFD	Long	62,143	4.1083 GBP
37p ordinary	SWAP	Long	83,159	4.1157 GBP
37p ordinary	SWAP	Short	6,480	4.1152 GBP
37p ordinary	SWAP	Short	7,278	4.1233 GBP
37p ordinary	CFD	Short	36,886	4.1212 GBP
37p ordinary	SWAP	Short	41,593	4.1258 GBP
37p ordinary	SWAP	Short	96,966	7.7264 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO

Date of disclosure:	1 FEB 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210201005529/en/

BARCLAYS PLC