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Barclays PLC Major Shareholding Notification 2020
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Major Shareholding Notification
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National Storage Mechanism | Additional information
Form 8.3 - AON PLC - AMENDMENT
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 13 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 352,291 | 0.15% | 1,643,281 | 0.71% | ||
| (2) | Derivatives (other than options): | ||||
| 527,651 | 0.23% | 23,200 | 0.01% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 107,299 | 0.05% | 106,599 | 0.05% | |
| TOTAL: | |||||
| 987,241 | 0.43% | 1,773,080 | 0.77% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 191.1800 USD |
| Purchase | 2 | 193.1650 USD |
| Purchase | 2 | 194.5300 USD |
| Purchase | 2 | 191.1450 USD |
| Purchase | 3 | 194.2600 USD |
| Purchase | 3 | 193.1800 USD |
| Purchase | 3 | 191.2100 USD |
| Purchase | 5 | 193.7560 USD |
| Purchase | 10 | 194.2955 USD |
| Purchase | 12 | 193.3133 USD |
| Purchase | 22 | 193.7056 USD |
| Purchase | 24 | 194.3737 USD |
| Purchase | 40 | 193.0800 USD |
| Purchase | 52 | 194.6742 USD |
| Purchase | 72 | 194.5219 USD |
| Purchase | 78 | 193.8751 USD |
| Purchase | 100 | 191.7200 USD |
| Purchase | 100 | 191.6800 USD |
| Purchase | 100 | 193.5200 USD |
| Purchase | 100 | 194.5800 USD |
| Purchase | 100 | 194.4150 USD |
| Purchase | 106 | 194.7007 USD |
| Purchase | 128 | 194.4665 USD |
| Purchase | 136 | 191.6985 USD |
| Purchase | 139 | 191.6828 USD |
| Purchase | 150 | 191.0716 USD |
| Purchase | 200 | 194.4800 USD |
| Purchase | 200 | 194.5100 USD |
| Purchase | 200 | 191.8825 USD |
| Purchase | 272 | 194.2490 USD |
| Purchase | 300 | 194.4670 USD |
| Purchase | 308 | 191.1300 USD |
| Purchase | 309 | 191.8505 USD |
| Purchase | 400 | 193.5900 USD |
| Purchase | 400 | 192.8775 USD |
| Purchase | 400 | 194.4000 USD |
| Purchase | 414 | 193.0911 USD |
| Purchase | 422 | 192.4562 USD |
| Purchase | 478 | 191.7812 USD |
| Purchase | 600 | 190.8066 USD |
| Purchase | 700 | 193.0000 USD |
| Purchase | 717 | 191.7260 USD |
| Purchase | 823 | 192.9074 USD |
| Purchase | 943 | 192.1821 USD |
| Purchase | 1,040 | 192.1300 USD |
| Purchase | 1,157 | 192.9708 USD |
| Purchase | 1,627 | 191.8475 USD |
| Purchase | 1,854 | 192.5440 USD |
| Purchase | 2,050 | 194.0354 USD |
| Purchase | 3,279 | 194.6700 USD |
| Purchase | 4,486 | 191.9070 USD |
| Purchase | 4,811 | 193.3975 USD |
| Purchase | 4,885 | 193.3291 USD |
| Purchase | 7,451 | 193.4458 USD |
| Purchase | 9,800 | 191.8791 USD |
| Purchase | 15,754 | 194.0437 USD |
| Purchase | 18,997 | 192.6313 USD |
| Sale | 8 | 191.1675 USD |
| Sale | 9 | 193.6927 USD |
| Sale | 22 | 192.8500 USD |
| Sale | 29 | 191.8600 USD |
| Sale | 40 | 193.0800 USD |
| Sale | 56 | 194.3900 USD |
| Sale | 100 | 193.7400 USD |
| Sale | 100 | 190.8300 USD |
| Sale | 100 | 191.8350 USD |
| Sale | 100 | 193.7200 USD |
| Sale | 157 | 192.5270 USD |
| Sale | 157 | 191.7234 USD |
| Sale | 171 | 191.7096 USD |
| Sale | 178 | 194.2711 USD |
| Sale | 200 | 194.0950 USD |
| Sale | 200 | 192.3300 USD |
| Sale | 234 | 192.3833 USD |
| Sale | 274 | 191.0990 USD |
| Sale | 278 | 194.5950 USD |
| Sale | 300 | 191.5966 USD |
| Sale | 308 | 191.1300 USD |
| Sale | 350 | 192.8757 USD |
| Sale | 353 | 191.6171 USD |
| Sale | 426 | 194.5133 USD |
| Sale | 430 | 191.8089 USD |
| Sale | 472 | 192.1701 USD |
| Sale | 491 | 194.3609 USD |
| Sale | 500 | 192.5560 USD |
| Sale | 510 | 192.0732 USD |
| Sale | 600 | 194.0366 USD |
| Sale | 703 | 192.2929 USD |
| Sale | 1,040 | 192.1300 USD |
| Sale | 1,209 | 191.6829 USD |
| Sale | 1,400 | 193.0000 USD |
| Sale | 1,689 | 194.1809 USD |
| Sale | 2,378 | 193.3846 USD |
| Sale | 2,444 | 194.2980 USD |
| Sale | 2,551 | 192.3498 USD |
| Sale | 2,600 | 192.2676 USD |
| Sale | 2,849 | 194.6700 USD |
| Sale | 4,635 | 193.3241 USD |
| Sale | 12,250 | 194.2423 USD |
| Sale | 13,297 | 191.8569 USD |
| Sale | 30,047 | 192.8626 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 700 | 195 USD | American | 18 Sep 2020 | 4.8500 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 Aug 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 700 | 195.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -106,599 | 214.5780 | European | Oct 20, 2020 |
| Put Options | Written | 106,599 | 214.5780 | European | Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC