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Barclays PLC Major Shareholding Notification 2020
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Major Shareholding Notification
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National Storage Mechanism | Additional information
FORM 8.3 - AON PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 256,997 | 0.11% | 887,382 | 0.38% | ||
| (2) | Derivatives (other than options): | ||||
| 466,239 | 0.20% | 29,700 | 0.01% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,600 | 0.00% | 4,500 | 0.00% | |
| TOTAL: | |||||
| 725,836 | 0.31% | 921,582 | 0.40% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 192.8300 USD |
| Purchase | 2 | 192.8400 USD |
| Purchase | 7 | 193.5600 USD |
| Purchase | 10 | 194.6500 USD |
| Purchase | 11 | 193.3550 USD |
| Purchase | 17 | 192.9982 USD |
| Purchase | 17 | 193.6623 USD |
| Purchase | 22 | 193.6136 USD |
| Purchase | 25 | 194.2712 USD |
| Purchase | 33 | 193.3681 USD |
| Purchase | 33 | 193.5310 USD |
| Purchase | 37 | 193.5159 USD |
| Purchase | 39 | 193.4667 USD |
| Purchase | 42 | 193.5041 USD |
| Purchase | 43 | 193.5667 USD |
| Purchase | 44 | 193.3413 USD |
| Purchase | 57 | 193.4438 USD |
| Purchase | 100 | 193.5700 USD |
| Purchase | 100 | 192.7600 USD |
| Purchase | 100 | 194.3300 USD |
| Purchase | 100 | 193.8200 USD |
| Purchase | 105 | 193.7600 USD |
| Purchase | 118 | 193.6500 USD |
| Purchase | 150 | 193.7700 USD |
| Purchase | 200 | 193.7032 USD |
| Purchase | 200 | 193.7900 USD |
| Purchase | 200 | 193.8300 USD |
| Purchase | 200 | 194.2250 USD |
| Purchase | 206 | 193.8327 USD |
| Purchase | 250 | 194.3060 USD |
| Purchase | 297 | 193.9956 USD |
| Purchase | 300 | 193.7766 USD |
| Purchase | 300 | 193.0000 USD |
| Purchase | 321 | 193.3683 USD |
| Purchase | 350 | 194.0185 USD |
| Purchase | 356 | 194.0528 USD |
| Purchase | 387 | 194.2339 USD |
| Purchase | 400 | 193.0250 USD |
| Purchase | 400 | 193.9087 USD |
| Purchase | 600 | 193.7466 USD |
| Purchase | 600 | 194.2716 USD |
| Purchase | 645 | 195.2700 USD |
| Purchase | 711 | 193.7776 USD |
| Purchase | 1,029 | 194.2131 USD |
| Purchase | 1,295 | 193.4360 USD |
| Purchase | 1,322 | 193.8572 USD |
| Purchase | 1,400 | 193.4730 USD |
| Purchase | 2,100 | 194.0797 USD |
| Purchase | 2,244 | 193.8088 USD |
| Purchase | 2,665 | 193.7135 USD |
| Purchase | 4,300 | 193.8585 USD |
| Purchase | 5,560 | 193.6092 USD |
| Purchase | 5,982 | 193.3300 USD |
| Purchase | 6,767 | 194.0839 USD |
| Purchase | 13,278 | 193.8000 USD |
| Purchase | 13,293 | 193.4170 USD |
| Purchase | 14,565 | 193.2996 USD |
| Purchase | 39,960 | 193.4936 USD |
| Sale | 10 | 194.6500 USD |
| Sale | 11 | 193.0009 USD |
| Sale | 16 | 193.9175 USD |
| Sale | 33 | 194.8600 USD |
| Sale | 38 | 193.1847 USD |
| Sale | 100 | 194.3800 USD |
| Sale | 100 | 194.2800 USD |
| Sale | 100 | 193.8200 USD |
| Sale | 100 | 193.9150 USD |
| Sale | 100 | 193.9100 USD |
| Sale | 111 | 194.1318 USD |
| Sale | 118 | 193.6500 USD |
| Sale | 150 | 193.7700 USD |
| Sale | 200 | 193.9050 USD |
| Sale | 200 | 193.7032 USD |
| Sale | 200 | 194.0400 USD |
| Sale | 200 | 193.2900 USD |
| Sale | 250 | 193.9820 USD |
| Sale | 278 | 194.0608 USD |
| Sale | 300 | 193.0000 USD |
| Sale | 300 | 193.7766 USD |
| Sale | 400 | 193.9087 USD |
| Sale | 406 | 193.3271 USD |
| Sale | 432 | 192.9925 USD |
| Sale | 452 | 193.6773 USD |
| Sale | 555 | 193.3402 USD |
| Sale | 581 | 193.4956 USD |
| Sale | 600 | 193.9300 USD |
| Sale | 640 | 193.4292 USD |
| Sale | 640 | 194.1817 USD |
| Sale | 645 | 195.2700 USD |
| Sale | 1,168 | 193.4223 USD |
| Sale | 1,400 | 193.8130 USD |
| Sale | 1,400 | 193.1300 USD |
| Sale | 1,500 | 193.5568 USD |
| Sale | 1,793 | 193.7979 USD |
| Sale | 2,000 | 194.0727 USD |
| Sale | 2,100 | 193.5292 USD |
| Sale | 3,060 | 193.4868 USD |
| Sale | 3,191 | 194.3540 USD |
| Sale | 3,961 | 193.4675 USD |
| Sale | 4,760 | 193.5822 USD |
| Sale | 4,850 | 193.3300 USD |
| Sale | 7,650 | 193.5476 USD |
| Sale | 7,650 | 193.3930 USD |
| Sale | 11,449 | 193.5361 USD |
| Sale | 13,278 | 193.8000 USD |
| Sale | 15,000 | 193.8053 USD |
| Sale | 32,897 | 193.4127 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 27,000 | 193.4002 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 4,500 | 220 USD | American | 17 Jul 2020 | 1.2500 USD |
| Call Option | Purchasing | 1,500 | 240 USD | American | 17 Jul 2020 | 0.1250 USD |
| Call Option | Purchasing | 1,100 | 260 USD | American | 17 Jul 2020 | 0.1250 USD |
| Call Option | Selling | 4,500 | 220 USD | American | 17 Jul 2020 | 1.2500 USD |
| Call Option | Selling | 1,500 | 240 USD | American | 17 Jul 2020 | 0.1250 USD |
| Call Option | Selling | 1,100 | 260 USD | American | 17 Jul 2020 | 0.1250 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 1,100 | 260.0000 | American | Jul 17, 2020 |
| Call Options | Purchased | 1,500 | 240.0000 | American | Jul 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC