Barclays PLC — Major Shareholding Notification 2018

Aug 24, 2018

National Storage Mechanism | Additional information

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Form 8.3 - Virgin Money Holdings (UK) Plc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		VIRGIN MONEY HOLDINGS (UK) PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		23 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		CYBG PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				0.01p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,179,728		0.94%		751,118		0.17%
(2)		Cash-settled derivatives:
				359,227		0.08%		4,036,745		0.90%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		4,538,955		1.02%		4,787,863		1.07%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
0.01p ordinary		Purchase		45		3.9360 GBP
0.01p ordinary		Purchase		666		3.9400 GBP
0.01p ordinary		Purchase		896		3.9330 GBP
0.01p ordinary		Purchase		903		3.9200 GBP
0.01p ordinary		Purchase		1,519		3.9443 GBP
0.01p ordinary		Purchase		5,000		3.9542 GBP
0.01p ordinary		Purchase		6,199		3.9181 GBP
0.01p ordinary		Purchase		14,147		3.9446 GBP
0.01p ordinary		Purchase		17,276		3.9184 GBP
0.01p ordinary		Purchase		44,455		3.9273 GBP
0.01p ordinary		Purchase		152,798		3.9180 GBP
0.01p ordinary		Purchase		263,991		3.9210 GBP
0.01p ordinary		Sale		666		3.9400 GBP
0.01p ordinary		Sale		896		3.9330 GBP
0.01p ordinary		Sale		1,991		3.9210 GBP
0.01p ordinary		Sale		3,454		3.9177 GBP
0.01p ordinary		Sale		11,460		3.9343 GBP
0.01p ordinary		Sale		14,164		3.9181 GBP
0.01p ordinary		Sale		15,774		3.9279 GBP
0.01p ordinary		Sale		39,610		3.9275 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
0.01p ordinary		CFD		Long		3,454		3.9177 GBP
0.01p ordinary		SWAP		Long		5,886		3.9199 GBP
0.01p ordinary		SWAP		Long		6,160		3.9324 GBP
0.01p ordinary		SWAP		Long		15,188		3.9339 GBP
0.01p ordinary		CFD		Short		3,230		3.9183 GBP
0.01p ordinary		SWAP		Short		3,545		3.9207 GBP
0.01p ordinary		SWAP		Short		5,000		3.9542 GBP
0.01p ordinary		SWAP		Short		5,757		3.9412 GBP
0.01p ordinary		SWAP		Short		6,199		3.9181 GBP
0.01p ordinary		SWAP		Short		7,163		3.9214 GBP
0.01p ordinary		SWAP		Short		15,000		3.9370 GBP
0.01p ordinary		CFD		Short		18,487		3.9202 GBP
0.01p ordinary		SWAP		Short		127,335		3.9180 GBP
0.01p ordinary		SWAP		Short		262,000		3.9209 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security		Product description e.g. call option		Writing, purchasing, selling, varying etc.		Number of securities to which option relates		Exercise price per unit		Type e.g. American, European etc.		Expiry date		Option money paid/ received per unit

(ii) Exercise

Class of relevant security		Product description e.g. call option		Exercising/ exercised against		Number of securities		Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security		Nature of dealing e.g. subscription, conversion		Details		Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		24 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

View source version on businesswire.com: https://www.businesswire.com/news/home/20180824005161/en/