Barclays PLC - M&A Activity 2022 | FinancialReports.eu

National Storage Mechanism | Additional information

Form 8.3 - NortonLifeLock Inc.- AMENDMENT

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NORTONLIFELOCK INC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	AVAST PLC
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	18 FEB 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,383,670	0.24%	642,799	0.11%

(2)	Cash-settled derivatives:
		370,374	0.06%	1,510,550	0.26%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	1,754,044	0.30%	2,153,349	0.37%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	236,000	0.04%	0	0.00%

(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	236,000	0.04%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	9	24.3800 EUR
USD 0.01 common	Purchase	20	28.0000 USD
USD 0.01 common	Purchase	20	28.0600 USD
USD 0.01 common	Purchase	20	28.0750 USD
USD 0.01 common	Purchase	30	28.0533 USD
USD 0.01 common	Purchase	30	28.0766 USD
USD 0.01 common	Purchase	35	28.0357 USD
USD 0.01 common	Purchase	37	28.0200 USD
USD 0.01 common	Purchase	40	28.1700 USD
USD 0.01 common	Purchase	40	28.0550 USD
USD 0.01 common	Purchase	50	28.0680 USD
USD 0.01 common	Purchase	70	28.0571 USD
USD 0.01 common	Purchase	73	28.0800 USD
USD 0.01 common	Purchase	99	28.0640 USD
USD 0.01 common	Purchase	100	28.0404 USD
USD 0.01 common	Purchase	116	28.0962 USD
USD 0.01 common	Purchase	126	28.0525 USD
USD 0.01 common	Purchase	130	28.0630 USD
USD 0.01 common	Purchase	140	27.8500 USD
USD 0.01 common	Purchase	150	28.1446 USD
USD 0.01 common	Purchase	161	28.0500 USD
USD 0.01 common	Purchase	193	27.9732 USD
USD 0.01 common	Purchase	198	28.0400 USD
USD 0.01 common	Purchase	200	28.0300 USD
USD 0.01 common	Purchase	200	28.1300 USD
USD 0.01 common	Purchase	225	24.5750 EUR
USD 0.01 common	Purchase	242	28.0325 USD
USD 0.01 common	Purchase	890	27.9225 USD
USD 0.01 common	Purchase	1,071	27.7977 USD
USD 0.01 common	Purchase	2,317	27.6953 USD
USD 0.01 common	Purchase	2,782	28.1054 USD
USD 0.01 common	Purchase	2,856	28.0262 USD
USD 0.01 common	Purchase	5,858	27.5647 USD
USD 0.01 common	Purchase	8,343	27.5894 USD
USD 0.01 common	Purchase	13,384	28.0160 USD
USD 0.01 common	Purchase	13,574	28.0436 USD
USD 0.01 common	Purchase	13,614	28.0281 USD
USD 0.01 common	Purchase	18,997	27.9155 USD
USD 0.01 common	Purchase	20,802	27.6465 USD
USD 0.01 common	Purchase	30,569	27.9398 USD
USD 0.01 common	Purchase	49,228	27.8473 USD
USD 0.01 common	Purchase	54,761	27.9700 USD
USD 0.01 common	Purchase	79,251	27.8680 USD
USD 0.01 common	Purchase	125,163	27.7934 USD
USD 0.01 common	Purchase	140,090	27.9705 USD
USD 0.01 common	Purchase	269,252	28.0052 USD
USD 0.01 common	Sale	1	28.0500 USD
USD 0.01 common	Sale	1	28.0400 USD
USD 0.01 common	Sale	2	28.1200 USD
USD 0.01 common	Sale	2	28.1600 USD
USD 0.01 common	Sale	3	28.0533 USD
USD 0.01 common	Sale	3	28.0833 USD
USD 0.01 common	Sale	3	28.0866 USD
USD 0.01 common	Sale	4	28.0806 USD
USD 0.01 common	Sale	8	28.1312 USD
USD 0.01 common	Sale	8	28.0700 USD
USD 0.01 common	Sale	9	24.3800 EUR
USD 0.01 common	Sale	12	28.0900 USD
USD 0.01 common	Sale	17	28.1747 USD
USD 0.01 common	Sale	36	28.1800 USD
USD 0.01 common	Sale	100	27.6700 USD
USD 0.01 common	Sale	100	27.8500 USD
USD 0.01 common	Sale	100	27.9800 USD
USD 0.01 common	Sale	100	28.0600 USD
USD 0.01 common	Sale	100	28.2000 USD
USD 0.01 common	Sale	100	28.2100 USD
USD 0.01 common	Sale	102	27.5482 USD
USD 0.01 common	Sale	112	28.0633 USD
USD 0.01 common	Sale	124	28.0004 USD
USD 0.01 common	Sale	139	28.0323 USD
USD 0.01 common	Sale	140	28.0686 USD
USD 0.01 common	Sale	200	27.5150 USD
USD 0.01 common	Sale	200	28.1950 USD
USD 0.01 common	Sale	200	28.1300 USD
USD 0.01 common	Sale	200	27.6750 USD
USD 0.01 common	Sale	212	28.0800 USD
USD 0.01 common	Sale	225	24.5750 EUR
USD 0.01 common	Sale	245	28.1868 USD
USD 0.01 common	Sale	300	27.6111 USD
USD 0.01 common	Sale	300	27.5983 USD
USD 0.01 common	Sale	304	27.6531 USD
USD 0.01 common	Sale	366	27.6144 USD
USD 0.01 common	Sale	400	27.9600 USD
USD 0.01 common	Sale	484	27.6095 USD
USD 0.01 common	Sale	500	27.5850 USD
USD 0.01 common	Sale	570	27.5359 USD
USD 0.01 common	Sale	600	27.5950 USD
USD 0.01 common	Sale	601	27.5969 USD
USD 0.01 common	Sale	602	27.5957 USD
USD 0.01 common	Sale	603	27.5885 USD
USD 0.01 common	Sale	610	27.7237 USD
USD 0.01 common	Sale	710	28.1961 USD
USD 0.01 common	Sale	750	27.8786 USD
USD 0.01 common	Sale	890	27.9225 USD
USD 0.01 common	Sale	990	27.7883 USD
USD 0.01 common	Sale	1,071	27.8713 USD
USD 0.01 common	Sale	1,191	28.0536 USD
USD 0.01 common	Sale	1,200	27.9008 USD
USD 0.01 common	Sale	1,300	27.9080 USD
USD 0.01 common	Sale	1,476	28.0964 USD
USD 0.01 common	Sale	1,500	28.0210 USD
USD 0.01 common	Sale	1,500	28.0090 USD
USD 0.01 common	Sale	1,690	27.8149 USD
USD 0.01 common	Sale	2,096	27.9954 USD
USD 0.01 common	Sale	2,244	27.7573 USD
USD 0.01 common	Sale	2,312	27.9105 USD
USD 0.01 common	Sale	2,370	27.8361 USD
USD 0.01 common	Sale	2,413	27.9045 USD
USD 0.01 common	Sale	2,782	28.1054 USD
USD 0.01 common	Sale	2,811	27.5869 USD
USD 0.01 common	Sale	2,921	27.7017 USD
USD 0.01 common	Sale	3,058	27.7827 USD
USD 0.01 common	Sale	3,170	27.9980 USD
USD 0.01 common	Sale	3,483	27.9423 USD
USD 0.01 common	Sale	3,712	27.8238 USD
USD 0.01 common	Sale	4,254	27.9295 USD
USD 0.01 common	Sale	6,656	28.0200 USD
USD 0.01 common	Sale	7,817	27.8635 USD
USD 0.01 common	Sale	7,873	27.9511 USD
USD 0.01 common	Sale	20,860	27.9700 USD
USD 0.01 common	Sale	20,938	27.8860 USD
USD 0.01 common	Sale	26,669	27.9599 USD
USD 0.01 common	Sale	27,628	28.0469 USD
USD 0.01 common	Sale	29,748	27.9556 USD
USD 0.01 common	Sale	36,252	27.8649 USD
USD 0.01 common	Sale	42,634	27.9797 USD
USD 0.01 common	Sale	45,651	27.9594 USD
USD 0.01 common	Sale	46,028	27.9946 USD
USD 0.01 common	Sale	148,861	27.7526 USD
USD 0.01 common	Sale	154,693	27.9773 USD
USD 0.01 common	Sale	179,047	27.9844 USD

(b) Cash-settled derivative transactions


Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?	NO


Date of disclosure:	22 FEB 2022
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.