Barclays PLC — M&A Activity 2021

Dec 30, 2021

National Storage Mechanism | Additional information

Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:
(f)	In addition to the company in 1(c) above, is the discloser making
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			5p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,008,690	1.41%	9,636	0.01%
(2)	Cash-settled derivatives:
			0	0.00%	646,691	0.91%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,008,690	1.41%	656,327	0.92%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
5p ordinary		Purchase		4		31.8300 GBP
5p ordinary		Purchase		8		31.8600 GBP
5p ordinary		Purchase		84		31.1030 GBP
5p ordinary		Purchase		122		31.1600 GBP
5p ordinary		Purchase		146		31.1115 GBP
5p ordinary		Purchase		166		31.9000 GBP
5p ordinary		Purchase		196		31.1551 GBP
5p ordinary		Purchase		196		31.1912 GBP
5p ordinary		Purchase		287		31.1434 GBP
5p ordinary		Purchase		311		31.2000 GBP
5p ordinary		Purchase		349		31.1679 GBP
5p ordinary		Purchase		442		31.4062 GBP
5p ordinary		Purchase		663		31.1000 GBP
5p ordinary		Purchase		871		31.6504 GBP
5p ordinary		Purchase		981		31.3241 GBP
5p ordinary		Purchase		7,917		31.3022 GBP
5p ordinary		Sale		4		31.8300 GBP
5p ordinary		Sale		37		31.3232 GBP
5p ordinary		Sale		145		31.4921 GBP
5p ordinary		Sale		689		31.7053 GBP
5p ordinary		Sale		1,254		31.6862 GBP
5p ordinary		Sale		2,263		31.1842 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		52	31.9000 GBP
5p ordinary		SWAP		Long		561	31.8989 GBP
5p ordinary		SWAP		Long		641	31.4827 GBP
5p ordinary		SWAP		Short		8	31.8625 GBP
5p ordinary		CFD		Short		179	31.9048 GBP
5p ordinary		SWAP		Short		442	31.4062 GBP
5p ordinary		SWAP		Short		1,144	31.4000 GBP
5p ordinary		SWAP		Short		3,085	31.2929 GBP
5p ordinary		SWAP		Short		4,581	31.2451 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211230005101/en/

BARCLAYS PLC