Barclays PLC — M&A Activity 2021

Dec 21, 2021

National Storage Mechanism | Additional information

Form 8.3 - Stagecoach Group plc - Amendment

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:
(f)	In addition to the company in 1(c) above, is the discloser making
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			125/228p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		3,428,648	0.62%	836,558	0.15%
(2)	Cash-settled derivatives:
			698,504	0.13%	3,235,252	0.59%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		4,127,152	0.75%	4,071,810	0.74%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
125/228p ordinary		Purchase		556		0.8372 GBP
125/228p ordinary		Purchase		986		0.8609 GBP
125/228p ordinary		Purchase		986		0.8589 GBP
125/228p ordinary		Purchase		1,112		0.8380 GBP
125/228p ordinary		Purchase		2,357		0.8680 GBP
125/228p ordinary		Purchase		3,721		0.8492 GBP
125/228p ordinary		Purchase		4,596		0.8484 GBP
125/228p ordinary		Purchase		4,776		0.8537 GBP
125/228p ordinary		Purchase		5,070		0.8558 GBP
125/228p ordinary		Purchase		6,042		0.8553 GBP
125/228p ordinary		Purchase		12,268		0.8381 GBP
125/228p ordinary		Purchase		12,626		0.8577 GBP
125/228p ordinary		Purchase		13,784		0.8491 GBP
125/228p ordinary		Purchase		15,129		0.8495 GBP
125/228p ordinary		Purchase		32,433		0.8522 GBP
125/228p ordinary		Purchase		32,601		0.8413 GBP
125/228p ordinary		Purchase		52,420		0.8544 GBP
125/228p ordinary		Purchase		55,582		0.8400 GBP
125/228p ordinary		Purchase		131,577		0.8469 GBP
125/228p ordinary		Purchase		174,257		0.8513 GBP
125/228p ordinary		Purchase		236,116		0.8473 GBP
125/228p ordinary		Purchase		299,181		0.8480 GBP
125/228p ordinary		Sale		439		0.8590 GBP
125/228p ordinary		Sale		502		0.8470 GBP
125/228p ordinary		Sale		1,065		0.8420 GBP
125/228p ordinary		Sale		1,091		0.8537 GBP
125/228p ordinary		Sale		1,401		0.8134 GBP
125/228p ordinary		Sale		1,443		0.8401 GBP
125/228p ordinary		Sale		1,540		0.8591 GBP
125/228p ordinary		Sale		1,940		0.8443 GBP
125/228p ordinary		Sale		2,199		0.8491 GBP
125/228p ordinary		Sale		2,771		0.8449 GBP
125/228p ordinary		Sale		4,395		0.8490 GBP
125/228p ordinary		Sale		5,070		0.8558 GBP
125/228p ordinary		Sale		5,280		0.8518 GBP
125/228p ordinary		Sale		12,268		0.8381 GBP
125/228p ordinary		Sale		16,560		0.8500 GBP
125/228p ordinary		Sale		18,002		0.8451 GBP
125/228p ordinary		Sale		22,999		0.8483 GBP
125/228p ordinary		Sale		109,937		0.8400 GBP
125/228p ordinary		Sale		201,160		0.8472 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
125/228p ordinary		CFD		Long		454	0.8299 GBP
125/228p ordinary		SWAP		Long		1,048	0.8295 GBP
125/228p ordinary		SWAP		Long		1,401	0.8134 GBP
125/228p ordinary		CFD		Long		1,851	0.8554 GBP
125/228p ordinary		CFD		Long		5,070	0.8558 GBP
125/228p ordinary		SWAP		Long		8,378	0.8502 GBP
125/228p ordinary		CFD		Long		12,533	0.8448 GBP
125/228p ordinary		SWAP		Short		1,819	0.8491 GBP
125/228p ordinary		SWAP		Short		4,765	0.8458 GBP
125/228p ordinary		CFD		Short		6,235	0.8568 GBP
125/228p ordinary		SWAP		Short		9,839	0.8432 GBP
125/228p ordinary		SWAP		Short		37,252	0.8531 GBP
125/228p ordinary		CFD		Short		52,004	0.8400 GBP
125/228p ordinary		SWAP		Short		84,727	0.8486 GBP
125/228p ordinary		SWAP		Short		85,468	0.8471 GBP
125/228p ordinary		SWAP		Short		134,297	0.8488 GBP
125/228p ordinary		SWAP		Short		169,492	0.8515 GBP
125/228p ordinary		CFD		Short		187,306	0.8509 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				21 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211221005575/en/

BARCLAYS PLC