Barclays PLC — M&A Activity 2021

Dec 3, 2021

National Storage Mechanism | Additional information

Form 8.3 - NORTONLIFELOCK INC

FORM 8.3 Amendment to Sale and Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				01 December 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,676,607	0.29%	888,739	0.15%
(2)	Cash-settled derivatives:
			656,716	0.11%	1,513,168	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	2,100	0.00%
	TOTAL:		2,333,323	0.40%	2,404,007	0.41%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		386,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		386,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		23.8900 USD
USD 0.01 common		Purchase		1		23.9700 USD
USD 0.01 common		Purchase		4		24.1650 USD
USD 0.01 common		Purchase		4		23.9225 USD
USD 0.01 common		Purchase		14		24.2800 USD
USD 0.01 common		Purchase		24		23.9000 USD
USD 0.01 common		Purchase		24		23.9300 USD
USD 0.01 common		Purchase		26		23.8792 USD
USD 0.01 common		Purchase		30		23.9200 USD
USD 0.01 common		Purchase		43		23.9100 USD
USD 0.01 common		Purchase		48		23.9350 USD
USD 0.01 common		Purchase		51		23.9356 USD
USD 0.01 common		Purchase		58		24.1500 USD
USD 0.01 common		Purchase		82		23.8575 USD
USD 0.01 common		Purchase		92		24.2436 USD
USD 0.01 common		Purchase		100		24.7700 USD
USD 0.01 common		Purchase		100		24.2700 USD
USD 0.01 common		Purchase		100		24.4300 USD
USD 0.01 common		Purchase		100		24.4800 USD
USD 0.01 common		Purchase		107		22.1100 EUR
USD 0.01 common		Purchase		179		24.3635 USD
USD 0.01 common		Purchase		183		24.2600 USD
USD 0.01 common		Purchase		187		24.6288 USD
USD 0.01 common		Purchase		244		24.1495 USD
USD 0.01 common		Purchase		281		24.2759 USD
USD 0.01 common		Purchase		304		24.3398 USD
USD 0.01 common		Purchase		304		24.1603 USD
USD 0.01 common		Purchase		307		24.0060 USD
USD 0.01 common		Purchase		325		24.2326 USD
USD 0.01 common		Purchase		346		24.3508 USD
USD 0.01 common		Purchase		363		24.2531 USD
USD 0.01 common		Purchase		386		24.2921 USD
USD 0.01 common		Purchase		400		24.2587 USD
USD 0.01 common		Purchase		463		24.2189 USD
USD 0.01 common		Purchase		557		24.1792 USD
USD 0.01 common		Purchase		586		24.1613 USD
USD 0.01 common		Purchase		600		24.1350 USD
USD 0.01 common		Purchase		646		23.8787 USD
USD 0.01 common		Purchase		709		24.2910 USD
USD 0.01 common		Purchase		900		24.4144 USD
USD 0.01 common		Purchase		912		23.9109 USD
USD 0.01 common		Purchase		1,200		24.2491 USD
USD 0.01 common		Purchase		1,500		24.4113 USD
USD 0.01 common		Purchase		3,491		24.2241 USD
USD 0.01 common		Purchase		5,820		24.0746 USD
USD 0.01 common		Purchase		5,891		24.2497 USD
USD 0.01 common		Purchase		6,489		24.1748 USD
USD 0.01 common		Purchase		11,308		23.9026 USD
USD 0.01 common		Purchase		14,324		24.1914 USD
USD 0.01 common		Purchase		20,457		24.1981 USD
USD 0.01 common		Purchase		37,172		23.8200 USD
USD 0.01 common		Purchase		43,487		24.2500 USD
USD 0.01 common		Purchase		79,896		24.2418 USD
USD 0.01 common		Purchase		105,999		23.9609 USD
USD 0.01 common		Sale		4		23.8825 USD
USD 0.01 common		Sale		7		24.2650 USD
USD 0.01 common		Sale		7		24.2800 USD
USD 0.01 common		Sale		14		23.9428 USD
USD 0.01 common		Sale		14		24.2235 USD
USD 0.01 common		Sale		21		23.8550 USD
USD 0.01 common		Sale		21		23.8700 USD
USD 0.01 common		Sale		21		23.9500 USD
USD 0.01 common		Sale		42		23.9200 USD
USD 0.01 common		Sale		63		23.9733 USD
USD 0.01 common		Sale		63		23.9133 USD
USD 0.01 common		Sale		63		23.8933 USD
USD 0.01 common		Sale		69		23.9333 USD
USD 0.01 common		Sale		78		24.3725 USD
USD 0.01 common		Sale		82		24.4004 USD
USD 0.01 common		Sale		83		24.2600 USD
USD 0.01 common		Sale		84		23.8987 USD
USD 0.01 common		Sale		100		23.9800 USD
USD 0.01 common		Sale		105		23.9080 USD
USD 0.01 common		Sale		107		22.1100 EUR
USD 0.01 common		Sale		108		23.9485 USD
USD 0.01 common		Sale		132		24.0227 USD
USD 0.01 common		Sale		148		24.1983 USD
USD 0.01 common		Sale		157		24.1056 USD
USD 0.01 common		Sale		182		24.1361 USD
USD 0.01 common		Sale		206		24.4890 USD
USD 0.01 common		Sale		217		24.0956 USD
USD 0.01 common		Sale		276		24.0681 USD
USD 0.01 common		Sale		300		24.0000 USD
USD 0.01 common		Sale		310		24.4416 USD
USD 0.01 common		Sale		327		24.0253 USD
USD 0.01 common		Sale		352		24.2535 USD
USD 0.01 common		Sale		381		23.9879 USD
USD 0.01 common		Sale		400		23.8575 USD
USD 0.01 common		Sale		873		24.4707 USD
USD 0.01 common		Sale		2,888		23.8775 USD
USD 0.01 common		Sale		3,700		23.8600 USD
USD 0.01 common		Sale		5,000		24.1350 USD
USD 0.01 common		Sale		5,643		24.1477 USD
USD 0.01 common		Sale		5,660		23.9746 USD
USD 0.01 common		Sale		8,103		24.2589 USD
USD 0.01 common		Sale		9,297		24.1684 USD
USD 0.01 common		Sale		9,341		23.8341 USD
USD 0.01 common		Sale		10,374		24.0208 USD
USD 0.01 common		Sale		15,672		24.2177 USD
USD 0.01 common		Sale		24,812		24.1585 USD
USD 0.01 common		Sale		26,052		23.8873 USD
USD 0.01 common		Sale		37,224		23.8200 USD
USD 0.01 common		Sale		43,500		24.2179 USD
USD 0.01 common		Sale		43,946		24.2744 USD
USD 0.01 common		Sale		50,000		24.2500 USD
USD 0.01 common		Sale		55,991		23.9881 USD
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Sale		12,406		24.1585 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				3 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211203005419/en/

BARCLAYS PLC