Barclays PLC — M&A Activity 2021

Oct 4, 2021

National Storage Mechanism | Additional information

Form 8.3 - DRAFTKINGS INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				DRAFTKINGS INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				01 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				ENTAIN PLC
					GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.0001 class A common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		576,620	0.14%	612,602	0.15%
(2)	Cash-settled derivatives:
			4,928	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		2,735,561	0.67%	1,628,611	0.40%
	TOTAL:		3,317,109	0.82%	2,241,213	0.55%
Class of relevant security:			Convertible Bond US26142RAA23
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		0	0.00%	356,000	0.09%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		0	0.00%	356,000	0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.0001 class A common		Purchase		3		50.6166 USD
USD 0.0001 class A common		Purchase		4		50.5350 USD
USD 0.0001 class A common		Purchase		4		50.3050 USD
USD 0.0001 class A common		Purchase		10		50.2400 USD
USD 0.0001 class A common		Purchase		16		50.5700 USD
USD 0.0001 class A common		Purchase		19		50.1200 USD
USD 0.0001 class A common		Purchase		24		50.5029 USD
USD 0.0001 class A common		Purchase		27		50.1500 USD
USD 0.0001 class A common		Purchase		36		50.5866 USD
USD 0.0001 class A common		Purchase		44		50.2925 USD
USD 0.0001 class A common		Purchase		45		50.4484 USD
USD 0.0001 class A common		Purchase		46		50.6000 USD
USD 0.0001 class A common		Purchase		46		50.5150 USD
USD 0.0001 class A common		Purchase		56		50.5850 USD
USD 0.0001 class A common		Purchase		61		50.5972 USD
USD 0.0001 class A common		Purchase		64		50.4250 USD
USD 0.0001 class A common		Purchase		76		50.2564 USD
USD 0.0001 class A common		Purchase		81		50.2413 USD
USD 0.0001 class A common		Purchase		108		50.5800 USD
USD 0.0001 class A common		Purchase		108		50.5018 USD
USD 0.0001 class A common		Purchase		121		50.5417 USD
USD 0.0001 class A common		Purchase		124		50.6148 USD
USD 0.0001 class A common		Purchase		131		50.2200 USD
USD 0.0001 class A common		Purchase		154		50.2640 USD
USD 0.0001 class A common		Purchase		164		50.6100 USD
USD 0.0001 class A common		Purchase		200		50.6825 USD
USD 0.0001 class A common		Purchase		200		50.6325 USD
USD 0.0001 class A common		Purchase		202		50.3849 USD
USD 0.0001 class A common		Purchase		212		50.5100 USD
USD 0.0001 class A common		Purchase		232		50.5218 USD
USD 0.0001 class A common		Purchase		240		50.6373 USD
USD 0.0001 class A common		Purchase		248		50.5516 USD
USD 0.0001 class A common		Purchase		284		50.6306 USD
USD 0.0001 class A common		Purchase		390		50.5638 USD
USD 0.0001 class A common		Purchase		400		50.6400 USD
USD 0.0001 class A common		Purchase		400		50.6537 USD
USD 0.0001 class A common		Purchase		464		50.6381 USD
USD 0.0001 class A common		Purchase		481		50.5712 USD
USD 0.0001 class A common		Purchase		500		50.6739 USD
USD 0.0001 class A common		Purchase		606		50.6286 USD
USD 0.0001 class A common		Purchase		630		50.6150 USD
USD 0.0001 class A common		Purchase		763		50.6206 USD
USD 0.0001 class A common		Purchase		898		50.4554 USD
USD 0.0001 class A common		Purchase		978		50.6119 USD
USD 0.0001 class A common		Purchase		1,150		50.5750 USD
USD 0.0001 class A common		Purchase		2,414		50.4728 USD
USD 0.0001 class A common		Purchase		2,539		50.6299 USD
USD 0.0001 class A common		Purchase		2,804		50.6102 USD
USD 0.0001 class A common		Purchase		3,369		50.6124 USD
USD 0.0001 class A common		Purchase		3,389		50.6365 USD
USD 0.0001 class A common		Purchase		3,942		50.5931 USD
USD 0.0001 class A common		Purchase		4,015		50.4262 USD
USD 0.0001 class A common		Purchase		4,841		50.4601 USD
USD 0.0001 class A common		Purchase		4,907		50.4066 USD
USD 0.0001 class A common		Purchase		5,284		50.5192 USD
USD 0.0001 class A common		Purchase		8,508		50.4828 USD
USD 0.0001 class A common		Purchase		9,595		50.5600 USD
USD 0.0001 class A common		Purchase		11,097		50.0955 USD
USD 0.0001 class A common		Purchase		17,769		50.5465 USD
USD 0.0001 class A common		Purchase		21,834		50.0462 USD
USD 0.0001 class A common		Purchase		22,300		50.2621 USD
USD 0.0001 class A common		Purchase		23,704		50.5544 USD
USD 0.0001 class A common		Purchase		29,241		50.1808 USD
USD 0.0001 class A common		Purchase		32,015		50.1687 USD
USD 0.0001 class A common		Purchase		113,876		49.9668 USD
USD 0.0001 class A common		Purchase		203,004		49.8988 USD
USD 0.0001 class A common		Sale		46		50.5150 USD
USD 0.0001 class A common		Sale		64		50.4250 USD
USD 0.0001 class A common		Sale		90		50.2923 USD
USD 0.0001 class A common		Sale		100		50.4600 USD
USD 0.0001 class A common		Sale		100		50.5300 USD
USD 0.0001 class A common		Sale		100		50.5800 USD
USD 0.0001 class A common		Sale		112		49.2255 USD
USD 0.0001 class A common		Sale		168		49.5900 USD
USD 0.0001 class A common		Sale		180		50.0217 USD
USD 0.0001 class A common		Sale		200		49.6250 USD
USD 0.0001 class A common		Sale		200		49.3100 USD
USD 0.0001 class A common		Sale		236		50.2113 USD
USD 0.0001 class A common		Sale		400		50.4900 USD
USD 0.0001 class A common		Sale		400		50.6400 USD
USD 0.0001 class A common		Sale		481		50.5712 USD
USD 0.0001 class A common		Sale		481		50.5713 USD
USD 0.0001 class A common		Sale		500		50.5220 USD
USD 0.0001 class A common		Sale		550		50.6009 USD
USD 0.0001 class A common		Sale		800		50.4912 USD
USD 0.0001 class A common		Sale		852		50.4455 USD
USD 0.0001 class A common		Sale		900		50.3200 USD
USD 0.0001 class A common		Sale		964		50.5339 USD
USD 0.0001 class A common		Sale		1,263		50.0380 USD
USD 0.0001 class A common		Sale		1,300		50.5723 USD
USD 0.0001 class A common		Sale		1,300		50.6300 USD
USD 0.0001 class A common		Sale		1,437		50.4334 USD
USD 0.0001 class A common		Sale		1,440		50.6342 USD
USD 0.0001 class A common		Sale		1,457		50.2584 USD
USD 0.0001 class A common		Sale		1,647		50.5354 USD
USD 0.0001 class A common		Sale		1,800		49.9748 USD
USD 0.0001 class A common		Sale		1,854		50.4979 USD
USD 0.0001 class A common		Sale		2,061		50.5355 USD
USD 0.0001 class A common		Sale		2,083		50.5716 USD
USD 0.0001 class A common		Sale		2,183		49.6029 USD
USD 0.0001 class A common		Sale		2,431		49.8279 USD
USD 0.0001 class A common		Sale		2,552		50.5850 USD
USD 0.0001 class A common		Sale		3,149		50.1800 USD
USD 0.0001 class A common		Sale		3,384		50.6283 USD
USD 0.0001 class A common		Sale		3,535		50.5090 USD
USD 0.0001 class A common		Sale		3,573		49.8468 USD
USD 0.0001 class A common		Sale		4,355		49.8161 USD
USD 0.0001 class A common		Sale		6,100		50.1305 USD
USD 0.0001 class A common		Sale		7,483		49.9531 USD
USD 0.0001 class A common		Sale		12,451		50.1086 USD
USD 0.0001 class A common		Sale		12,673		50.1780 USD
USD 0.0001 class A common		Sale		12,906		49.8675 USD
USD 0.0001 class A common		Sale		15,384		50.0703 USD
USD 0.0001 class A common		Sale		16,118		50.5190 USD
USD 0.0001 class A common		Sale		16,650		50.2596 USD
USD 0.0001 class A common		Sale		22,013		50.1737 USD
USD 0.0001 class A common		Sale		22,924		50.5600 USD
USD 0.0001 class A common		Sale		40,931		49.8561 USD
USD 0.0001 class A common		Sale		132,219		49.9197 USD
USD 0.0001 class A common		Sale		159,789		50.0884 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				4 Oct 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				DRAFTKINGS INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.0001 class A common		Call Options	Written	-39,996	50.0000	American	15 Oct 2021
USD 0.0001 class A common		Call Options	Written	-35,500	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-33,835	70.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-31,007	65.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-20,503	65.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-16,059	55.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-14,443	60.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-7,373	45.0000	American	19 Nov 2021
USD 0.0001 class A common		Call Options	Written	-6,363	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-101	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-418,200	45.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Purchased	-223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Purchased	-212,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-211,100	45.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Purchased	-85,700	40.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Purchased	-76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Purchased	-63,963	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-61,085	40.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Purchased	-30,000	60.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Purchased	-22,601	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-16,968	65.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	505	40.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Written	9,999	55.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	22,500	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	23,230	60.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	30,300	60.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	45,248	45.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	50,500	60.0000	American	15 Jul 2022
USD 0.0001 class A common		Put Options	Written	54,944	50.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Written	57,600	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	111,403	60.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	113,778	40.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	141,400	55.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	188,971	50.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	201,596	45.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	202,000	45.0000	American	14 Apr 2022
USD 0.0001 class A common		Put Options	Written	204,000	40.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	228,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	247,460	45.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	501,727	45.0000	American	20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211004005431/en/

BARCLAYS PLC