Barclays PLC — M&A Activity 2021

Oct 1, 2021

National Storage Mechanism | Additional information

Form 8.3 - DRAFTKINGS INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				DRAFTKINGS INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				30 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				ENTAIN PLC
					GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.0001 class A common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		573,888	0.14%	598,586	0.15%
(2)	Cash-settled derivatives:
			4,928	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		2,735,561	0.67%	1,628,611	0.40%
	TOTAL:		3,314,377	0.82%	2,227,197	0.55%
Class of relevant security:			Convertible Bond US26142RAA23
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		0	0.00%	356,000	0.09%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		0	0.00%	356,000	0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.0001 class A common		Purchase		8		48.1700 USD
USD 0.0001 class A common		Purchase		10		48.3440 USD
USD 0.0001 class A common		Purchase		10		48.2580 USD
USD 0.0001 class A common		Purchase		12		48.6300 USD
USD 0.0001 class A common		Purchase		14		48.1114 USD
USD 0.0001 class A common		Purchase		21		48.2814 USD
USD 0.0001 class A common		Purchase		26		48.4592 USD
USD 0.0001 class A common		Purchase		41		48.6200 USD
USD 0.0001 class A common		Purchase		44		48.1738 USD
USD 0.0001 class A common		Purchase		49		48.7200 USD
USD 0.0001 class A common		Purchase		52		48.2434 USD
USD 0.0001 class A common		Purchase		58		48.2020 USD
USD 0.0001 class A common		Purchase		64		48.2771 USD
USD 0.0001 class A common		Purchase		90		48.1486 USD
USD 0.0001 class A common		Purchase		194		48.1650 USD
USD 0.0001 class A common		Purchase		200		48.1500 USD
USD 0.0001 class A common		Purchase		202		48.6622 USD
USD 0.0001 class A common		Purchase		208		48.1426 USD
USD 0.0001 class A common		Purchase		296		48.0768 USD
USD 0.0001 class A common		Purchase		297		48.2700 USD
USD 0.0001 class A common		Purchase		300		48.5283 USD
USD 0.0001 class A common		Purchase		300		48.7600 USD
USD 0.0001 class A common		Purchase		399		48.3192 USD
USD 0.0001 class A common		Purchase		400		48.6050 USD
USD 0.0001 class A common		Purchase		462		47.9436 USD
USD 0.0001 class A common		Purchase		477		48.1715 USD
USD 0.0001 class A common		Purchase		557		48.1721 USD
USD 0.0001 class A common		Purchase		561		48.1372 USD
USD 0.0001 class A common		Purchase		570		48.2402 USD
USD 0.0001 class A common		Purchase		600		47.8300 USD
USD 0.0001 class A common		Purchase		641		48.4792 USD
USD 0.0001 class A common		Purchase		676		48.5234 USD
USD 0.0001 class A common		Purchase		700		48.4200 USD
USD 0.0001 class A common		Purchase		925		48.7105 USD
USD 0.0001 class A common		Purchase		1,200		48.4100 USD
USD 0.0001 class A common		Purchase		1,324		48.4600 USD
USD 0.0001 class A common		Purchase		1,413		48.5952 USD
USD 0.0001 class A common		Purchase		1,567		48.2313 USD
USD 0.0001 class A common		Purchase		2,685		48.6367 USD
USD 0.0001 class A common		Purchase		3,011		48.0388 USD
USD 0.0001 class A common		Purchase		3,416		48.2058 USD
USD 0.0001 class A common		Purchase		3,558		47.9710 USD
USD 0.0001 class A common		Purchase		6,446		48.6071 USD
USD 0.0001 class A common		Purchase		8,357		48.0909 USD
USD 0.0001 class A common		Purchase		9,756		48.1622 USD
USD 0.0001 class A common		Purchase		16,802		48.2316 USD
USD 0.0001 class A common		Purchase		17,024		48.1600 USD
USD 0.0001 class A common		Purchase		27,252		48.1573 USD
USD 0.0001 class A common		Purchase		53,465		47.7594 USD
USD 0.0001 class A common		Purchase		70,430		48.3032 USD
USD 0.0001 class A common		Purchase		76,353		48.4635 USD
USD 0.0001 class A common		Purchase		106,777		48.4002 USD
USD 0.0001 class A common		Purchase		127,302		48.1157 USD
USD 0.0001 class A common		Sale		2		48.0900 USD
USD 0.0001 class A common		Sale		4		48.7600 USD
USD 0.0001 class A common		Sale		6		48.1100 USD
USD 0.0001 class A common		Sale		7		48.5500 USD
USD 0.0001 class A common		Sale		8		48.2600 USD
USD 0.0001 class A common		Sale		11		48.5900 USD
USD 0.0001 class A common		Sale		11		48.0236 USD
USD 0.0001 class A common		Sale		15		48.3633 USD
USD 0.0001 class A common		Sale		24		48.3766 USD
USD 0.0001 class A common		Sale		24		48.2083 USD
USD 0.0001 class A common		Sale		32		48.3075 USD
USD 0.0001 class A common		Sale		48		48.4000 USD
USD 0.0001 class A common		Sale		48		48.3058 USD
USD 0.0001 class A common		Sale		57		48.5273 USD
USD 0.0001 class A common		Sale		59		48.7910 USD
USD 0.0001 class A common		Sale		82		48.3600 USD
USD 0.0001 class A common		Sale		100		48.1700 USD
USD 0.0001 class A common		Sale		100		48.6700 USD
USD 0.0001 class A common		Sale		100		47.6900 USD
USD 0.0001 class A common		Sale		100		48.8500 USD
USD 0.0001 class A common		Sale		121		48.6025 USD
USD 0.0001 class A common		Sale		124		48.0574 USD
USD 0.0001 class A common		Sale		183		48.2010 USD
USD 0.0001 class A common		Sale		200		47.8500 USD
USD 0.0001 class A common		Sale		232		47.8657 USD
USD 0.0001 class A common		Sale		300		48.6600 USD
USD 0.0001 class A common		Sale		354		48.3287 USD
USD 0.0001 class A common		Sale		400		47.6712 USD
USD 0.0001 class A common		Sale		400		48.8600 USD
USD 0.0001 class A common		Sale		430		48.6355 USD
USD 0.0001 class A common		Sale		462		47.9436 USD
USD 0.0001 class A common		Sale		477		48.1715 USD
USD 0.0001 class A common		Sale		483		47.8204 USD
USD 0.0001 class A common		Sale		570		48.2402 USD
USD 0.0001 class A common		Sale		651		47.7723 USD
USD 0.0001 class A common		Sale		714		47.7554 USD
USD 0.0001 class A common		Sale		858		48.3275 USD
USD 0.0001 class A common		Sale		959		47.6862 USD
USD 0.0001 class A common		Sale		1,134		47.7728 USD
USD 0.0001 class A common		Sale		1,200		48.4100 USD
USD 0.0001 class A common		Sale		1,324		48.4600 USD
USD 0.0001 class A common		Sale		1,500		48.3453 USD
USD 0.0001 class A common		Sale		1,618		47.7842 USD
USD 0.0001 class A common		Sale		1,619		48.1600 USD
USD 0.0001 class A common		Sale		1,729		47.8041 USD
USD 0.0001 class A common		Sale		1,946		48.4913 USD
USD 0.0001 class A common		Sale		2,100		48.6742 USD
USD 0.0001 class A common		Sale		2,200		48.7331 USD
USD 0.0001 class A common		Sale		2,521		47.7610 USD
USD 0.0001 class A common		Sale		3,622		47.7768 USD
USD 0.0001 class A common		Sale		4,158		47.9506 USD
USD 0.0001 class A common		Sale		4,800		48.4218 USD
USD 0.0001 class A common		Sale		4,998		47.7345 USD
USD 0.0001 class A common		Sale		6,012		47.7563 USD
USD 0.0001 class A common		Sale		8,025		48.0296 USD
USD 0.0001 class A common		Sale		8,818		48.3551 USD
USD 0.0001 class A common		Sale		9,342		47.7650 USD
USD 0.0001 class A common		Sale		10,421		48.3953 USD
USD 0.0001 class A common		Sale		10,520		48.1639 USD
USD 0.0001 class A common		Sale		11,230		48.1574 USD
USD 0.0001 class A common		Sale		18,982		47.7568 USD
USD 0.0001 class A common		Sale		21,590		48.1629 USD
USD 0.0001 class A common		Sale		31,873		48.1431 USD
USD 0.0001 class A common		Sale		56,900		48.4754 USD
USD 0.0001 class A common		Sale		70,635		48.0719 USD
USD 0.0001 class A common		Sale		73,900		48.1607 USD
USD 0.0001 class A common		Sale		147,434		48.4326 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				1 Oct 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				DRAFTKINGS INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.0001 class A common		Call Options	Written	-39,996	50.0000	American	15 Oct 2021
USD 0.0001 class A common		Call Options	Written	-35,500	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-33,835	70.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-31,007	65.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-20,503	65.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-16,059	55.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-14,443	60.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-7,373	45.0000	American	19 Nov 2021
USD 0.0001 class A common		Call Options	Written	-6,363	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-101	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-418,200	45.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Purchased	-223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Purchased	-212,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-211,100	45.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Purchased	-85,700	40.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Purchased	-76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Purchased	-63,963	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-61,085	40.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Purchased	-30,000	60.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Purchased	-22,601	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-16,968	65.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	505	40.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Written	9,999	55.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	22,500	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	23,230	60.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	30,300	60.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	45,248	45.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	50,500	60.0000	American	15 Jul 2022
USD 0.0001 class A common		Put Options	Written	54,944	50.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Written	57,600	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	111,403	60.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	113,778	40.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	141,400	55.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	188,971	50.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	201,596	45.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	202,000	45.0000	American	14 Apr 2022
USD 0.0001 class A common		Put Options	Written	204,000	40.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	228,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	247,460	45.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	501,727	45.0000	American	20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211001005394/en/

BARCLAYS PLC