Barclays PLC - M&A Activity 2021 | FinancialReports.eu

National Storage Mechanism | Additional information

Form 8.3 - Blue Prism Group plc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	BLUE PRISM GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	29 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	2,055,803	2.12%	288,367	0.30%

(2)	Cash-settled derivatives:
		279,416	0.29%	1,997,792	2.06%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	2,335,219	2.41%	2,286,159	2.36%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
1p ordinary	Purchase	64	11.5979 GBP
1p ordinary	Purchase	95	11.5966 GBP
1p ordinary	Purchase	176	11.6700 GBP
1p ordinary	Purchase	194	11.5900 GBP
1p ordinary	Purchase	202	11.6750 GBP
1p ordinary	Purchase	300	11.4666 GBP
1p ordinary	Purchase	396	11.4700 GBP
1p ordinary	Purchase	461	11.6052 GBP
1p ordinary	Purchase	562	11.6709 GBP
1p ordinary	Purchase	591	11.6900 GBP
1p ordinary	Purchase	610	11.6800 GBP
1p ordinary	Purchase	1,012	11.6957 GBP
1p ordinary	Purchase	2,065	11.5309 GBP
1p ordinary	Purchase	2,117	11.5213 GBP
1p ordinary	Purchase	3,999	11.6148 GBP
1p ordinary	Purchase	4,699	11.4479 GBP
1p ordinary	Purchase	8,979	11.6260 GBP
1p ordinary	Purchase	9,712	11.5067 GBP
1p ordinary	Purchase	13,683	11.6775 GBP
1p ordinary	Purchase	16,250	11.6524 GBP
1p ordinary	Purchase	27,147	11.6442 GBP
1p ordinary	Purchase	32,056	11.5981 GBP
1p ordinary	Purchase	47,965	11.5702 GBP
1p ordinary	Purchase	50,488	11.6113 GBP
1p ordinary	Purchase	80,000	11.4683 GBP
1p ordinary	Purchase	86,475	11.5000 GBP
1p ordinary	Purchase	221,213	11.5716 GBP
1p ordinary	Sale	36	11.6680 GBP
1p ordinary	Sale	176	11.6700 GBP
1p ordinary	Sale	186	11.5950 GBP
1p ordinary	Sale	194	11.5900 GBP
1p ordinary	Sale	202	11.6750 GBP
1p ordinary	Sale	300	11.4667 GBP
1p ordinary	Sale	396	11.4700 GBP
1p ordinary	Sale	429	11.5000 GBP
1p ordinary	Sale	591	11.6900 GBP
1p ordinary	Sale	610	11.6800 GBP
1p ordinary	Sale	642	11.5179 GBP
1p ordinary	Sale	771	11.6295 GBP
1p ordinary	Sale	1,285	11.6402 GBP
1p ordinary	Sale	1,301	11.5849 GBP
1p ordinary	Sale	1,423	11.5958 GBP
1p ordinary	Sale	5,322	11.6598 GBP
1p ordinary	Sale	5,374	11.6014 GBP
1p ordinary	Sale	8,360	11.5005 GBP
1p ordinary	Sale	10,974	11.6581 GBP
1p ordinary	Sale	16,934	11.6194 GBP
1p ordinary	Sale	17,250	11.5266 GBP
1p ordinary	Sale	20,000	11.6918 GBP
1p ordinary	Sale	22,567	11.5871 GBP
1p ordinary	Sale	37,746	11.6537 GBP
1p ordinary	Sale	58,143	11.5846 GBP
1p ordinary	Sale	65,000	11.6829 GBP

(b) Cash-settled derivative transactions


Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
1p ordinary	SWAP	Long	36	11.6681 GBP
1p ordinary	SWAP	Long	44	11.6590 GBP
1p ordinary	CFD	Long	429	11.5000 GBP
1p ordinary	CFD	Long	1,301	11.5849 GBP
1p ordinary	SWAP	Long	2,903	11.5372 GBP
1p ordinary	SWAP	Long	4,061	11.5496 GBP
1p ordinary	SWAP	Long	5,374	11.6014 GBP
1p ordinary	SWAP	Long	7,576	11.6364 GBP
1p ordinary	SWAP	Long	12,297	11.4756 GBP
1p ordinary	SWAP	Long	20,000	11.6918 GBP
1p ordinary	SWAP	Long	21,366	11.5876 GBP
1p ordinary	SWAP	Long	36,524	11.6140 GBP
1p ordinary	SWAP	Long	65,000	11.6829 GBP
1p ordinary	CFD	Short	18	11.6711 GBP
1p ordinary	SWAP	Short	64	11.5980 GBP
1p ordinary	SWAP	Short	95	11.5966 GBP
1p ordinary	SWAP	Short	297	11.6039 GBP
1p ordinary	SWAP	Short	355	11.5884 GBP
1p ordinary	SWAP	Short	461	11.6052 GBP
1p ordinary	SWAP	Short	2,117	11.5213 GBP
1p ordinary	SWAP	Short	2,859	11.5000 GBP
1p ordinary	SWAP	Short	3,999	11.6148 GBP
1p ordinary	CFD	Short	9,311	11.6527 GBP
1p ordinary	SWAP	Short	10,725	11.6028 GBP
1p ordinary	SWAP	Short	17,144	11.6244 GBP
1p ordinary	SWAP	Short	17,780	11.5830 GBP
1p ordinary	SWAP	Short	18,761	11.6243 GBP
1p ordinary	CFD	Short	21,837	11.5008 GBP
1p ordinary	SWAP	Short	29,748	11.5495 GBP
1p ordinary	SWAP	Short	36,146	11.5667 GBP
1p ordinary	CFD	Short	36,447	11.5000 GBP
1p ordinary	SWAP	Short	36,932	11.6223 GBP
1p ordinary	SWAP	Short	38,156	11.5163 GBP
1p ordinary	SWAP	Short	80,000	11.4683 GBP
1p ordinary	SWAP	Short	99,918	11.6157 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 Sep 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.