Barclays PLC - M&A Activity 2021 | FinancialReports.eu

National Storage Mechanism | Additional information

Form 8.3 - Blue Prism Group plc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	BLUE PRISM GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	28 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,832,341	1.89%	401,092	0.41%

(2)	Cash-settled derivatives:
		392,362	0.40%	1,824,479	1.88%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	2,224,703	2.30%	2,225,571	2.30%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
1p ordinary	Purchase	9	11.4200 GBP
1p ordinary	Purchase	121	11.6102 GBP
1p ordinary	Purchase	278	11.6300 GBP
1p ordinary	Purchase	500	11.6100 GBP
1p ordinary	Purchase	671	11.5316 GBP
1p ordinary	Purchase	718	11.5633 GBP
1p ordinary	Purchase	750	11.5900 GBP
1p ordinary	Purchase	1,981	11.6200 GBP
1p ordinary	Purchase	2,839	11.5028 GBP
1p ordinary	Purchase	3,000	11.4360 GBP
1p ordinary	Purchase	3,231	11.6110 GBP
1p ordinary	Purchase	4,619	11.5530 GBP
1p ordinary	Purchase	10,439	11.4298 GBP
1p ordinary	Purchase	15,020	11.5436 GBP
1p ordinary	Purchase	16,768	11.4919 GBP
1p ordinary	Purchase	35,832	11.7041 GBP
1p ordinary	Purchase	38,898	11.6154 GBP
1p ordinary	Purchase	72,435	11.5751 GBP
1p ordinary	Purchase	73,125	11.5084 GBP
1p ordinary	Purchase	100,000	11.4344 GBP
1p ordinary	Purchase	299,588	11.5376 GBP
1p ordinary	Sale	97	11.5291 GBP
1p ordinary	Sale	204	11.4300 GBP
1p ordinary	Sale	235	11.4381 GBP
1p ordinary	Sale	278	11.6300 GBP
1p ordinary	Sale	300	11.6359 GBP
1p ordinary	Sale	500	11.6100 GBP
1p ordinary	Sale	556	11.5191 GBP
1p ordinary	Sale	750	11.5900 GBP
1p ordinary	Sale	760	11.6229 GBP
1p ordinary	Sale	958	11.4807 GBP
1p ordinary	Sale	999	11.6603 GBP
1p ordinary	Sale	1,156	11.4211 GBP
1p ordinary	Sale	1,553	11.5521 GBP
1p ordinary	Sale	1,981	11.6200 GBP
1p ordinary	Sale	2,079	11.5327 GBP
1p ordinary	Sale	2,686	11.4659 GBP
1p ordinary	Sale	2,815	11.5214 GBP
1p ordinary	Sale	2,885	11.5068 GBP
1p ordinary	Sale	3,000	11.4359 GBP
1p ordinary	Sale	5,290	11.5503 GBP
1p ordinary	Sale	9,500	11.6055 GBP
1p ordinary	Sale	10,000	11.4991 GBP
1p ordinary	Sale	20,122	11.5392 GBP
1p ordinary	Sale	44,754	11.5241 GBP
1p ordinary	Sale	49,892	11.6618 GBP
1p ordinary	Sale	68,977	11.4200 GBP
1p ordinary	Sale	90,517	11.4986 GBP
1p ordinary	Sale	138,641	11.5394 GBP

(b) Cash-settled derivative transactions


Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
1p ordinary	CFD	Long	97	11.5291 GBP
1p ordinary	CFD	Long	235	11.4381 GBP
1p ordinary	SWAP	Long	374	11.5083 GBP
1p ordinary	CFD	Long	1,191	11.4484 GBP
1p ordinary	CFD	Long	2,079	11.5327 GBP
1p ordinary	CFD	Long	2,548	11.4449 GBP
1p ordinary	SWAP	Long	2,710	11.4810 GBP
1p ordinary	CFD	Long	2,815	11.5214 GBP
1p ordinary	SWAP	Long	3,448	11.5410 GBP
1p ordinary	SWAP	Long	6,113	11.4200 GBP
1p ordinary	SWAP	Long	6,984	11.4288 GBP
1p ordinary	CFD	Long	7,874	11.5150 GBP
1p ordinary	SWAP	Long	10,000	11.4991 GBP
1p ordinary	SWAP	Long	11,981	11.5184 GBP
1p ordinary	SWAP	Long	32,115	11.5640 GBP
1p ordinary	SWAP	Long	42,044	11.5269 GBP
1p ordinary	CFD	Long	58,284	11.4200 GBP
1p ordinary	SWAP	Long	102,333	11.5475 GBP
1p ordinary	SWAP	Short	9	11.4202 GBP
1p ordinary	SWAP	Short	36	11.4361 GBP
1p ordinary	SWAP	Short	100	11.4600 GBP
1p ordinary	SWAP	Short	121	11.6102 GBP
1p ordinary	SWAP	Short	718	11.5633 GBP
1p ordinary	SWAP	Short	778	11.4200 GBP
1p ordinary	SWAP	Short	6,904	11.6200 GBP
1p ordinary	SWAP	Short	31,216	11.6192 GBP
1p ordinary	SWAP	Short	38,733	11.5879 GBP
1p ordinary	SWAP	Short	45,174	11.5612 GBP
1p ordinary	SWAP	Short	57,488	11.5229 GBP
1p ordinary	SWAP	Short	100,000	11.4344 GBP
1p ordinary	SWAP	Short	112,070	11.5646 GBP
1p ordinary	SWAP	Short	118,458	11.5168 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				29 Sep 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.