Barclays PLC — M&A Activity 2021

Sep 23, 2021

National Storage Mechanism | Additional information

Form 8.3 - WM MORRISON SUPERMARKETS PLC AMENDMENT

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				WM MORRISON SUPERMARKETS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				20 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making				NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			10p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		14,484,190	0.60%	11,591,173	0.48%
(2)	Cash-settled derivatives:
			9,654,433	0.40%	4,425,195	0.18%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		24,138,623	1.00%	16,016,368	0.66%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		22		2.9204 GBP
10p ordinary		Purchase		36		2.9235 GBP
10p ordinary		Purchase		440		2.9212 GBP
10p ordinary		Purchase		945		2.9190 GBP
10p ordinary		Purchase		1,356		2.9232 GBP
10p ordinary		Purchase		1,541		2.9228 GBP
10p ordinary		Purchase		1,967		2.9264 GBP
10p ordinary		Purchase		2,188		2.9220 GBP
10p ordinary		Purchase		2,736		2.9247 GBP
10p ordinary		Purchase		3,112		2.9240 GBP
10p ordinary		Purchase		6,270		2.9210 GBP
10p ordinary		Purchase		7,168		2.9249 GBP
10p ordinary		Purchase		9,259		2.9230 GBP
10p ordinary		Purchase		12,473		2.9250 GBP
10p ordinary		Purchase		12,484		2.9259 GBP
10p ordinary		Purchase		13,700		2.9219 GBP
10p ordinary		Purchase		14,001		2.9238 GBP
10p ordinary		Purchase		14,676		2.9261 GBP
10p ordinary		Purchase		30,926		2.9223 GBP
10p ordinary		Purchase		57,387		2.9209 GBP
10p ordinary		Purchase		81,863		2.9269 GBP
10p ordinary		Purchase		81,863		2.9271 GBP
10p ordinary		Purchase		214,106		2.9239 GBP
10p ordinary		Purchase		387,130		2.9229 GBP
10p ordinary		Purchase		415,747		2.9227 GBP
10p ordinary		Sale		2,245		2.9240 GBP
10p ordinary		Sale		3,538		2.9217 GBP
10p ordinary		Sale		3,560		2.9206 GBP
10p ordinary		Sale		3,642		2.9200 GBP
10p ordinary		Sale		3,688		2.9213 GBP
10p ordinary		Sale		4,387		2.9218 GBP
10p ordinary		Sale		10,942		2.9230 GBP
10p ordinary		Sale		11,380		2.9215 GBP
10p ordinary		Sale		13,910		2.9250 GBP
10p ordinary		Sale		21,607		2.9227 GBP
10p ordinary		Sale		22,879		2.9275 GBP
10p ordinary		Sale		35,128		2.9223 GBP
10p ordinary		Sale		36,334		2.9220 GBP
10p ordinary		Sale		56,037		2.9247 GBP
10p ordinary		Sale		81,639		2.9219 GBP
10p ordinary		Sale		92,864		2.9205 GBP
10p ordinary		Sale		368,714		2.9210 GBP
ADR		Purchase		749		19.7766 USD
ADR		Sale		749		19.7766 USD

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
10p ordinary		CFD		Long		285	2.9214 GBP
10p ordinary		CFD		Long		3,745	2.9207 GBP
10p ordinary		SWAP		Long		4,249	2.9231 GBP
10p ordinary		SWAP		Long		30,458	2.9208 GBP
10p ordinary		SWAP		Long		31,302	2.9227 GBP
10p ordinary		SWAP		Long		44,484	2.9206 GBP
10p ordinary		SWAP		Long		86,374	2.9224 GBP
10p ordinary		SWAP		Long		120,837	2.9210 GBP
10p ordinary		CFD		Long		121,662	2.9209 GBP
10p ordinary		SWAP		Short		22	2.9202 GBP
10p ordinary		SWAP		Short		196	2.9217 GBP
10p ordinary		SWAP		Short		440	2.9212 GBP
10p ordinary		SWAP		Short		881	2.9299 GBP
10p ordinary		SWAP		Short		1,356	2.9232 GBP
10p ordinary		SWAP		Short		2,736	2.9247 GBP
10p ordinary		SWAP		Short		12,473	2.9250 GBP
10p ordinary		SWAP		Short		12,484	2.9259 GBP
10p ordinary		SWAP		Short		69,478	2.9225 GBP
10p ordinary		SWAP		Short		163,726	2.9270 GBP
10p ordinary		SWAP		Short		200,000	2.9239 GBP
10p ordinary		SWAP		Short		752,792	2.9229 GBP
10p ordinary		SWAP		Short		752,792	2.9229 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				23 Sep 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210923005605/en/

BARCLAYS PLC