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Barclays PLC M&A Activity 2021
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 AON PLC - Amendment
FORM 8.3 Amendment to purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. |
| Company dealt in | AON PLC |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
| Date of dealing | 06 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 469,718 | 0.21% | 1,782,522 | 0.79% | ||
| (2) | Derivatives (other than options): | ||||
| 158,710 | 0.07% | 7,021 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
| TOTAL: | |||||
| 651,508 | 0.29% | 1,813,743 | 0.80% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 256.4200 USD |
| Purchase | 5 | 256.8000 USD |
| Purchase | 9 | 256.1833 USD |
| Purchase | 11 | 256.2054 USD |
| Purchase | 24 | 256.2300 USD |
| Purchase | 24 | 256.8100 USD |
| Purchase | 63 | 256.5350 USD |
| Purchase | 65 | 257.2260 USD |
| Purchase | 100 | 256.4537 USD |
| Purchase | 100 | 255.5000 USD |
| Purchase | 100 | 257.0000 USD |
| Purchase | 100 | 256.8800 USD |
| Purchase | 100 | 255.7350 USD |
| Purchase | 122 | 256.2418 USD |
| Purchase | 143 | 256.1700 USD |
| Purchase | 200 | 255.4300 USD |
| Purchase | 206 | 255.5488 USD |
| Purchase | 206 | 255.5673 USD |
| Purchase | 213 | 255.7616 USD |
| Purchase | 219 | 256.9252 USD |
| Purchase | 225 | 255.4488 USD |
| Purchase | 300 | 255.5250 USD |
| Purchase | 400 | 255.9555 USD |
| Purchase | 515 | 255.6521 USD |
| Purchase | 697 | 255.9246 USD |
| Purchase | 746 | 256.4424 USD |
| Purchase | 2,100 | 256.9042 USD |
| Purchase | 2,402 | 256.9985 USD |
| Purchase | 2,675 | 255.6797 USD |
| Purchase | 3,044 | 256.6360 USD |
| Purchase | 3,773 | 256.1234 USD |
| Purchase | 4,187 | 256.1981 USD |
| Purchase | 5,366 | 256.1507 USD |
| Purchase | 6,323 | 255.5669 USD |
| Purchase | 6,834 | 256.8827 USD |
| Purchase | 7,196 | 255.9710 USD |
| Purchase | 7,219 | 256.3872 USD |
| Purchase | 9,479 | 256.1647 USD |
| Purchase | 12,062 | 255.6520 USD |
| Purchase | 13,535 | 256.8928 USD |
| Purchase | 14,733 | 256.6300 USD |
| Purchase | 23,853 | 256.2543 USD |
| Sale | 1 | 256.7700 USD |
| Sale | 2 | 255.6700 USD |
| Sale | 2 | 255.6900 USD |
| Sale | 6 | 256.4600 USD |
| Sale | 6 | 256.6600 USD |
| Sale | 10 | 256.1680 USD |
| Sale | 12 | 256.1616 USD |
| Sale | 12 | 256.3633 USD |
| Sale | 12 | 256.3466 USD |
| Sale | 18 | 255.6355 USD |
| Sale | 31 | 256.7848 USD |
| Sale | 40 | 256.6310 USD |
| Sale | 63 | 256.5350 USD |
| Sale | 75 | 255.8600 USD |
| Sale | 75 | 256.1700 USD |
| Sale | 79 | 256.1250 USD |
| Sale | 84 | 256.7900 USD |
| Sale | 95 | 255.9500 USD |
| Sale | 100 | 256.0500 USD |
| Sale | 100 | 257.2000 USD |
| Sale | 111 | 255.2628 USD |
| Sale | 134 | 255.6550 USD |
| Sale | 155 | 255.4886 USD |
| Sale | 156 | 255.3290 USD |
| Sale | 215 | 255.5923 USD |
| Sale | 249 | 255.7084 USD |
| Sale | 300 | 255.0766 USD |
| Sale | 304 | 255.7515 USD |
| Sale | 307 | 256.9364 USD |
| Sale | 407 | 256.1821 USD |
| Sale | 456 | 255.6507 USD |
| Sale | 467 | 255.9268 USD |
| Sale | 488 | 255.6864 USD |
| Sale | 500 | 256.1730 USD |
| Sale | 517 | 255.6057 USD |
| Sale | 607 | 256.0060 USD |
| Sale | 700 | 256.4014 USD |
| Sale | 700 | 256.2328 USD |
| Sale | 964 | 256.3449 USD |
| Sale | 1,000 | 255.8490 USD |
| Sale | 1,000 | 256.0560 USD |
| Sale | 1,052 | 255.4440 USD |
| Sale | 1,061 | 256.0462 USD |
| Sale | 1,195 | 255.7212 USD |
| Sale | 1,400 | 256.0721 USD |
| Sale | 1,766 | 256.3450 USD |
| Sale | 1,864 | 255.5044 USD |
| Sale | 1,887 | 255.9139 USD |
| Sale | 2,176 | 255.4672 USD |
| Sale | 2,763 | 256.2158 USD |
| Sale | 2,884 | 256.6071 USD |
| Sale | 2,970 | 255.5361 USD |
| Sale | 3,942 | 255.4164 USD |
| Sale | 4,155 | 256.0971 USD |
| Sale | 6,118 | 256.4958 USD |
| Sale | 6,308 | 256.0082 USD |
| Sale | 7,624 | 256.2366 USD |
| Sale | 8,512 | 256.1785 USD |
| Sale | 8,611 | 256.4955 USD |
| Sale | 9,400 | 256.1650 USD |
| Sale | 5,108 | 255.6709 USD |
| Sale | 12,709 | 256.6300 USD |
| Sale | 25,000 | 256.9015 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 2,969 | 255.3469 USD |
| SWAP | Long | 7,336 | 255.5092 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 10 May 2021 |
| Contact name | Large Holdings Regulatory Operations |
| Telephone number | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection (Note 10) |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC