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Barclays PLC M&A Activity 2020
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FORM 8.3 - ALLERGAN PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,005,935 | 1.22% | 3,171,652 | 0.97% | ||
| (2) | Derivatives (other than options): | ||||
| 2,877,200 | 0.88% | 2,207,711 | 0.67% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 815,900 | 0.25% | 486,700 | 0.15% | |
| (4) | TOTAL: | ||||
| 7,699,035 | 2.35% | 5,866,063 | 1.79% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 9 | 191.1100 USD |
| Purchase | 12 | 190.6800 USD |
| Purchase | 17 | 191.3900 USD |
| Purchase | 86 | 191.4500 USD |
| Purchase | 100 | 191.3800 USD |
| Purchase | 100 | 191.3400 USD |
| Purchase | 100 | 191.4000 USD |
| Purchase | 149 | 191.2236 USD |
| Purchase | 150 | 191.3200 USD |
| Purchase | 200 | 191.3425 USD |
| Purchase | 200 | 191.3350 USD |
| Purchase | 200 | 190.9250 USD |
| Purchase | 300 | 191.2266 USD |
| Purchase | 500 | 191.3360 USD |
| Purchase | 500 | 191.4319 USD |
| Purchase | 578 | 191.3120 USD |
| Purchase | 600 | 191.5100 USD |
| Purchase | 757 | 191.4763 USD |
| Purchase | 900 | 191.6088 USD |
| Purchase | 1,496 | 191.0719 USD |
| Purchase | 1,511 | 191.0767 USD |
| Purchase | 1,514 | 190.8364 USD |
| Purchase | 1,557 | 191.5094 USD |
| Purchase | 1,653 | 191.2527 USD |
| Purchase | 1,700 | 191.3179 USD |
| Purchase | 3,800 | 191.3432 USD |
| Purchase | 4,600 | 191.3416 USD |
| Purchase | 4,809 | 191.4177 USD |
| Purchase | 6,127 | 191.3744 USD |
| Purchase | 7,048 | 191.0800 USD |
| Purchase | 13,993 | 191.4170 USD |
| Purchase | 14,029 | 191.0803 USD |
| Purchase | 14,849 | 191.1927 USD |
| Purchase | 14,919 | 191.1229 USD |
| Sale | 6 | 190.2600 USD |
| Sale | 9 | 191.1100 USD |
| Sale | 10 | 191.2800 USD |
| Sale | 12 | 190.6800 USD |
| Sale | 13 | 191.4669 USD |
| Sale | 100 | 190.6400 USD |
| Sale | 122 | 191.3200 USD |
| Sale | 200 | 191.4900 USD |
| Sale | 200 | 191.8200 USD |
| Sale | 200 | 191.2200 USD |
| Sale | 300 | 191.2266 USD |
| Sale | 500 | 191.2270 USD |
| Sale | 540 | 191.4925 USD |
| Sale | 556 | 191.2900 USD |
| Sale | 572 | 191.2396 USD |
| Sale | 600 | 191.2158 USD |
| Sale | 1,280 | 191.4544 USD |
| Sale | 3,159 | 191.0821 USD |
| Sale | 3,745 | 191.0903 USD |
| Sale | 3,800 | 191.3750 USD |
| Sale | 4,100 | 191.3556 USD |
| Sale | 4,353 | 191.2786 USD |
| Sale | 7,902 | 191.2404 USD |
| Sale | 20,002 | 191.4148 USD |
| Sale | 21,479 | 191.0800 USD |
| Sale | 25,058 | 191.1943 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 20,000 | 191.4248 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 190 USD | American | 3 Jan 2020 | 1.2200 USD |
| Call Option | Purchasing | 500 | 193 USD | American | 3 Jan 2020 | 0.0100 USD |
| Call Option | Purchasing | 3,200 | 195 USD | American | 3 Jan 2020 | 0.0100 USD |
| Call Option | Selling | 500 | 190 USD | American | 3 Jan 2020 | 1.8900 USD |
| Put Option | Purchasing | 500 | 120 USD | American | 21 Aug 2020 | 0.4000 USD |
| Put Option | Purchasing | 300 | 185 USD | American | 21 Jan 2022 | 12.1300 USD |
| Put Option | Selling | 300 | 180 USD | American | 21 Jan 2022 | 11.6300 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,100 | 195.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 3, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 177.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -29,200 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Jan 10, 2020 |
| Put Options | Written | 33,000 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 187.5000 | American | Jan 3, 2020 |
| Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 105,900 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 190.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -5,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -19,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 182.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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