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Barclays PLC M&A Activity 2020
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FORM 8.3 - ALLERGAN PLC - AMENDMENT
FORM 8.3
Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,002,826 | 1.22% | 3,171,170 | 0.97% | ||
| (2) | Derivatives (other than options): | ||||
| 2,877,200 | 0.88% | 2,454,811 | 0.75% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 812,300 | 0.25% | 488,700 | 0.15% | |
| (4) | TOTAL: | ||||
| 7,692,326 | 2.34% | 6,114,681 | 1.86% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 190.9500 USD |
| Purchase | 15 | 190.8500 USD |
| Purchase | 68 | 190.9970 USD |
| Purchase | 100 | 190.5600 USD |
| Purchase | 100 | 190.8100 USD |
| Purchase | 100 | 190.7200 USD |
| Purchase | 300 | 191.3800 USD |
| Purchase | 336 | 190.7181 USD |
| Purchase | 471 | 191.2054 USD |
| Purchase | 493 | 190.6633 USD |
| Purchase | 500 | 190.8320 USD |
| Purchase | 500 | 190.6700 USD |
| Purchase | 667 | 190.7407 USD |
| Purchase | 697 | 190.8581 USD |
| Purchase | 700 | 190.9000 USD |
| Purchase | 800 | 190.9262 USD |
| Purchase | 900 | 191.0605 USD |
| Purchase | 1,013 | 190.8864 USD |
| Purchase | 1,700 | 190.9973 USD |
| Purchase | 10,238 | 190.5700 USD |
| Purchase | 20,985 | 190.7206 USD |
| Purchase | 37,521 | 190.7768 USD |
| Sale | 15 | 190.8500 USD |
| Sale | 68 | 190.9970 USD |
| Sale | 100 | 191.0800 USD |
| Sale | 100 | 190.9700 USD |
| Sale | 100 | 190.6100 USD |
| Sale | 125 | 190.4276 USD |
| Sale | 200 | 190.9800 USD |
| Sale | 297 | 190.7645 USD |
| Sale | 500 | 190.9810 USD |
| Sale | 585 | 190.6024 USD |
| Sale | 617 | 190.5597 USD |
| Sale | 782 | 190.7430 USD |
| Sale | 800 | 191.1181 USD |
| Sale | 830 | 190.7535 USD |
| Sale | 902 | 190.8901 USD |
| Sale | 1,200 | 191.0041 USD |
| Sale | 2,096 | 190.7010 USD |
| Sale | 2,870 | 190.8249 USD |
| Sale | 4,810 | 190.7881 USD |
| Sale | 10,141 | 190.8814 USD |
| Sale | 10,412 | 190.5700 USD |
| Sale | 16,064 | 190.7166 USD |
| Sale | 24,066 | 190.7539 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 500 | 190 USD | American | 3 Jan 2020 | 0.8900 USD |
| Call Option | Selling | 500 | 193 USD | American | 3 Jan 2020 | 0.2300 USD |
| Put Option | Purchasing | 200 | 170 USD | American | 21 Jan 2022 | 7.6800 USD |
| Put Option | Purchasing | 500 | 190 USD | American | 3 Jan 2020 | 0.3800 USD |
| Put Option | Selling | 5,000 | 115 USD | American | 20 Mar 2020 | 0.1700 USD |
| Put Option | Selling | 200 | 150 USD | American | 21 Jan 2022 | 4.5800 USD |
| Put Option | Selling | 500 | 188 USD | American | 3 Jan 2020 | 1.0400 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 192.5000 | American | Jan 3, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -29,200 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | Jan 3, 2020 |
| Put Options | Written | 33,000 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 105,900 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 187.5000 | American | Jan 3, 2020 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 190.0000 | American | Jan 3, 2020 |
| Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -19,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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